Purchases and Sales Made in Q4 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 10, 2021
Q4 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-1.42K- 4.15% |
$70.6K - $70.9K
|
32.8K
$1.57M
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-1.45KClosed |
$72K - $72.3K
|
0
$0
|
|
Jan 22, 2021
Q4 2020
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.54K- 13.89% |
$76.5K - $76.8K
|
9.55K
$458K
|
|
Feb 12, 2021
Q4 2020
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-1.57K- 15.18% |
$77.8K - $78.1K
|
8.75K
$419K
|
|
Jan 15, 2021
Q4 2020
|
Arden Trust CO
|
SELL
|
- |
-1.68K- 7.25% |
$83.4K - $83.8K
|
21.5K
$1.03M
|
|
Feb 18, 2021
Q4 2020
|
Apella Capital, LLC
|
SELL
|
- |
-1.72K- 2.04% |
$85.6K - $85.9K
|
82.9K
$3.97M
|
|
Feb 16, 2021
Q4 2020
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-1.73K- 28.16% |
$85.7K - $86K
|
4.4K
$211K
|
|
Feb 04, 2021
Q4 2020
|
Omega Financial Group, LLC
|
SELL
|
- |
-1.74K- 22.44% |
$86.5K - $86.9K
|
6.02K
$289K
|
|
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.75K- 60.0% |
$87K - $87.4K
|
1.17K
$56K
|
|
Jun 15, 2022
Q4 2020
|
Axiom Financial Strategies, LLC
New Albany, IN |
SELL
|
- |
-1.91K- 4.97% |
$94.7K - $95.1K
|
36.4K
$1.75M
|
|
Feb 04, 2021
Q4 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-1.92K- 2.78% |
$95.5K - $95.9K
|
67.4K
$3.23M
|
|
Feb 02, 2021
Q4 2020
|
Duncker Streett & CO Inc
|
SELL
|
- |
-2KClosed |
$99.3K - $99.7K
|
0
$0
|
|
Jan 27, 2021
Q4 2020
|
Bangor Savings Bank
Bangor, ME |
SELL
|
- |
-2.11K- 18.93% |
$105K - $105K
|
9.03K
$433K
|
|
Feb 12, 2021
Q4 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-2.12K- 8.72% |
$105K - $106K
|
22.2K
$1.06M
|
|
Feb 09, 2021
Q4 2020
|
Hancock Whitney Corp
|
SELL
|
- |
-2.2K- 2.6% |
$109K - $110K
|
82.3K
$3.94M
|
|
Jan 11, 2021
Q4 2020
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-2.35K- 2.72% |
$116K - $117K
|
83.8K
$4.01M
|
|
Jan 15, 2021
Q4 2020
|
Baystate Wealth Management LLC
|
SELL
|
- |
-2.43KClosed |
$121K - $121K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-2.46K- 3.16% |
$122K - $123K
|
75.5K
$3.62M
|
|
Jan 26, 2021
Q4 2020
|
Pinnacle Associates LTD
|
SELL
|
- |
-2.48K- 17.77% |
$123K - $124K
|
11.5K
$550K
|
|
Feb 03, 2021
Q4 2020
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-2.48K- 17.77% |
$123K - $124K
|
11.5K
$550K
|
|
Feb 16, 2021
Q4 2020
|
Fifth Third Bancorp
|
SELL
|
- |
-2.76K- 10.16% |
$137K - $137K
|
24.4K
$1.17M
|
|
Feb 09, 2021
Q4 2020
|
Crestwood Advisors Group LLC
|
SELL
|
- |
-2.98K- 1.29% |
$148K - $148K
|
227K
$10.9M
|
|
Jan 27, 2021
Q4 2020
|
James Investment Research Inc
|
SELL
|
- |
-3K- 2.64% |
$149K - $150K
|
111K
$5.31M
|
|
Jan 26, 2021
Q4 2020
|
Allworth Financial LP
|
SELL
|
- |
-3.17K- 3.23% |
$157K - $158K
|
94.8K
$4.54M
|
|
Jan 13, 2021
Q4 2020
