Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
West Branch Capital LLC
|
BUY
|
- |
5+ 0.12% |
$204 - $221
|
4.22K
$197K
|
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
BUY
|
- |
4+ 0.06% |
$163 - $177
|
6.48K
$302K
|
|
|
Nov 08, 2021
Q3 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
3+ 0.06% |
$122 - $133
|
5.19K
$242K
|
|
|
Nov 12, 2021
Q3 2021
|
Oarsman Capital, Inc.
Milwaukee, WI |
BUY
|
- |
3+ 0.0% |
$122 - $133
|
140K
$6.53M
|
|
|
Nov 09, 2021
Q3 2021
|
Graypoint LLC
|
BUY
|
- |
2+ 0.03% |
$81.4 - $88.5
|
7.1K
$330K
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
1+ 0.86% |
$40.7 - $44.2
|
117
$5.45K
|
|
|
Oct 13, 2021
Q3 2021
|
Jackson, Grant Investment Advisers, Inc.
|
BUY
|
- |
1+ 0.21% |
$40.7 - $44.2
|
473
$22K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-13- 8.5% |
$529 - $575
|
140
$6.52K
|
|
|
Oct 06, 2021
Q3 2021
|
Iron Horse Wealth Management, LLC
|
SELL
|
- |
-15- 5.51% |
$611 - $663
|
257
$12K
|
|
|
Oct 12, 2021
Q3 2021
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-15- 0.01% |
$611 - $663
|
108K
$5.03M
|
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-16- 23.53% |
$651 - $708
|
52
$2.42K
|
|
|
Nov 03, 2021
Q3 2021
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-25- 0.33% |
$1.02K - $1.11K
|
7.55K
$352K
|
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-32Closed |
$1.3K - $1.42K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-33- 0.32% |
$1.34K - $1.46K
|
10.1K
$472K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-42- 7.05% |
$1.71K - $1.86K
|
554
$25.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Sns Financial Group, LLC
|
SELL
|
- |
-44- 0.57% |
$1.79K - $1.95K
|
7.69K
$358K
|
|
|
Oct 19, 2021
Q3 2021
|
Stewardship Advisors, LLC
|
SELL
|
- |
-50- 0.64% |
$2.04K - $2.21K
|
7.71K
$359K
|
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-51- 1.2% |
$2.08K - $2.26K
|
4.19K
$195K
|
|
|
Nov 05, 2021
Q3 2021
|
Nikulski Financial, Inc.
|
SELL
|
- |
-64- 0.36% |
$2.61K - $2.83K
|
17.8K
$830K
|
|
|
Nov 24, 2021
Q3 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-74- 0.8% |
$3.01K - $3.27K
|
9.19K
$428K
|
|
|
Nov 15, 2021
Q3 2021
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-77- 1.57% |
$3.13K - $3.41K
|
4.82K
$224K
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-137- 29.46% |
$5.58K - $6.06K
|
328
$15.3K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-150- 1.64% |
$6.11K - $6.63K
|
9.02K
$420K
|
|
|
Nov 10, 2021
Q3 2021
|
Heritage Wealth Management, LLC
Phoenix, AZ |
SELL
|
- |
-150- 10.48% |
$6.11K - $6.63K
|
1.28K
$59.6K
|
|
|
Nov 03, 2021
Q3 2021
|
Affinia Financial Group, LLC
Burlington, MA |
SELL
|
- |
-185- 3.33% |
$7.53K - $8.18K
|
5.38K
$250K
|
|
|
Nov 15, 2021
Q3 2021
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-213- 1.47% |
$8.67K - $9.42K
|
14.3K
$667K
|
|
|
Nov 09, 2021
Q3 2021
|
Curran Financial Partners, LLC
|
SELL
|
- |
-221- 3.33% |
$9K - $9.77K
|
6.41K
$299K
|
|
|
Nov 12, 2021
Q3 2021
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-228- 37.87% |
$9.28K - $10.1K
|
374
$17.4K
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-241- 23.31% |
$9.81K - $10.7K
|
793
$36.9K
|
|
|
Nov 12, 2021
Q3 2021
|
Bellwether Advisors, LLC
|
SELL
|
- |
-266- 13.28% |
$10.8K - $11.8K
|
1.74K
$80.9K
|
|
|
Oct 22, 2021
Q3 2021
|
Outlook Wealth Advisors, LLC
|
SELL
|
- |
-276- 0.63% |
$11.2K - $12.2K
|
43.7K
$2.04M
|
|
|
Nov 04, 2021
Q3 2021
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-280- 3.16% |
$11.4K - $12.4K
|
8.57K
$399K
|
|
|
Oct 20, 2021
Q3 2021
|
Baltimore Washington Financial Advisors, Inc.
|
SELL
|
- |
-294- 0.45% |
$12K - $13K
|
65.2K
$3.04M
|
|
|
Dec 19, 2024
Q3 2021
|
Independent Solutions Wealth Management, LLC
Williamsville, NY |
SELL
|
- |
-353- 4.98% |
$14.4K - $15.6K
|
6.74K
$314K
|
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-359- 3.2% |
$14.6K - $15.9K
|
10.9K
$505K
|
|
|
Nov 09, 2021
Q3 2021
|
American Investment Services, Inc.
|
SELL
|
- |
-378- 1.7% |
$15.4K - $16.7K
|
21.9K
$1.02M
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-409- 32.69% |
$16.7K - $18.1K
|
842
$39.2K
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-411- 1.49% |
$16.7K - $18.2K
|
27.2K
$1.26M
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-456- 6.31% |
$18.6K - $20.2K
|
6.77K
$315K
|
|
|
Nov 16, 2021
Q3 2021
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-490- 6.89% |
$19.9K - $21.7K
|
6.62K
$308K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-506- 1.79% |
$20.6K - $22.4K
|
27.8K
$1.29M
|
|
|
Nov 10, 2021
Q3 2021
|
Argi Investment Services, LLC
|
SELL
|
- |
-511- 0.58% |
$20.8K - $22.6K
|
88.2K
$4.11M
|
|
|
Nov 18, 2021
Q3 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
SELL
|
- |
-520- 50.98% |
$21.2K - $23K
|
500
$23.3K
|
|
|
Oct 28, 2021
Q3 2021
|
Orin Green Financial, LLC
|
SELL
|
- |
-591- 2.64% |
$24.1K - $26.1K
|
21.8K
$1.02M
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Os, LLC
|
SELL
|
- |
-659- 7.38% |
$26.8K - $29.1K
|
8.27K
$385K
|
|
|
Nov 08, 2021
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-702- 2.53% |
$28.6K - $31K
|
27.1K
$1.26M
|
|
|
Dec 13, 2023
Q3 2021
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-702- 2.53% |
$28.6K - $31K
|
27.1K
$1.26M
|
|
|
Nov 01, 2021
Q3 2021
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-799- 2.46% |
$32.5K - $35.3K
|
31.7K
$1.47M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-866- 3.24% |
$35.3K - $38.3K
|
25.9K
$1.21M
|
|
|
Nov 24, 2021
Q3 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-869- 17.6% |
$35.4K - $38.4K
|
4.07K
$189K
|