Purchases and Sales Made in Q4 2019 in Ishares 0 5 Year High Yield CO (SHYG)

This table provides information about the institutional ownership of Ishares 0 5 Year High Yield CO (SHYG) during Q4 2019. The information is specifically focused on institutions that hold shares of ISHARES 0-5 YEAR HIGH YIELD CO.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
Feb 06, 2020 Q4 2019	Dakota Wealth Management	BUY	-	5.45K + 28.99%	$250K - $253K	24.2K $1.04M
Feb 14, 2020 Q4 2019	Beacon Pointe Advisors, LLC Newport Beach, CA	BUY	-	5.07K New	$232K - $236K	5.07K $217K
Feb 13, 2020 Q4 2019	Mount Yale Investment Advisors, LLC	BUY	-	5.06K New	$232K - $236K	5.06K $217K
Feb 14, 2020 Q4 2019	Avantax Advisory Services, Inc.	BUY	-	4.98K New	$228K - $232K	4.98K $214K
Jan 31, 2020 Q4 2019	Investment Partners, Ltd.	BUY	-	4.9K + 54.92%	$224K - $228K	13.8K $593K
Jan 27, 2020 Q4 2019	Cwm, LLC	BUY	-	4.83K + 47.52%	$221K - $225K	15K $644K
Feb 05, 2020 Q4 2019	Nations Financial Group Inc, Cedar Rapids, IA	BUY	-	4.82K New	$221K - $224K	4.82K $207K
Feb 14, 2020 Q4 2019	Baker Avenue Asset Management, LP	BUY	-	4.61K New	$211K - $215K	4.61K $198K
Feb 10, 2020 Q4 2019	National Asset Management, Inc. Boca Raton, FL	BUY	-	4.26K + 32.75%	$195K - $198K	17.3K $741K
Feb 05, 2020 Q4 2019	Howard Wealth Management, LLC Madison, CT	BUY	-	4.09K New	$187K - $190K	4.09K $176K
Feb 07, 2020 Q4 2019	Banco Santander, S.A.	BUY	-	3.95K + 5.28%	$181K - $184K	78.7K $3.38M
Feb 14, 2020 Q4 2019	Sunbelt Securities, Inc. Houston, TX	BUY	-	3.7K New	$170K - $172K	3.7K $159K
Feb 04, 2020 Q4 2019	Us Bancorp \De\	BUY	-	3.58K + 161.23%	$164K - $166K	5.79K $249K
Feb 04, 2020 Q4 2019	Heritage Wealth Advisors	BUY	-	3.44K New	$158K - $160K	3.44K $148K
Feb 05, 2020 Q4 2019	Naples Global Advisors, LLC Naples, FL	BUY	-	3.37K + 11.2%	$154K - $157K	33.4K $1.43M
Feb 14, 2020 Q4 2019	Orion Portfolio Solutions, LLC	BUY	-	3.33K New	$153K - $155K	3.33K $143K
Jan 23, 2020 Q4 2019	Global Retirement Partners, LLC	BUY	-	3.24K + 903.06%	$149K - $151K	3.6K $155K
Feb 07, 2020 Q4 2019	Mcf Advisors LLC Covington, KY	BUY	-	3.09K + 26.66%	$142K - $144K	14.7K $631K
May 19, 2020 Q4 2019	Disciplined Investments, LLC Tulsa, OK	BUY	-	3.07K New	$141K - $143K	3.07K $132K
Feb 13, 2020 Q4 2019	Northwestern Mutual Wealth Management CO	BUY	-	2.99K + 49.82%	$137K - $139K	8.99K $386K
Jan 27, 2020 Q4 2019	Duncker Streett & CO Inc	BUY	-	2.3K New	$105K - $107K	2.3K $98.5K
Feb 13, 2020 Q4 2019	Meeder Asset Management Inc	BUY	-	2.24K + 873.15%	$103K - $104K	2.5K $107K
Feb 11, 2020 Q4 2019	Wrapmanager Inc	BUY	-	2.13K + 1.89%	$97.5K - $98.9K	114K $4.91M
Jan 23, 2020 Q4 2019	Signet Financial Management, LLC Parsippany, NJ	BUY	-	1.92K + 6.82%	$87.8K - $89.2K	30K $1.29M
Feb 06, 2020 Q4 2019	Brinker Capital Investments, LLC	BUY	-	1.85K New	$84.8K - $86K	1.85K $79.4K
Feb 10, 2020 Q4 2019	Summit Wealth & Retirement Planning, Inc.	BUY	-	1.83K + 5.76%	$83.7K - $85K	33.5K $1.44M
