Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-100- 1.08% |
$3.64K - $4.1K
|
9.17K
$424K
|
|
|
Nov 07, 2023
Q3 2023
|
Cutler Group LP
|
SELL
|
- |
-106- 34.64% |
$3.85K - $4.35K
|
200
$9.25K
|
|
|
Nov 08, 2023
Q3 2023
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-119- 0.07% |
$4.33K - $4.88K
|
165K
$7.63M
|
|
|
Nov 07, 2023
Q3 2023
|
Fingerlakes Wealth Management, Inc.
|
SELL
|
- |
-129- 0.87% |
$4.69K - $5.29K
|
14.7K
$679K
|
|
|
Nov 14, 2023
Q3 2023
|
Vertex Planning Partners, LLC
Downers Grove, IL |
SELL
|
- |
-140- 1.29% |
$5.09K - $5.74K
|
10.7K
$494K
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-146- 31.33% |
$5.31K - $5.99K
|
320
$14.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Pax Financial Group, LLC
San Antonio, TX |
SELL
|
- |
-148- 1.25% |
$5.38K - $6.07K
|
11.7K
$540K
|
|
|
Nov 08, 2023
Q3 2023
|
Klr Investment Advisors, LLC
Providence, RI |
SELL
|
- |
-150- 1.99% |
$5.45K - $6.15K
|
7.4K
$342K
|
|
|
Oct 31, 2023
Q3 2023
|
Apcm Wealth Management For Individuals
|
SELL
|
- |
-161- 1.49% |
$5.85K - $6.6K
|
10.6K
$492K
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-177- 2.37% |
$6.43K - $7.26K
|
7.3K
$337K
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-192- 0.17% |
$6.98K - $7.88K
|
111K
$5.14M
|
|
|
Oct 25, 2023
Q3 2023
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-199- 14.81% |
$7.23K - $8.16K
|
1.15K
$52.9K
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-207- 3.46% |
$7.52K - $8.49K
|
5.78K
$267K
|
|
|
Nov 08, 2023
Q3 2023
|
Fernwood Investment Management, LLC
Quincy, MA |
SELL
|
- |
-208- 2.35% |
$7.56K - $8.53K
|
8.65K
$400K
|
|
|
Oct 23, 2023
Q3 2023
|
Moneywise, Inc.
|
SELL
|
- |
-214- 1.23% |
$7.78K - $8.78K
|
17.1K
$792K
|
|
|
Nov 13, 2023
Q3 2023
|
Pca Investment Advisory Services Inc.
Cincinnati, OH |
SELL
|
- |
-214- 1.19% |
$7.78K - $8.78K
|
17.8K
$825K
|
|
|
Nov 08, 2023
Q3 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
SELL
|
- |
-218- 24.63% |
$7.92K - $8.94K
|
667
$30.8K
|
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
SELL
|
- |
-219Closed |
$7.96K - $8.98K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
National Wealth Management Group, LLC
Cincinnati, OH |
SELL
|
- |
-227- 2.73% |
$8.25K - $9.31K
|
8.1K
$374K
|
|
|
Oct 20, 2023
Q3 2023
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-233- 2.76% |
$8.47K - $9.56K
|
8.2K
$379K
|
|
|
Oct 11, 2023
Q3 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-236- 3.02% |
$8.58K - $9.68K
|
7.59K
$351K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-236- 1.7% |
$8.58K - $9.68K
|
13.6K
$629K
|
|
|
Nov 13, 2023
Q3 2023
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-237- 0.54% |
$8.61K - $9.72K
|
43.8K
$2.02M
|
|
|
Oct 27, 2023
Q3 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-239- 47.8% |
$8.69K - $9.8K
|
261
$12.1K
|
|
|
Oct 30, 2023
Q3 2023
|
Grove Bank & Trust
