Purchases and Sales Made in Q1 2022 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q1 2022. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-9.4K- 47.55% |
$375K - $428K
|
10.4K
$483K
|
|
May 13, 2022
Q1 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-9.44K- 14.18% |
$377K - $429K
|
57.1K
$2.66M
|
|
May 02, 2022
Q1 2022
|
Spc Financial, Inc.
|
SELL
|
- |
-9.92K- 12.33% |
$396K - $451K
|
70.5K
$3.28M
|
|
Apr 19, 2022
Q1 2022
|
Security Financial Services, Inc.
|
SELL
|
- |
-10.3K- 8.82% |
$412K - $469K
|
107K
$4.97M
|
|
May 24, 2022
Q1 2022
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-10.5K- 9.08% |
$419K - $478K
|
105K
$4.9M
|
|
May 05, 2022
Q1 2022
|
Strategic Financial Planning, Inc.
|
SELL
|
- |
-11.5K- 11.13% |
$461K - $525K
|
92.2K
$4.29M
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-12.3K- 34.72% |
$489K - $558K
|
23K
$1.07M
|
|
Aug 05, 2022
Q1 2022
|
January Capital Advisors LLC
|
SELL
|
- |
-12.6K- 38.08% |
$501K - $571K
|
20.4K
$950K
|
|
Apr 08, 2022
Q1 2022
|
Barber Financial Group, Inc.
|
SELL
|
- |
-13K- 3.14% |
$520K - $592K
|
402K
$18.7M
|
|
Apr 27, 2022
Q1 2022
|
Argi Investment Services, LLC
|
SELL
|
- |
-13.4K- 15.15% |
$536K - $611K
|
75.2K
$3.5M
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-13.5K- 20.52% |
$539K - $615K
|
52.4K
$2.44M
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-13.8K- 98.71% |
$552K - $629K
|
180
$8.38K
|
|
May 19, 2022
Q1 2022
|
Penobscot Wealth Management
|
SELL
|
- |
-14K- 26.9% |
$559K - $637K
|
38.1K
$1.77M
|
|
Apr 29, 2022
Q1 2022
|
Jnba Financial Advisors
|
SELL
|
- |
-14.2K- 11.46% |
$565K - $645K
|
109K
$5.1M
|
|
Apr 21, 2022
Q1 2022
|
Flagship Private Wealth, LLC
|
SELL
|
- |
-14.5K- 45.09% |
$577K - $658K
|
17.6K
$821K
|
|
Apr 26, 2022
Q1 2022
|
Good Life Advisors, LLC
|
SELL
|
- |
-15.4K- 3.36% |
$613K - $699K
|
442K
$20.6M
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-15.9K- 6.6% |
$635K - $723K
|
225K
$10.5M
|
|
Apr 13, 2022
Q1 2022
|
Private Wealth Group, LLC
|
SELL
|
- |
-18.7K- 16.2% |
$745K - $850K
|
96.6K
$4.5M
|
|
Apr 22, 2022
Q1 2022
|
Allworth Financial LP
|
SELL
|
- |
-22.4K- 10.01% |
$893K - $1.02M
|
201K
$9.37M
|
|
May 16, 2022
Q1 2022
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-23.1K- 12.1% |
$923K - $1.05M
|
168K
$7.83M
|
|
May 13, 2022
Q1 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-23.7KClosed |
$946K - $1.08M
|
0
$0
|
|
May 11, 2022
Q1 2022
|
55 I, LLC
Boston, MA |
SELL
|
- |
-23.8K- 18.4% |
$952K - $1.09M
|
106K
$4.92M
|
|
Apr 12, 2022
Q1 2022
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-24.6K- 22.97% |
$983K - $1.12M
|
82.7K
$3.85M
|
|
Oct 04, 2022
Q1 2022
|
Bull Oak Capital, LLC
San Diego, CA |
SELL
|
- |
-24.7K- 18.53% |
$986K - $1.12M
|
109K
$5.06M
|
|
Apr 13, 2022
Q1 2022
|
Annex Advisory Services, LLC
|
SELL
|
- |