Feb 10, 2020 Q4 2019	Strategic Wealth Advisors Group, LLC Sacramento, CA	BUY	-	1.65K + 2.73%	$75.6K - $76.8K	62K $2.66M
Feb 21, 2020 Q4 2019	Fsa Wealth Management LLC Needham, MA	BUY	-	1.61K New	$73.8K - $75K	1.61K $69.1K
Feb 13, 2020 Q4 2019	Ameritas Investment Partners, Inc. Lincoln, NE	BUY	-	1.5K + 23.3%	$68.6K - $69.7K	7.92K $340K
Feb 14, 2020 Q4 2019	Towercrest Capital Management Newtown, PA	BUY	-	1.33K + 1.67%	$61.2K - $62.1K	81.2K $3.49M
Feb 10, 2020 Q4 2019	Alliance Wealth Management Group Flemington, NJ	BUY	-	1.33K + 2.0%	$61K - $61.9K	67.9K $2.91M
Jan 06, 2020 Q4 2019	Simon Quick Advisors, LLC	BUY	-	1.26K New	$57.6K - $58.5K	1.26K $54K
Jan 21, 2020 Q4 2019	Janney Montgomery Scott LLC	BUY	-	1.15K + 15.29%	$52.7K - $53.5K	8.67K $372K
Feb 13, 2020 Q4 2019	Allianz Asset Management Gmb H Munich, 2M	BUY	-	1.11K + 19.01%	$50.9K - $51.6K	6.95K $298K
Jan 31, 2020 Q4 2019	Financial Advisory Service, Inc.	BUY	-	1.09K New	$50.1K - $50.9K	1.09K $46.9K
Jan 24, 2020 Q4 2019	Valeo Financial Advisors, LLC	BUY	-	985 New	$45.2K - $45.8K	985 $42.3K
Feb 14, 2020 Q4 2019	Private Capital Group, LLC	BUY	-	976 New	$44.7K - $45.4K	976 $41.9K
Feb 10, 2020 Q4 2019	Aptus Capital Advisors, LLC	BUY	-	973 + 56.47%	$44.6K - $45.3K	2.7K $116K
Jan 31, 2020 Q4 2019	One Capital Management, LLC Westlake Village, CA	BUY	-	776 + 2.27%	$35.6K - $36.1K	34.9K $1.5M
Jan 27, 2020 Q4 2019	Tap Consulting, LLC	BUY	-	607 + 1.78%	$27.8K - $28.2K	34.7K $1.49M
Feb 05, 2020 Q4 2019	Td Capital Management LLC Memphis, TN	BUY	-	546 New	$25K - $25.4K	546 $23.4K
Feb 14, 2020 Q4 2019	Epg Wealth Management LLC Atlanta, GA	BUY	-	488 New	$22.4K - $22.7K	488 $20.9K
Feb 06, 2020 Q4 2019	Novare Capital Management LLC	BUY	-	479 + 5.31%	$22K - $22.3K	9.51K $408K
Feb 12, 2020 Q4 2019	Anfield Capital Management, LLC Newport Beach, CA	BUY	-	479 New	$22K - $22.3K	479 $20.6K
Feb 07, 2020 Q4 2019	Rockefeller Capital Management L.P. New York, NY	BUY	-	476 New	$21.8K - $22.1K	476 $20.4K
Jan 22, 2020 Q4 2019	Patriot Financial Group Insurance Agency, LLC	BUY	-	469 New	$21.5K - $21.8K	469 $20.1K
Jan 30, 2020 Q4 2019	Shilanski & Associates, Inc.	BUY	-	447 + 6.04%	$20.5K - $20.8K	7.85K $337K
Feb 12, 2020 Q4 2019	Advisor Net Financial, Inc	BUY	-	395 + 2.5%	$18.1K - $18.4K	16.2K $694K
Jan 14, 2020 Q4 2019	Townsend & Associates, Inc	BUY	-	388 + 7.58%	$17.8K - $18.1K	5.5K $236K
Feb 07, 2020 Q4 2019	Ckw Financial Group	BUY	-	350 + 4.79%	$16K - $16.3K	7.65K $329K

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Account

Purchases and Sales Made in Q4 2019 in Ishares 0 5 Year High Yield CO (SHYG)

5.45K

5.07K

5.06K

4.98K

4.9K

4.83K

4.82K

4.61K

4.26K

4.09K

3.95K

3.7K

3.58K

3.44K

3.37K

3.33K

3.24K

3.09K

3.07K

2.99K

2.3K

2.24K

2.13K

1.92K

1.85K

1.83K

1.65K

1.61K

1.5K

1.33K

1.33K

1.26K

1.15K

1.11K

1.09K

985

976

973

776

607

546

488

479

479

476

469

447

395

388

350

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