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-3.61K- 10.38% |
$179K - $180K
|
31.2K
$1.49M
|
|
Jan 29, 2021
Q4 2020
|
Eagle Ridge Investment Management
|
SELL
|
- |
-3.99K- 2.39% |
$198K - $199K
|
163K
$7.8M
|
|
Feb 12, 2021
Q4 2020
|
Cpwm, LLC
Seattle, WA |
SELL
|
- |
-4.03K- 26.47% |
$200K - $201K
|
11.2K
$537K
|
|
Feb 03, 2021
Q4 2020
|
Gratus Capital LLC
|
SELL
|
- |
-4.04KClosed |
$201K - $201K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Cypress Capital, LLC
|
SELL
|
- |
-4.09K- 95.44% |
$203K - $204K
|
195
$9.34K
|
|
Feb 16, 2021
Q4 2020
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-4.09K- 24.52% |
$203K - $204K
|
12.6K
$603K
|
|
Feb 03, 2021
Q4 2020
|
Country Trust Bank
|
SELL
|
- |
-4.13K- 11.36% |
$205K - $206K
|
32.2K
$1.54M
|
|
Feb 12, 2021
Q4 2020
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-4.21K- 1.02% |
$209K - $210K
|
408K
$19.6M
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.21K- 34.99% |
$209K - $210K
|
7.83K
$375K
|
|
Jan 27, 2021
Q4 2020
|
Cwm, LLC
|
SELL
|
- |
-4.22K- 42.95% |
$210K - $210K
|
5.61K
$269K
|
|
Jan 13, 2021
Q4 2020
|
Brookstone Capital Management
|
SELL
|
- |
-4.24KClosed |
$211K - $211K
|
0
$0
|
|
Jan 14, 2021
Q4 2020
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-4.57KClosed |
$227K - $228K
|
0
$0
|
|
Jan 25, 2021
Q4 2020
|
Janney Capital Management LLC
|
SELL
|
- |
-4.92K- 6.02% |
$245K - $246K
|
76.8K
$3.68M
|
|
Feb 16, 2021
Q4 2020
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-5.05KClosed |
$251K - $252K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-5.1K- 28.25% |
$253K - $254K
|
12.9K
$620K
|
|
Jan 29, 2021
Q4 2020
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-5.25K- 7.42% |
$261K - $262K
|
65.5K
$3.14M
|
|
Feb 16, 2021
Q4 2020
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-5.33K- 5.15% |
$265K - $266K
|
98.1K
$4.7M
|
|
Feb 12, 2021
Q4 2020
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-5.44K- 3.15% |
$270K - $271K
|
167K
$8.01M
|
|
Jan 19, 2021
Q4 2020
|
First United Bank & Trust
|
SELL
|
- |
-5.79K- 45.46% |
$287K - $288K
|
6.94K
$333K
|
|
Jan 11, 2021
Q4 2020
|
Parkside Advisors LLC
|
SELL
|
- |
-5.84KClosed |
$290K - $291K
|
0
$0
|
|
Feb 19, 2021
Q4 2020
|
Uma Financial Services, Inc.
|
SELL
|
- |
-6.19KClosed |
$307K - $309K
|
0
$0
|
|
Jan 26, 2021
Q4 2020
|
Columbus Macro, LLC
|
SELL
|
- |
-6.62K- 45.54% |
$329K - $330K
|
7.91K
$379K
|
|
Jan 25, 2021
Q4 2020
|
Confluence Investment Management LLC
|
SELL
|
- |
-7.16KClosed |
$355K - $357K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-7.95KClosed |
$395K - $396K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-8.15KClosed |
$405K - $407K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Main Street Investment Advisors LLC
|
SELL
|
- |
-8.21KClosed |
$407K - $409K
|
0
$0
|