Purchases and Sales Made in Q4 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q4 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 29, 2021
Q4 2020
|
Amg National Trust Bank
|
SELL
|
- |
-8.94KClosed |
$444K - $446K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-9.24K- 62.53% |
$459K - $461K
|
5.54K
$265K
|
|
|
Jan 25, 2021
Q4 2020
|
Kwmg, LLC
|
SELL
|
- |
-9.33K- 12.32% |
$463K - $465K
|
66.4K
$3.18M
|
|
|
Feb 08, 2021
Q4 2020
|
Evensky & Katz LLC
|
SELL
|
- |
-9.57K- 93.89% |
$475K - $477K
|
622
$29.8K
|
|
|
Jan 19, 2021
Q4 2020
|
Lake Street Financial LLC
|
SELL
|
- |
-10.4K- 18.2% |
$516K - $518K
|
46.7K
$2.24M
|
|
|
Feb 10, 2021
Q4 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-11.4K- 12.06% |
$567K - $569K
|
83.3K
$3.99M
|
|
|
Feb 12, 2021
Q4 2020
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-11.7KClosed |
$580K - $582K
|
0
$0
|
|
|
Jan 28, 2021
Q4 2020
|
Sage Financial Group Inc
|
SELL
|
- |
-12.3KClosed |
$612K - $614K
|
0
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-12.4K- 21.93% |
$615K - $617K
|
44.1K
$2.11M
|
|
|
Feb 08, 2021
Q4 2020
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-12.6K- 9.07% |
$625K - $627K
|
126K
$6.04M
|
|
|
Feb 08, 2021
Q4 2020
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-14.5K- 54.5% |
$721K - $724K
|
12.1K
$581K
|
|
|
Feb 16, 2021
Q4 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-15.5K- 53.21% |
$772K - $775K
|
13.7K
$655K
|
|
|
Feb 09, 2021
Q4 2020
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-15.6K- 11.78% |
$776K - $779K
|
117K
$5.61M
|
|
|
Feb 08, 2021
Q4 2020
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-15.8K- 5.97% |
$787K - $790K
|
250K
$12M
|
|
|
Feb 16, 2021
Q4 2020
|
Holt Capital Advisors, L.L.C. Dba Holt Capital Partners, L.P.
Fort Worth, TX |
SELL
|
- |
-16.5K- 12.53% |
$819K - $823K
|
115K
$5.52M
|
|
|
Feb 10, 2021
Q4 2020
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-16.7K- 36.78% |
$831K - $835K
|
28.8K
$1.38M
|
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17K- 2.71% |
$845K - $848K
|
610K
$29.2M
|
|
|
Feb 01, 2021
Q4 2020
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-17.7K- 27.39% |
$877K - $880K
|
46.8K
$2.24M
|
|
|
Feb 12, 2021
Q4 2020
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-18.3KClosed |
$908K - $911K
|
0
$0
|
|
|
Feb 17, 2021
Q4 2020
|
Mid West One Financial Group, Inc.
Iowa City, IA |
SELL
|
- |
-19KClosed |
$945K - $949K
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-19.7K- 19.31% |
$981K - $984K
|
82.5K
$3.95M
|
|
|
Feb 12, 2021
Q4 2020
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-20.3K- 95.94% |
$1.01M - $1.01M
|
861
$41.3K
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-22.8K- 4.26% |
$1.13M - $1.14M
|
513K
$24.6M
|
|
|
Feb 11, 2021
Q4 2020
|
Parcion Private Wealth LLC
Bellevue, WA |
SELL
|
- |
-23.4K- 26.8% |
$1.16M - $1.17M
|
63.9K
$3.06M
|
|
|
Feb 08, 2021
Q4 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-24.5K- 23.88% |
$1.22M - $1.22M
|
78.2K
$3.75M
|
|
|
Mar 09, 2021
Q4 2020
|
Tru Independence LLC
|
SELL
|
- |
-37KClosed |
$1.84M - $1.84M
|
0
$0
|
|
|
Jan 26, 2021
Q4 2020
|
Adviser Investments LLC
|
SELL
|
- |
-38.3K- 67.43% |
$1.9M - $1.91M
|
18.5K
$887K
|
|
|
Jan 27, 2021
Q4 2020
|
Chatham Capital Group, Inc.
|
SELL
|
- |
-38.5K- 12.0% |
$1.91M - $1.92M
|
282K
$13.5M
|
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-39K- 49.17% |
$1.94M - $1.94M
|
40.3K
$1.93M
|
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-40.8K- 1.76% |
$2.03M - $2.04M
|
2.27M
$109M
|
|
|
Feb 12, 2021
Q4 2020
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-54.7K- 24.84% |
$2.72M - $2.73M
|
165K
$7.93M
|
|
|
Feb 12, 2021
Q4 2020
|
Dakota Wealth Management
|
SELL
|
- |
-59.3K- 56.64% |
$2.94M - $2.96M
|
45.4K
$2.18M
|
|
|
Feb 16, 2021
Q4 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-63.2KClosed |
$3.14M - $3.15M
|
0
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Proffitt & Goodson Inc
|
SELL
|
- |
-83.2K- 66.99% |
$4.13M - $4.15M
|
41K
$1.97M
|
|
|
Jan 22, 2021
Q4 2020
|
Relaxing Retirement Coach
|
SELL
|
- |
-105K- 50.34% |
$5.2M - $5.22M
|
103K
$4.95M
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-106K- 13.26% |
$5.25M - $5.28M
|
692K
$33.2M
|
|
|
Feb 16, 2021
Q4 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-122K- 66.14% |
$6.04M - $6.06M
|
62.2K
$2.98M
|
|
|
Feb 16, 2021
Q4 2020
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-476K- 67.97% |
$23.6M - $23.7M
|
224K
$10.7M
|