Purchases and Sales Made in Q3 2022 in First Tr ETF Vi Smid Cap Risin (SDVY)

This table provides information about the institutional ownership of First Tr ETF Vi Smid Cap Risin (SDVY) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR ETF VI SMID CAP RISIN.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held	Trade History
Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held	Trade History
Mar 23, 2023 Q3 2022	Prostatis Group LLC Hanover, MD	BUY	-	2.74M New	$63.1M - $76.1M	2.74M $103M
Nov 14, 2022 Q3 2022	Lpl Financial LLC Fort Mill, SC	BUY	-	567K + 12.84%	$13M - $15.7M	4.98M $187M
Nov 14, 2022 Q3 2022	Wells Fargo & Company San Francisco, CA	BUY	-	421K + 134451.77%	$9.68M - $11.7M	421K $15.8M
Nov 14, 2022 Q3 2022	Royal Bank Of Canada Toronto, A6	BUY	-	306K + 41.73%	$7.04M - $8.49M	1.04M $39M
Nov 14, 2022 Q3 2022	Morgan Stanley New York, NY	BUY	-	234K + 13.11%	$5.37M - $6.48M	2.01M $75.6M
Oct 18, 2022 Q3 2022	Allworth Financial LP	BUY	-	216K New	$4.96M - $5.98M	216K $8.08M
Oct 14, 2022 Q3 2022	Private Advisor Group, LLC	BUY	-	142K + 37.06%	$3.28M - $3.95M	527K $19.8M
Nov 10, 2022 Q3 2022	Envestnet Asset Management Inc	BUY	-	140K + 14.0%	$3.23M - $3.9M	1.14M $42.9M
Nov 10, 2022 Q3 2022	Steward Partners Investment Advisory, LLC	BUY	-	124K + 148.16%	$2.85M - $3.44M	208K $7.78M
Mar 28, 2023 Q3 2022	Prostatis Group LLC Hanover, MD	BUY	-	121K New	$2.78M - $3.35M	121K $4.53M
Nov 14, 2022 Q3 2022	Ken Griffin Citadel Advisors LLC \| Chicago, Il	BUY	-	113K New	$2.59M - $3.13M	113K $4.22M
Nov 14, 2022 Q3 2022	Baird Financial Group, Inc. Milwaukee, WI	BUY	-	77.1K + 52.15%	$1.77M - $2.14M	225K $8.44M
Nov 10, 2022 Q3 2022	Ubs Group Ag	BUY	-	55.3K + 16.51%	$1.27M - $1.53M	390K $14.6M
Oct 24, 2022 Q3 2022	Stratos Wealth Partners, Ltd.	BUY	-	48.5K + 80.65%	$1.11M - $1.34M	109K $4.07M
Oct 27, 2022 Q3 2022	Prospera Financial Services Inc	BUY	-	43K + 31.3%	$988K - $1.19M	180K $6.76M
Nov 14, 2022 Q3 2022	Northwestern Mutual Wealth Management CO	BUY	-	42.3K + 60.89%	$973K - $1.17M	112K $4.19M
Nov 10, 2022 Q3 2022	Cetera Advisor Networks LLC El Segundo, CA	BUY	-	40.8K + 19.79%	$939K - $1.13M	247K $9.27M
Nov 10, 2022 Q3 2022	Sigma Planning Corp Ann Arbor, MI	BUY	-	34.1K + 31.86%	$784K - $946K	141K $5.29M
Oct 23, 2023 Q3 2022	Silver Oak Securities, Inc Jackson, TN	BUY	-	34K + 446.64%	$782K - $944K	41.6K $1.56M
Nov 03, 2022 Q3 2022	First Republic Investment Management, Inc. San Francisco, CA	BUY	-	23.5K + 21.75%	$539K - $651K	131K $4.92M
Nov 10, 2022 Q3 2022	Cetera Investment Advisers Schaumburg, IL	BUY	-	22.8K + 5.13%	$525K - $633K	467K $17.5M
Nov 04, 2022 Q3 2022	Western Wealth Management, LLC	BUY	-	22.5K + 18.79%	$518K - $625K	142K $5.34M
Nov 14, 2022 Q3 2022	Atria Wealth Solutions, Inc. New York, NY	BUY	-	21.1K + 13.05%	$486K - $586K	183K $6.86M
Oct 13, 2022 Q3 2022	Good Life Advisors, LLC	BUY	-	20.6K + 27.63%	$475K - $573K	95.3K $3.57M
Oct 31, 2022 Q3 2022	International Assets Investment Management, LLC Orlando, FL	BUY	-	20.6K New	$474K - $572K	20.6K $773K
Nov 10, 2022 Q3 2022	Global Assets Advisory, LLC Orlando, FL	BUY	-	16.9K New	$388K - $468K	16.9K $633K
Oct 21, 2022 Q3 2022	True Wealth Advisors, LLC	BUY	-	16.4K + 6.58%	$378K - $456K	266K $9.99M
Nov 15, 2022 Q3 2022	Signature Securities Group Corporation	BUY	-	16.3K + 75.42%	$376K - $453K	38K $1.42M
Nov 23, 2022 Q3 2022	Fsb Premier Wealth Management, Inc.	BUY	-	14K + 19.82%	$322K - $388K	84.5K $3.17M
Nov 09, 2022 Q3 2022	Orion Portfolio Solutions, LLC	BUY	-	11.7K + 75.58%	$269K - $324K	27.2K $1.02M
Nov 01, 2022 Q3 2022	Cottonwood Capital Advisors, LLC	BUY	-	10.7K New	$246K - $297K	10.7K $402K
Oct 27, 2022 Q3 2022	J Arnold Wealth Management CO Youngstown, OH	BUY	-	10K New	$230K - $278K	10K $375K
Oct 11, 2022 Q3 2022	Davenport & CO LLC	BUY	-	9.83K New	$226K - $273K	9.83K $369K
Mar 17, 2023 Q3 2022	American Portfolios Advisors Holbrook, NY	BUY	-	8.79K New	$202K - $244K	8.79K $329K
Oct 13, 2022 Q3 2022	Chiron Capital Management, LLC	BUY	-	8.68K + 25.14%	$200K - $241K	43.2K $1.62M
Oct 12, 2022 Q3 2022	Tap Consulting, LLC	BUY	-	7.33K + 8.16%	$169K - $203K	97.1K $3.64M
Oct 20, 2022 Q3 2022	Psi Advisors, LLC	BUY	-	6.82K + 30.85%	$157K - $189K	28.9K $1.08M
Oct 20, 2022 Q3 2022	First Heartland Consultants, Inc.	BUY	-	6.72K + 8.34%	$155K - $186K	87.3K $3.27M
Oct 21, 2022 Q3 2022	Arkadios Wealth Advisors	BUY	-	6.16K + 27.41%	$142K - $171K	28.6K $1.07M
Nov 04, 2022 Q3 2022	V Wealth Advisors LLC	BUY	-	5.61K + 25.6%	$129K - $156K	27.5K $1.03M
Jan 27, 2023 Q3 2022	Gladstone Institutional Advisory LLC Boca Raton, FL	BUY	-	5.05K + 5.93%	$116K - $140K	90.1K $3.38M
Oct 20, 2022 Q3 2022	Gladstone Institutional Advisory LLC Boca Raton, FL	BUY	-	5.05K + 5.93%	$116K - $140K	90.1K $3.38M
Nov 07, 2022 Q3 2022	D.A. Davidson & Co.	BUY	-	4.02K + 21.54%	$92.6K - $112K	22.7K $852K
Nov 01, 2022 Q3 2022	Kestra Advisory Services, LLC	BUY	-	4K + 1.37%	$91.9K - $111K	296K $11.1M
Nov 03, 2022 Q3 2022	Tru Independence LLC	BUY	-	3.68K + 40.44%	$84.5K - $102K	12.8K $479K
Oct 13, 2022 Q3 2022	Aprio Wealth Management, LLC	BUY	-	3.4K + 1.86%	$78.2K - $94.3K	186K $6.99M
Oct 27, 2022 Q3 2022	Signal Point Asset Management, LLC	BUY	-	3.39K + 6.12%	$78K - $94.1K	58.8K $2.21M
Nov 09, 2022 Q3 2022	High Tower Advisors, LLC Chicago, IL	BUY	-	3.26K + 27.18%	$74.9K - $90.4K	15.2K $572K
Nov 14, 2022 Q3 2022	Capital Analysts, LLC Fort Washington, PA	BUY	-	3.01K + 101.52%	$69.3K - $83.6K	5.98K $224K
Nov 07, 2022 Q3 2022	Spire Wealth Management	BUY	-	2.89K + 9.44%	$66.4K - $80.1K	33.4K $1.25M

