Purchases and Sales Made in Q4 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 05, 2021
Q4 2020
|
Ropes Wealth Advisors LLC
Boston, MA |
BUY
|
- |
4.54KNew |
$225K - $226K
|
4.54K
$217K
|
|
Mar 26, 2021
Q4 2020
|
Everhart Financial Group, Inc.
|
BUY
|
- |
4.51KNew |
$224K - $225K
|
4.51K
$216K
|
|
Feb 10, 2021
Q4 2020
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
4.47KNew |
$222K - $223K
|
4.47K
$214K
|
|
Feb 12, 2021
Q4 2020
|
Octavia Wealth Advisors, LLC
|
BUY
|
- |
4.45KNew |
$221K - $222K
|
4.45K
$213K
|
|
Feb 09, 2021
Q4 2020
|
Sawtooth Solutions, LLC
|
BUY
|
- |
4.44KNew |
$221K - $222K
|
4.44K
$213K
|
|
Jan 20, 2021
Q4 2020
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
4.22KNew |
$210K - $211K
|
4.22K
$202K
|
|
Sep 15, 2021
Q4 2020
|
Cwm, LLC
|
BUY
|
- |
4.22K+ 75.28% |
$210K - $210K
|
9.83K
$471K
|
|
Feb 03, 2021
Q4 2020
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
4.21K+ 14.44% |
$209K - $210K
|
33.4K
$1.6M
|
|
Feb 10, 2021
Q4 2020
|
Assetmark, Inc
|
BUY
|
- |
4.05K+ 3.44% |
$201K - $202K
|
122K
$5.83M
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
3.97K+ 30.52% |
$197K - $198K
|
17K
$814K
|
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3.89K+ 12.03% |
$193K - $194K
|
36.2K
$1.73M
|
|
Feb 05, 2021
Q4 2020
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
3.74K+ 20.35% |
$185K - $186K
|
22.1K
$1.06M
|
|
Feb 16, 2021
Q4 2020
|
Westover Capital Advisors, LLC
Wilmington, DE |
BUY
|
- |
3.6K+ 18.86% |
$179K - $179K
|
22.7K
$1.09M
|
|
Feb 12, 2021
Q4 2020
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
BUY
|
- |
3.36KNew |
$167K - $167K
|
3.36K
$161K
|
|
Feb 16, 2021
Q4 2020
|
Laidlaw Wealth Management LLC
New York City, NY |
BUY
|
- |
3.28K+ 34.89% |
$163K - $164K
|
12.7K
$608K
|
|
Jan 20, 2021
Q4 2020
|
Manning & Napier Group, LLC
|
BUY
|
- |
3.24K+ 1.48% |
$161K - $161K
|
223K
$10.7M
|
|
Feb 16, 2021
Q4 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
3.22K+ 29.45% |
$160K - $161K
|
14.2K
$678K
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.09K+ 3.8% |
$154K - $154K
|
84.5K
$4.05M
|
|
Jan 26, 2021
Q4 2020
|
Prairie View Partners, LLC
|
BUY
|
- |
3.04K+ 4.75% |
$151K - $152K
|
67K
$3.21M
|
|
Jan 19, 2021
Q4 2020
|
First Command Financial Services, Inc.
