Purchases and Sales Made in Q4 2021 in Alps ETF Tr Medical Breakthrou (SBIO)
This table provides information about the institutional ownership of Alps ETF Tr Medical Breakthrou (SBIO) during Q4 2021. The information is specifically focused on institutions that hold shares of ALPS ETF TR MEDICAL BREAKTHROU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
BUY
|
- |
135K+ 1782.87% |
$5.42M - $6.66M
|
142K
$4.8M
|
|
|
Feb 15, 2022
Q4 2021
|
Strategic Financial Services, Inc,
Utica, NY |
BUY
|
- |
15.1KNew |
$610K - $748K
|
15.1K
$511K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.7K+ 129.39% |
$472K - $579K
|
20.8K
$701K
|
|
|
Feb 10, 2022
Q4 2021
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
10.9KNew |
$440K - $540K
|
10.9K
$369K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
10.8K+ 5.49% |
$435K - $534K
|
207K
$7M
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
4.92KNew |
$198K - $244K
|
4.92K
$166K
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
3.34KNew |
$135K - $165K
|
3.34K
$113K
|
|
|
Feb 14, 2022
Q4 2021
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
3.28KNew |
$132K - $162K
|
3.28K
$111K
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
1.22K+ 6.05% |
$49.1K - $60.3K
|
21.3K
$720K
|
|
|
Jan 11, 2023
Q4 2021
|
Asb Consultores, LLC
Aventura, FL |
BUY
|
- |
1.06K+ 4.11% |
$42.6K - $52.3K
|
26.8K
$906K
|
|
|
Feb 07, 2022
Q4 2021
|
Sfe Investment Counsel
Los Angeles, CA |
BUY
|
- |
627+ 6.65% |
$25.3K - $31K
|
10.1K
$340K
|
|
|
Jan 20, 2022
Q4 2021
|
High Mark Wealth Management LLC
|
BUY
|
- |
400New |
$16.1K - $19.8K
|
400
$13.5K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
309+ 5.04% |
$12.5K - $15.3K
|
6.44K
$218K
|
|
|
Jan 18, 2022
Q4 2021
|
Cutler Group LP
|
BUY
|
- |
300+ 25.0% |
$12.1K - $14.8K
|
1.5K
$50.7K
|
|
|
Jan 21, 2022
Q4 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
123New |
$4.96K - $6.09K
|
123
$4.15K
|
|
|
Feb 04, 2022
Q4 2021
|
Sandy Cove Advisors, LLC
Hingham, MA |
BUY
|
- |
117New |
$4.72K - $5.79K
|
117
$3.95K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
100+ 0.81% |
$4.03K - $4.95K
|
12.5K
$421K
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
66+ 66.0% |
$2.66K - $3.27K
|
166
$5.61K
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
34New |
$1.37K - $1.68K
|
34
$1.15K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-60Closed |
$2.42K - $2.97K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-100- 25.0% |
$4.03K - $4.95K
|
300
$10.1K
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
SELL
|
- |
-112Closed |
$4.51K - $5.54K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-200- 3.92% |
$8.06K - $9.9K
|
4.9K
$165K
|
|
|
Feb 02, 2022
Q4 2021
|
Mv Capital Management, Inc.
|
SELL
|
- |
-400Closed |
$16.1K - $19.8K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-500Closed |
$20.2K - $24.7K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-814- 5.43% |
$32.8K - $40.3K
|
14.2K
$479K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.16K- 5.22% |
$46.7K - $57.3K
|
21K
$709K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.19K- 55.21% |
$47.8K - $58.7K
|
962
$32.5K
|
|
|
Jan 10, 2022
Q4 2021
|
Summit Financial Group, Inc.
|
SELL
|
- |
-1.2K- 10.48% |
$48.4K - $59.4K
|
10.3K
$346K
|
|
|
Feb 11, 2022
Q4 2021
|
Valley National Advisers Inc
|
SELL
|
- |
-1.29K- 30.11% |
$51.8K - $63.6K
|
2.98K
$101K
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-2.15K- 18.94% |
$86.7K - $106K
|
9.2K
$311K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.01K- 16.3% |
$121K - $149K
|
15.5K
$522K
|
|
|
Feb 04, 2022
Q4 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-4.05K- 6.1% |
$163K - $200K
|
62.3K
$2.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.2K- 32.44% |
$169K - $208K
|
8.74K
$295K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.3K- 8.88% |
$173K - $213K
|
44.1K
$1.49M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.8K- 13.78% |
$193K - $237K
|
30K
$1.01M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-4.83K- 93.38% |
$195K - $239K
|
342
$11.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.02K- 2.11% |
$202K - $248K
|
233K
$7.88M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-5.5K- 2.42% |
$222K - $272K
|
222K
$7.48M
|
|
|
Feb 14, 2022
Q4 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-6.04K- 18.61% |
$243K - $299K
|
26.4K
$892K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.83K- 38.28% |
$275K - $338K
|
11K
$372K
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-7.08K- 58.97% |
$285K - $350K
|
4.92K
$166K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-13.2K- 65.21% |
$530K - $651K
|
7.02K
$237K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-14.1KClosed |
$570K - $700K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-20.7K- 36.46% |
$833K - $1.02M
|
36K
$1.22M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-24.1K- 12.11% |
$973K - $1.19M
|
175K
$5.92M
|