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P - Open market or private purchase×

S - Open market or private sale×

V - Transaction voluntarily reported earlier than required×

A - Grant, award, or other acquisition×

D - Sale (or disposition) back to the issuer×

F - Payment of exercise price or tax liability×

I - Discretionary transaction×

M - Exercise of conversion of derivative security×

C - Conversion of derivative security×

E - Expiration of short derivative position×

H - Expiration (or cancellation) of long derivative position with value received×

O - Exercise of out-of-the-money derivative securities×

X - Exercise of in-the-money or at-the-money derivatives securities×

G - Bona fide gift×

L - Small Acquisition×

W - Acquisition or disposition by will or laws×

Z - Deposit into or withdrawal from voting trust×

J - Other acquisition or disposition×

K - Transaction in equity swap or similar instrument×

U - Disposition due to a tender of shares in a change of control transaction×

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Purchases and Sales Made in Q3 2022 in First Tr ETF Vi Smid Cap Risin (SDVY)

2.74M

567K

421K

306K

234K

216K

142K

140K

124K

121K

113K

77.1K

55.3K

48.5K

43K

42.3K

40.8K

34.1K

34K

23.5K

22.8K

22.5K

21.1K

20.6K

20.6K

16.9K

16.4K

16.3K

14K

11.7K

10.7K

10K

9.83K

8.79K

8.68K

7.33K

6.82K

6.72K

6.16K

5.61K

5.05K

5.05K

4.02K

4K

3.68K

3.4K

3.39K

3.26K

3.01K

2.89K

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