|
SELL
|
- |
-254- 1.42% |
$9.23K - $10.4K
|
17.6K
$814K
|
|
|
Nov 02, 2023
Q3 2023
|
Fund Evaluation Group, LLC
Cincinnati, OH |
SELL
|
- |
-260- 0.62% |
$9.45K - $10.7K
|
41.6K
$1.92M
|
|
|
Oct 27, 2023
Q3 2023
|
Indie Asset Partners, LLC
Carmel, IN |
SELL
|
- |
-277- 1.82% |
$10.1K - $11.4K
|
14.9K
$689K
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-278- 4.83% |
$10.1K - $11.4K
|
5.48K
$253K
|
|
|
Oct 19, 2023
Q3 2023
|
Sunburst Financial Group, LLC
|
SELL
|
- |
-282- 2.29% |
$10.3K - $11.6K
|
12K
$555K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-294- 0.8% |
$10.7K - $12.1K
|
36.7K
$1.69M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-300- 12.41% |
$10.9K - $12.3K
|
2.12K
$97.9K
|
|
|
Nov 06, 2023
Q3 2023
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-306- 14.32% |
$11.1K - $12.6K
|
1.83K
$84.7K
|
|
|
Nov 17, 2023
Q3 2023
|
Spartan Planning & Wealth Management
Greensboro, NC |
SELL
|
- |
-331- 23.38% |
$12K - $13.6K
|
1.09K
$50.2K
|
|
|
Oct 18, 2023
Q3 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-344- 1.13% |
$12.5K - $14.1K
|
30.2K
$1.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-376- 1.54% |
$13.7K - $15.4K
|
24K
$1.11M
|
|
|
Oct 17, 2023
Q3 2023
|
Paladin Advisory Group, LLC
|
SELL
|
- |
-377- 2.85% |
$13.7K - $15.5K
|
12.8K
$594K
|
|
|
Nov 14, 2023
Q3 2023
|
Vista Wealth Management Group, LLC
|
SELL
|
- |
-385- 5.09% |
$14K - $15.8K
|
7.18K
$332K
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-432- 11.98% |
$15.7K - $17.7K
|
3.17K
$147K
|
|
|
Nov 13, 2023
Q3 2023
|
True Wealth Design, LLC
Akron, OH |
SELL
|
- |
-442- 3.16% |
$16.1K - $18.1K
|
13.6K
$627K
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-500- 33.6% |
$18.2K - $20.5K
|
988
$45.7K
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-500- 33.6% |
$18.2K - $20.5K
|
988
$45.7K
|
|
|
Oct 31, 2023
Q3 2023
|
Sharkey, Howes & Javer
|
SELL
|
- |
-533- 8.57% |
$19.4K - $21.9K
|
5.69K
$263K
|
|
|
Nov 13, 2023
Q3 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-549- 5.95% |
$20K - $22.5K
|
8.68K
$401K
|
|
|
Oct 26, 2023
Q3 2023
|
River Street Advisors LLC
Aurora, IL |
SELL
|
- |
-570- 3.03% |
$20.7K - $23.4K
|
18.3K
$844K
|
|
|
Oct 27, 2023
Q3 2023
|
Northwest Bancshares, Inc.
Warren, PA |
SELL
|
- |
-591- 1.39% |
$21.5K - $24.2K
|
42K
$1.94M
|
|
|
Nov 06, 2023
Q3 2023
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-600- 0.79% |
$21.8K - $24.6K
|
74.9K
$3.47M
|
|
|
Nov 09, 2023
Q3 2023
|
American Investment Services, Inc.
|
SELL
|
- |
-604- 2.95% |
$22K - $24.8K
|
19.9K
$920K
|
|
|
Oct 27, 2023
Q3 2023
|
Brio Consultants, LLC
|
SELL
|
- |
-630- 3.72% |
$22.9K - $25.8K
|
16.3K
$753K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
SELL
|
- |
-644- 27.78% |
$23.4K - $26.4K
|
1.67K
$77.4K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-677- 8.89% |
$24.6K - $27.8K
|
6.94K
$321K
|