Purchases and Sales Made in Q4 2024 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q4 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
7.57KNew |
$476K - $520K
|
7.57K
$494K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
6.23KNew |
$392K - $428K
|
6.23K
$406K
|
|
|
Feb 13, 2025
Q4 2024
|
Crux Wealth Advisors
Long Beach, CA |
BUY
|
- |
4.64KNew |
$292K - $318K
|
4.64K
$302K
|
|
|
Feb 12, 2025
Q4 2024
|
Old Mission Capital LLC
|
BUY
|
- |
4.5K+ 109.33% |
$283K - $309K
|
8.61K
$562K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.69K+ 9.71% |
$232K - $253K
|
41.7K
$2.72M
|
|
|
Feb 05, 2025
Q4 2024
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
1.2K+ 36.28% |
$75.7K - $82.6K
|
4.52K
$295K
|
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
1.17K+ 32.84% |
$73.3K - $80K
|
4.71K
$307K
|
|
|
Feb 07, 2025
Q4 2024
|
Capasso Planning Partners LLC
Charleston, SC |
BUY
|
- |
894+ 12.94% |
$56.2K - $61.4K
|
7.8K
$509K
|
|
|
Feb 12, 2025
Q4 2024
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
747+ 9.22% |
$47K - $51.3K
|
8.85K
$577K
|
|
|
Jan 02, 2025
Q4 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
401+ 26.19% |
$25.2K - $27.5K
|
1.93K
$126K
|
|
|
Jan 30, 2025
Q4 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
327+ 1.25% |
$20.6K - $22.4K
|
26.4K
$1.72M
|
|
|
Feb 13, 2025
Q4 2024
|
Prospera Financial Services Inc
|
BUY
|
- |
289+ 0.88% |
$18.2K - $19.8K
|
33.2K
$2.17M
|
|
|
Feb 12, 2025
Q4 2024
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
77+ 31.17% |
$4.84K - $5.29K
|
324
$21.1K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.94% |
$62.9 - $68.7
|
105
$6.85K
|
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-3- 25.0% |
$189 - $206
|
9
$587
|
|
|
Jan 13, 2025
Q4 2024
|
Psi Advisors, LLC
|
SELL
|
- |
-88- 75.86% |
$5.53K - $6.04K
|
28
$1.83K
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
SELL
|
- |
-192- 0.65% |
$12.1K - $13.2K
|
29.3K
$1.91M
|
|
|
Feb 13, 2025
Q4 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-283- 7.02% |
$17.8K - $19.4K
|
3.75K
$245K
|
|
|
Jan 22, 2025
Q4 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1.1K- 99.91% |
$69.1K - $75.4K
|
1
$65.2
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.71K- 5.17% |
$107K - $117K
|
31.3K
$2.04M
|
|
|
Feb 12, 2025
Q4 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-3.63K- 4.34% |
$228K - $249K
|
80K
$5.22M
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-8.71K- 98.74% |
$548K - $598K
|
111
$7.24K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-10.8K- 90.92% |
$680K - $742K
|
1.08K
$70.4K
|