Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 06, 2023
Q3 2023
|
Wall Capital Group, Inc.
|
BUY
|
- |
387+ 0.28% |
$14.1K - $15.9K
|
139K
$6.47M
|
|
Oct 10, 2023
Q3 2023
|
M&R Capital Management Inc
|
BUY
|
- |
380+ 584.62% |
$13.8K - $15.6K
|
445
$20.7K
|
|
Oct 20, 2023
Q3 2023
|
My Legacy Advisors, LLC
|
BUY
|
- |
379+ 3.34% |
$13.8K - $15.5K
|
11.7K
$545K
|
|
Oct 10, 2023
Q3 2023
|
Apella Capital, LLC
|
BUY
|
- |
366+ 1.76% |
$13.3K - $15K
|
21.2K
$987K
|
|
Oct 23, 2023
Q3 2023
|
Private Ocean, LLC
|
BUY
|
- |
362+ 21.05% |
$13.2K - $14.8K
|
2.08K
$96.9K
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
339+ 477.46% |
$12.3K - $13.9K
|
410
$19.1K
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
334+ 3.5% |
$12.1K - $13.7K
|
9.89K
$460K
|
|
Oct 30, 2023
Q3 2023
|
Annapolis Financial Services, LLC
|
BUY
|
- |
310+ 0.66% |
$11.3K - $12.7K
|
47K
$2.19M
|
|
Oct 30, 2023
Q3 2023
|
Wolff Wiese Magana LLC
|
BUY
|
- |
305+ 77.22% |
$11.1K - $12.5K
|
700
$32.6K
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
286+ 0.43% |
$10.4K - $11.7K
|
66.7K
$3.11M
|
|
Nov 13, 2023
Q3 2023
|
Integrity Financial Corp
|
BUY
|
- |
281+ 0.78% |
$10.2K - $11.5K
|
36.3K
$1.69M
|
|
Oct 23, 2023
Q3 2023
|
Vicus Capital
State College, PA |
BUY
|
- |
280+ 3.66% |
$10.2K - $11.5K
|
7.93K
$369K
|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
279+ 13.74% |
$10.1K - $11.4K
|
2.31K
$108K
|
|
Nov 08, 2023
Q3 2023
|
First Command Advisory Services, Inc.
|
BUY
|
- |
269New |
$9.78K - $11K
|
269
$12.5K
|
|
Nov 13, 2023
Q3 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
264+ 0.39% |
$9.6K - $10.8K
|
67.8K
$3.16M
|
|
Oct 18, 2023
Q3 2023
|
Valicenti Advisory Services Inc
|
BUY
|
- |
263+ 0.75% |
$9.56K - $10.8K
|
35.6K
$1.66M
|
|
Nov 13, 2023
Q3 2023
|
Legend Financial Advisors, Inc.
Pittsburgh, PA |
BUY
|
- |
256+ 0.32% |
$9.31K - $10.5K
|
80.9K
$3.77M
|
|
Nov 14, 2023
Q3 2023
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
253+ 1.49% |
$9.2K - $10.4K
|
17.3K
$804K
|
|
Oct 10, 2023
Q3 2023
|
Goal Vest Advisory LLC
|
BUY
|
- |
250New |
$9.09K - $10.3K
|
250
$11.6K
|
|
Oct 27, 2023
Q3 2023
|
Sym Financial Corp
|
BUY
|
- |
247New |
$8.98K - $10.1K
|
247
$11.5K
|
|
Nov 14, 2023
Q3 2023
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
BUY
|
- |
235+ 1.97% |
$8.54K - $9.64K
|
12.2K
$566K
|
|
Oct 24, 2023
Q3 2023
|
Defined Wealth Management, LLC
|
BUY
|
- |
225+ 0.56% |
$8.18K - $9.23K
|
40.6K
$1.89M
|
|
Nov 13, 2023
Q3 2023
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
193+ 3.04% |
$7.02K - $7.92K
|
6.53K
$304K
|
|
Oct 25, 2023
Q3 2023
|
Old Second National Bank Of Aurora
|
BUY
|
- |
184+ 8.14% |
$6.69K - $7.55K
|
2.44K
$114K
|
|
Oct 30, 2023
Q3 2023
|
Capital Planning Advisors, LLC
Sacramento, CA |
BUY
|
- |
182+ 1.41% |
$6.62K - $7.47K
|
13.1K
$609K
|
|
Nov 13, 2023
Q3 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
BUY
|
- |
177+ 0.62% |
$6.43K - $7.26K
|
28.7K
$1.33M
|
|
Oct 24, 2023
Q3 2023
|
Wealth Management Resources, Inc.
