Purchases and Sales Made in Q1 2022 in Alps ETF Tr Medical Breakthrou (SBIO)
This table provides information about the institutional ownership of Alps ETF Tr Medical Breakthrou (SBIO) during Q1 2022. The information is specifically focused on institutions that hold shares of ALPS ETF TR MEDICAL BREAKTHROU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
88.3KNew |
$2.71M - $3.84M
|
88.3K
$2.98M
|
|
|
Jan 11, 2023
Q1 2022
|
Asb Consultores, LLC
Aventura, FL |
BUY
|
- |
26.8KNew |
$824K - $1.17M
|
26.8K
$906K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
22.3K+ 317.42% |
$685K - $970K
|
29.3K
$990K
|
|
|
Apr 26, 2022
Q1 2022
|
Strategic Financial Services, Inc,
Utica, NY |
BUY
|
- |
22K+ 145.66% |
$677K - $958K
|
37.2K
$1.25M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
21K+ 13.54% |
$646K - $915K
|
176K
$5.95M
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
15.8K+ 102.4% |
$487K - $689K
|
31.3K
$1.06M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
7.29K+ 4.16% |
$224K - $317K
|
183K
$6.16M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.76K+ 32.17% |
$208K - $294K
|
27.8K
$938K
|
|
|
May 13, 2022
Q1 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
6.39K+ 69.43% |
$196K - $278K
|
15.6K
$527K
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
6.19KNew |
$190K - $269K
|
6.19K
$209K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.85K+ 16.25% |
$180K - $255K
|
41.9K
$1.41M
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
5.12K+ 8004.69% |
$157K - $223K
|
5.19K
$175K
|
|
|
May 17, 2022
Q1 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
5K+ 18.93% |
$154K - $218K
|
31.4K
$1.06M
|
|
|
May 12, 2022
Q1 2022
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
3.29K+ 30.12% |
$101K - $143K
|
14.2K
$480K
|
|
|
May 04, 2022
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.7K+ 34.42% |
$52.1K - $73.7K
|
6.62K
$224K
|
|
|
Jan 27, 2023
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.7K+ 34.42% |
$52.1K - $73.7K
|
6.62K
$224K
|
|
|
May 16, 2022
Q1 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.5K+ 903.61% |
$46.1K - $65.3K
|
1.67K
$56.3K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
778+ 7.07% |
$23.9K - $33.9K
|
11.8K
$398K
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
176New |
$5.41K - $7.66K
|
176
$5.94K
|
|
|
May 03, 2022
Q1 2022
|
Column Capital Advisors, LLC
|
BUY
|
- |
112New |
$3.44K - $4.87K
|
112
$3.78K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
34+ 0.24% |
$1.04K - $1.48K
|
14.2K
$480K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
30+ 0.01% |
$922 - $1.31K
|
222K
$7.48M
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
SELL
|
- |
-34Closed |
$1.04K - $1.48K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-77- 33.92% |
$2.37K - $3.35K
|
150
$5.07K
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-100- 0.8% |
$3.07K - $4.35K
|
12.4K
$418K
|
|
|
May 10, 2022
Q1 2022
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-195Closed |
$5.99K - $8.48K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-462- 48.02% |
$14.2K - $20.1K
|
500
$16.9K
|
|
|
May 06, 2022
Q1 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-930- 31.18% |
$28.6K - $40.5K
|
2.05K
$69.3K
|
|
|
May 16, 2022
Q1 2022
|
Elmwood Wealth Management, Inc.
|
SELL
|
- |
-1KClosed |
$30.7K - $43.5K
|
0
$0
|
|
|
Apr 08, 2022
Q1 2022
|
Summit Financial Group, Inc.
|
SELL
|
- |
-1.55K- 15.12% |
$47.6K - $67.4K
|
8.7K
$294K
|
|
|
Aug 09, 2022
Q1 2022
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-1.75KClosed |
$53.8K - $76.1K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-2.5K- 76.36% |
$76.9K - $109K
|
775
$26.2K
|
|
|
May 06, 2022
Q1 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-3.34KClosed |
$103K - $145K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Ntv Asset Management LLC
|
SELL
|
- |
-3.82K- 6.12% |
$117K - $166K
|
58.5K
$1.98M
|
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-4.83K- 93.38% |
$148K - $210K
|
342
$11.5K
|
|
|
May 16, 2022
Q1 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-4.9KClosed |
$150K - $213K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.44KClosed |
$198K - $280K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.74KClosed |
$269K - $380K
|
0
$0
|
|
|
May 06, 2022
Q1 2022
|
Sfe Investment Counsel
Los Angeles, CA |
SELL
|
- |
-10.1KClosed |
$309K - $437K
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-11.4K- 38.09% |
$351K - $497K
|
18.6K
$627K
|
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-13.2K- 61.78% |
$405K - $573K
|
8.16K
$275K
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-13.4K- 64.73% |
$413K - $585K
|
7.32K
$247K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-15K- 65.67% |
$461K - $653K
|
7.84K
$265K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-15.9K- 36.08% |
$489K - $692K
|
28.2K
$952K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-56.8K- 27.36% |
$1.74M - $2.47M
|
151K
$5.09M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-57.1K- 24.47% |
$1.75M - $2.49M
|
176K
$5.95M
|
|
|
Apr 12, 2022
Q1 2022
|
Matisse Capital
|
SELL
|
- |
-73.2K- 51.56% |
$2.25M - $3.19M
|
68.8K
$2.32M
|
|
|
May 10, 2022
Q1 2022
|
Phoenix Holdings Ltd.
Givatayim, L3 |
SELL
|
- |
-134K- 91.29% |
$4.12M - $5.83M
|
12.8K
$432K
|