-27.4K- 1.91% |
$1.09M - $1.25M
|
1.41M
$65.6M
|
|
Apr 11, 2022
Q1 2022
|
Trh Financial, LLC
|
SELL
|
- |
-31.7K- 47.22% |
$1.27M - $1.44M
|
35.5K
$1.65M
|
|
May 13, 2022
Q1 2022
|
Merit Financial Group, LLC
|
SELL
|
- |
-32.9K- 42.55% |
$1.31M - $1.5M
|
44.4K
$2.07M
|
|
May 12, 2022
Q1 2022
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-32.9K- 4.34% |
$1.31M - $1.5M
|
725K
$33.8M
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-38.9K- 10.44% |
$1.55M - $1.77M
|
334K
$15.5M
|
|
Apr 20, 2022
Q1 2022
|
Advisor Resource Council
|
SELL
|
- |
-39.5KClosed |
$1.58M - $1.8M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-39.8K- 14.09% |
$1.59M - $1.81M
|
243K
$11.3M
|
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-39.9K- 1.33% |
$1.59M - $1.81M
|
2.96M
$138M
|
|
May 02, 2022
Q1 2022
|
Spinnaker Trust
|
SELL
|
- |
-41.3K- 8.65% |
$1.65M - $1.88M
|
436K
$20.3M
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-47.6K- 65.99% |
$1.9M - $2.17M
|
24.5K
$1.14M
|
|
May 16, 2022
Q1 2022
|
Nsi Retail Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-52.9KClosed |
$2.11M - $2.41M
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-53.5K- 90.09% |
$2.14M - $2.44M
|
5.89K
$274K
|
|
Apr 28, 2022
Q1 2022
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-53.8K- 27.17% |
$2.15M - $2.45M
|
144K
$6.72M
|
|
May 16, 2022
Q1 2022
|
Csm Advisors, LLC
Pittsburgh, PA |
SELL
|
- |
-53.9KClosed |
$2.15M - $2.45M
|
0
$0
|
|
Apr 21, 2022
Q1 2022
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-54.6K- 48.54% |
$2.18M - $2.48M
|
57.9K
$2.69M
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-55.4K- 12.39% |
$2.21M - $2.52M
|
392K
$18.2M
|
|
May 13, 2022
Q1 2022
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-60.9K- 15.12% |
$2.43M - $2.77M
|
342K
$15.9M
|
|
May 13, 2022
Q1 2022
|
Assetmark, Inc
|
SELL
|
- |
-67.5K- 5.87% |
$2.7M - $3.07M
|
1.08M
$50.4M
|
|
May 16, 2022
Q1 2022
|
Congress Wealth Management LLC
Boston, MA |
SELL
|
- |
-73.9K- 9.47% |
$2.95M - $3.36M
|
706K
$32.9M
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-74.1K- 16.26% |
$2.96M - $3.37M
|
382K
$17.8M
|
|
Apr 18, 2022
Q1 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-78.1K- 20.54% |
$3.12M - $3.55M
|
302K
$14.1M
|
|
Apr 22, 2022
Q1 2022
|
Pacific Financial Group Inc
|
SELL
|
- |
-79.5KClosed |
$3.17M - $3.62M
|
0
$0
|
|
Jan 27, 2023
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-97.1K- 91.54% |
$3.88M - $4.42M
|
8.98K
$418K
|
|
May 04, 2022
Q1 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-98.9K- 78.87% |
$3.95M - $4.5M
|
26.5K
$1.23M
|
|
May 04, 2022
Q1 2022
|
O Donnell Financial Services, LLC
|
SELL
|
- |
-113K- 37.88% |
$4.5M - $5.13M
|
185K
$8.6M
|
|
May 16, 2022
Q1 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-136K- 92.79% |
$5.43M - $6.19M
|
10.6K
$492K
|