|
BUY
|
- |
2.88KNew |
$143K - $143K
|
2.88K
$138K
|
|
Jan 19, 2021
Q4 2020
|
First Command Bank
|
BUY
|
- |
2.88KNew |
$143K - $143K
|
2.88K
$138K
|
|
Feb 12, 2021
Q4 2020
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
2.81K+ 52.21% |
$140K - $140K
|
8.2K
$393K
|
|
Jan 20, 2021
Q4 2020
|
Biltmore Wealth Management, LLC
|
BUY
|
- |
2.8K+ 0.24% |
$139K - $140K
|
1.17M
$56M
|
|
Feb 11, 2021
Q4 2020
|
Estate Counselors, LLC
|
BUY
|
- |
2.59K+ 1.51% |
$129K - $129K
|
174K
$8.35M
|
|
Jan 13, 2021
Q4 2020
|
Davenport & CO LLC
|
BUY
|
- |
2.25K+ 7.3% |
$112K - $112K
|
33.1K
$1.58M
|
|
Feb 08, 2021
Q4 2020
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
BUY
|
- |
2.21KNew |
$110K - $110K
|
2.21K
$106K
|
|
Feb 02, 2021
Q4 2020
|
Flagship Private Wealth, LLC
|
BUY
|
- |
2.09KNew |
$104K - $104K
|
2.09K
$100K
|
|
Feb 12, 2021
Q4 2020
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
2.01K+ 28.41% |
$99.6K - $100K
|
9.07K
$435K
|
|
May 17, 2021
Q4 2020
|
Money Concepts Capital Corp
|
BUY
|
- |
1.98KNew |
$98.1K - $98.5K
|
1.98K
$94.6K
|
|
Jan 29, 2021
Q4 2020
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.96K+ 21.13% |
$97.3K - $97.7K
|
11.2K
$538K
|
|
Feb 05, 2021
Q4 2020
|
Axiom Financial Strategies, LLC
New Albany, IN |
BUY
|
- |
1.91K+ 5.23% |
$94.7K - $95.1K
|
38.3K
$1.84M
|
|
Feb 16, 2021
Q4 2020
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
1.84K+ 21.94% |
$91.2K - $91.6K
|
10.2K
$489K
|
|
Feb 09, 2021
Q4 2020
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.83K+ 10.88% |
$90.7K - $91K
|
18.6K
$892K
|
|
Mar 09, 2021
Q4 2020
|
Tru Independence Asset Management 2, LLC
|
BUY
|
- |
1.8KNew |
$89.1K - $89.5K
|
1.8K
$86K
|
|
Mar 09, 2021
Q4 2020
|
Encompass Wealth Advisors, LLC
|
BUY
|
- |
1.8KNew |
$89.1K - $89.5K
|
1.8K
$86K
|
|
Jan 19, 2021
Q4 2020
|
Procyon Advisors, LLC
|
BUY
|
- |
1.78K+ 17.39% |
$88.2K - $88.6K
|
12K
$575K
|
|
Feb 12, 2021
Q4 2020
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
1.75K+ 22.46% |
$87K - $87.3K
|
9.55K
$457K
|
|
Jan 27, 2021
Q4 2020
|
Smart Money Group LLC
|
BUY
|
- |
1.75K+ 18.23% |
$86.9K - $87.3K
|
11.4K
$544K
|
|
Jan 27, 2021
Q4 2020
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.73K+ 1.09% |
$85.7K - $86K
|
160K
$7.65M
|
|
Feb 02, 2021
Q4 2020
|
Howard Wealth Management, LLC
Madison, CT |
BUY
|
- |
1.62K+ 11.04% |
$80.3K - $80.6K
|
16.2K
$779K
|
|
Jan 11, 2021
Q4 2020
|
Gateway Advisory, LLC
Westfield, NJ |
BUY
|
- |
1.5K+ 2.08% |
$74.6K - $74.9K
|
73.7K
$3.53M
|
|
Jan 08, 2021
Q4 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
1.45K+ 689.52% |
$71.9K - $72.2K
|
1.66K
$79.5K
|
|
Feb 16, 2021
Q4 2020
|
Massmutual Trust CO Fsb
|
BUY
|
- |
1.34KNew |
$66.3K - $66.6K
|
1.34K
$64K
|
|
Feb 11, 2021
Q4 2020
|
Argi Investment Services, LLC
|
BUY
|
- |
1.25K+ 2.41% |
$62.2K - $62.4K
|
53.2K
$2.55M
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.25K+ 3378.38% |
$62.1K - $62.3K
|
1.29K
$61.7K
|
|
Feb 12, 2021
Q4 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.22K+ 0.24% |
$60.4K - $60.6K
|
513K
$24.6M
|
|
Feb 12, 2021
Q4 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
1.2K+ 5.73% |
$59.4K - $59.7K
|
22.1K
$1.06M
|
|
Feb 09, 2021
Q4 2020
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
1.17K+ 12.93% |
$58K - $58.2K
|
10.2K
$489K
|
|
Feb 11, 2021
Q4 2020
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
BUY
|
- |
1.11K+ 4.95% |
$54.9K - $55.1K
|
23.5K
$1.12M
|
|
Jan 15, 2021
Q4 2020
|
Moneywise, Inc.
|
BUY
|
- |
1.07K+ 1.67% |
$53K - $53.2K
|
65K
$3.11M
|