|
BUY
|
- |
169+ 0.95% |
$6.14K - $6.93K
|
17.9K
$833K
|
|
Nov 13, 2023
Q3 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
164New |
$5.96K - $6.73K
|
164
$7.64K
|
|
Nov 07, 2023
Q3 2023
|
Financial Counselors Inc
|
BUY
|
- |
148+ 0.13% |
$5.38K - $6.07K
|
112K
$5.21M
|
|
Oct 25, 2023
Q3 2023
|
Professional Financial Advisors, LLC
|
BUY
|
- |
148+ 2.3% |
$5.38K - $6.07K
|
6.59K
$307K
|
|
Oct 17, 2023
Q3 2023
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
148+ 6.38% |
$5.38K - $6.07K
|
2.47K
$115K
|
|
Oct 19, 2023
Q3 2023
|
Tfg Advisers LLC
|
BUY
|
- |
145+ 0.28% |
$5.27K - $5.95K
|
52.1K
$2.42M
|
|
Nov 09, 2023
Q3 2023
|
Us Financial Advisors, LLC
Braintree, MA |
BUY
|
- |
143+ 1.02% |
$5.2K - $5.87K
|
14.2K
$662K
|
|
Nov 06, 2023
Q3 2023
|
Parsons Capital Management Inc
|
BUY
|
- |
136+ 1.67% |
$4.94K - $5.58K
|
8.26K
$385K
|
|
Nov 02, 2023
Q3 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
128+ 0.5% |
$4.65K - $5.25K
|
26K
$1.21M
|
|
Dec 07, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
125+ 0.21% |
$4.54K - $5.13K
|
59.3K
$2.76M
|
|
Nov 06, 2023
Q3 2023
|
Authentikos Wealth Advisory, LLC
Morgan Hill, CA |
BUY
|
- |
125New |
$4.54K - $5.13K
|
125
$5.82K
|
|
Oct 18, 2023
Q3 2023
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
115+ 90.55% |
$4.18K - $4.72K
|
242
$11.3K
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
113+ 0.33% |
$4.11K - $4.64K
|
33.9K
$1.58M
|
|
Oct 25, 2023
Q3 2023
|
Penobscot Wealth Management
|
BUY
|
- |
113+ 0.25% |
$4.11K - $4.64K
|
45.6K
$2.12M
|
|
Oct 18, 2023
Q3 2023
|
Marion Wealth Management
|
BUY
|
- |
110+ 1.52% |
$4K - $4.51K
|
7.35K
$342K
|
|
Aug 06, 2024
Q3 2023
|
Hantz Financial Services, Inc.
|
BUY
|
- |
100+ 303.03% |
$3.64K - $4.1K
|
133
$6.19K
|
|
Nov 15, 2023
Q3 2023
|
Front Row Advisors LLC
Tiburon, CA |
BUY
|
- |
87+ 45.08% |
$3.16K - $3.57K
|
280
$13K
|
|
Oct 16, 2023
Q3 2023
|
Corrigan Financial, Inc.
Middletown, RI |
BUY
|
- |
82+ 0.4% |
$2.98K - $3.36K
|
20.3K
$947K
|
|
Nov 14, 2023
Q3 2023
|
Knightsbridge Asset Management, LLC
Newport Beach, CA |
BUY
|
- |
82+ 0.19% |
$2.98K - $3.36K
|
43.3K
$2.01M
|
|
Oct 24, 2023
Q3 2023
|
W.H. Cornerstone Investments Inc.
Kingston, MA |
BUY
|
- |
79+ 1.3% |
$2.87K - $3.24K
|
6.17K
$287K
|
|
Oct 13, 2023
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
75New |
$2.73K - $3.08K
|
75
$3.49K
|
|
Nov 08, 2023
Q3 2023
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
60+ 0.27% |
$2.18K - $2.46K
|
22.1K
$1.03M
|
|
Oct 13, 2023
Q3 2023
|
Cooper Financial Group
|
BUY
|
- |
60+ 0.17% |
$2.18K - $2.46K
|
34.5K
$1.6M
|
|
Nov 06, 2023
Q3 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
58+ 9.85% |
$2.11K - $2.38K
|
647
$30.1K
|