Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 1500 Compos (SPTM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 1500 Compos (SPTM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 1500 COMPOS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-3.57KClosed |
$187K - $200K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Jordan Park Group LLC
|
SELL
|
- |
-3.58K- 37.37% |
$187K - $200K
|
6K
$439K
|
|
|
Oct 28, 2021
Q3 2021
|
Pinnacle Wealth Management Group, Inc.
|
SELL
|
- |
-3.71K- 24.74% |
$194K - $207K
|
11.3K
$826K
|
|
|
Nov 18, 2021
Q3 2021
|
Lumbard & Kellner, LLC
Hollis, NH |
SELL
|
- |
-3.81KClosed |
$199K - $213K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-4.18KClosed |
$218K - $234K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-4.21K- 42.38% |
$220K - $235K
|
5.72K
$419K
|
|
|
Oct 18, 2024
Q3 2021
|
Cannon Financial Strategists, Inc.
Athens, GA |
SELL
|
- |
-4.22K- 2.71% |
$221K - $236K
|
151K
$11.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-4.27K- 42.8% |
$223K - $239K
|
5.7K
$417K
|
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-4.6K- 4.32% |
$241K - $257K
|
102K
$7.45M
|
|
|
Nov 09, 2021
Q3 2021
|
55 I, LLC
Boston, MA |
SELL
|
- |
-4.68K- 3.28% |
$245K - $261K
|
138K
$10.1M
|
|
|
Nov 09, 2021
Q3 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-4.68K- 44.37% |
$245K - $262K
|
5.87K
$430K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-4.78K- 10.84% |
$250K - $268K
|
39.3K
$2.88M
|
|
|
Nov 12, 2021
Q3 2021
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-5.15KClosed |
$269K - $288K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Facet Wealth, Inc.
|
SELL
|
- |
-5.44K- 2.9% |
$284K - $304K
|
182K
$13.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-5.64KClosed |
$295K - $316K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-5.64KClosed |
$295K - $316K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
SELL
|
- |
-5.75K- 15.74% |
$301K - $322K
|
30.8K
$2.25M
|
|
|
Oct 22, 2021
Q3 2021
|
Leicht Financial Planning & Wealth Management, Inc.
|
SELL
|
- |
-5.96K- 1.41% |
$312K - $334K
|
416K
$30.5M
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-6.03KClosed |
$315K - $337K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Oakwell Private Wealth Management, LLC
|
SELL
|
- |
-6.28K- 12.37% |
$329K - $351K
|
44.5K
$3.26M
|
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-6.31KClosed |
$330K - $353K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Iron Financial, LLC
|
SELL
|
- |
-6.41K- 9.3% |
$335K - $358K
|
62.5K
$4.58M
|
|
|
Nov 12, 2021
Q3 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-7.26KClosed |
$380K - $406K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Parallel Advisors, LLC
|
SELL
|
- |
-7.93K- 3.52% |
$415K - $443K
|
217K
$15.9M
|
|
|
Oct 25, 2021
Q3 2021
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-7.96KClosed |
$417K - $445K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-9.1K- 68.84% |
$476K - $509K
|
4.12K
$302K
|
|
|
Oct 07, 2021
Q3 2021
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-10.7K- 3.25% |
$558K - $596K
|
318K
$23.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Triumph Capital Management
|
SELL
|
- |
-11K- 57.82% |
$576K - $616K
|
8.03K
$588K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-12.1K- 58.11% |
$631K - $674K
|
8.69K
$636K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-12.3KClosed |
$644K - $688K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Savant Capital, LLC
|
SELL
|
- |
-12.5K- 8.76% |
$652K - $697K
|
130K
$9.5M
|
|
|
Oct 06, 2021
Q3 2021
|
Evensky & Katz LLC
|
SELL
|
- |
-12.7K- 5.66% |
$665K - $711K
|
212K
$15.5M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-12.8KClosed |
$671K - $718K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Peterson Wealth Advisors, LLC
|
SELL
|
- |
-15K- 6.76% |
$786K - $841K
|
207K
$15.2M
|
|
|
Oct 07, 2021
Q3 2021
|
Boston Standard Wealth Management, LLC
|
SELL
|
- |
-16.3K- 4.68% |
$853K - $912K
|
332K
$24.3M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17.1K- 19.97% |
$896K - $957K
|
68.6K
$5.02M
|
|
|
Mar 23, 2023
Q3 2021
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-17.3K- 6.57% |
$903K - $965K
|
245K
$18M
|
|
|
Nov 12, 2021
Q3 2021
|
Sns Financial Group, LLC
|
SELL
|
- |
-18K- 26.18% |
$940K - $1.01M
|
50.7K
$3.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-18.9K- 1.34% |
$989K - $1.06M
|
1.4M
$102M
|
|
|
Nov 04, 2021
Q3 2021
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-18.9K- 9.2% |
$990K - $1.06M
|
187K
$13.7M
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-19.5K- 26.22% |
$1.02M - $1.09M
|
54.8K
$4.01M
|
|
|
Oct 20, 2021
Q3 2021
|
Astor Investment Management LLC
|
SELL
|
- |
-20.2K- 2.24% |
$1.06M - $1.13M
|
881K
$64.5M
|
|
|
Oct 20, 2021
Q3 2021
|
Sentinel Pension Advisors Inc
Wakefield, MA |
SELL
|
- |
-20.2K- 2.68% |
$1.06M - $1.13M
|
734K
$53.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-20.4KClosed |
$1.07M - $1.14M
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-21K- 90.26% |
$1.1M - $1.18M
|
2.27K
$166K
|
|
|
Nov 12, 2021
Q3 2021
|
Glovista Investments LLC
Jersey City, NJ |
SELL
|
- |
-24.7KClosed |
$1.29M - $1.38M
|
0
$0
|
|
|
Oct 12, 2021
Q3 2021
|
Rosenberg Matthew Hamilton
|
SELL
|
- |
-26.2K- 6.92% |
$1.37M - $1.47M
|
353K
$25.9M
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-28.3K- 15.74% |
$1.48M - $1.58M
|
152K
$11.1M
|
|
|
Oct 19, 2021
Q3 2021
|
Stewardship Advisors, LLC
|
SELL
|
- |
-31.8K- 61.02% |
$1.66M - $1.78M
|
20.3K
$1.49M
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-40.1K- 13.49% |
$2.1M - $2.24M
|
257K
$18.8M
|