Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 1500 Compos (SPTM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 1500 Compos (SPTM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 1500 COMPOS.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
1.38M+ 36.45% |
$72.1M - $77.8M
|
5.17M
$379M
|
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
724K+ 1828.34% |
$37.8M - $40.7M
|
763K
$55.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
692KNew |
$36.1M - $39M
|
692K
$50.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Harbor Partners, LLC
|
BUY
|
- |
669KNew |
$35M - $37.7M
|
669K
$49M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
528K+ 42.22% |
$27.6M - $29.7M
|
1.78M
$130M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
459K+ 6.5% |
$24M - $25.9M
|
7.53M
$551M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
443K+ 26.05% |
$23.1M - $25M
|
2.14M
$157M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
413K+ 17.71% |
$21.6M - $23.3M
|
2.75M
$201M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
402K+ 217.47% |
$21M - $22.6M
|
587K
$43M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
351K+ 62.3% |
$18.3M - $19.8M
|
915K
$67M
|
|
|
Nov 08, 2023
Q3 2023
|
Solano Wealth Management, Inc.
Fairfield, CA |
BUY
|
- |
165K+ 3473.67% |
$8.64M - $9.31M
|
170K
$12.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
162K+ 82.92% |
$8.48M - $9.14M
|
358K
$26.2M
|
|
|
Oct 30, 2023
Q3 2023
|
Equita Financial Network, Inc.
Fort Washington, PA |
BUY
|
- |
160KNew |
$8.33M - $8.98M
|
160K
$11.7M
|
|
|
Nov 06, 2023
Q3 2023
|
Wall Capital Group, Inc.
|
BUY
|
- |
123K+ 297.69% |
$6.45M - $6.95M
|
165K
$12.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
104K+ 99.75% |
$5.44M - $5.86M
|
208K
$15.3M
|
|
|
Nov 07, 2023
Q3 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
76K+ 3.48% |
$3.97M - $4.28M
|
2.26M
$166M
|
|
|
Nov 13, 2023
Q3 2023
|
Jacobi Capital Management LLC
|
BUY
|
- |
75.9K+ 45.37% |
$3.96M - $4.28M
|
243K
$17.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
75.1K+ 849.73% |
$3.92M - $4.23M
|
83.9K
$6.15M
|
|
|
Nov 01, 2023
Q3 2023
|
Facet Wealth, Inc.
|
BUY
|
- |
73.3K+ 62.75% |
$3.83M - $4.13M
|
190K
$13.9M
|
|
|
Dec 04, 2023
Q3 2023
|
Austin Wealth Management, LLC
Austin, TX |
BUY
|
- |
72.8KNew |
$3.8M - $4.1M
|
72.8K
$5.33M
|
|
|
Nov 15, 2023
Q3 2023
|
Wealthquest Corp
Cincinnati, OH |
BUY
|
- |
64K+ 7.74% |
$3.34M - $3.6M
|
891K
$65.3M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
57.2K+ 12.21% |
$2.98M - $3.22M
|
525K
$38.5M
|
|
|
Nov 09, 2023
Q3 2023
|
Rinkey Investments
San Diego, CA |
BUY
|
- |
42.8K+ 7.23% |
$2.24M - $2.41M
|
635K
$46.5M
|
|
|
Nov 17, 2023
Q3 2023
|
Spartan Planning & Wealth Management
Greensboro, NC |
BUY
|
- |
41.4K+ 87.77% |
$2.16M - $2.33M
|
88.7K
$6.49M
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
35.2K+ 31.26% |
$1.84M - $1.98M
|
148K
$10.8M
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
34.6KNew |
$1.81M - $1.95M
|
34.6K
$2.53M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
34.1K+ 31.85% |
$1.78M - $1.92M
|
141K
$10.4M
|
|
|
Nov 15, 2023
Q3 2023
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
33.7K+ 18.8% |
$1.76M - $1.9M
|
213K
$15.6M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
31.4K+ 2.71% |
$1.64M - $1.77M
|
1.19M
$87M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
26.9KNew |
$1.4M - $1.51M
|
26.9K
$1.97M
|
|
|
Nov 08, 2023
Q3 2023
|
Baltimore Washington Financial Advisors, Inc.
|
BUY
|
- |
26.7K+ 8.38% |
$1.39M - $1.5M
|
345K
$25.2M
|
|
|
Nov 09, 2023
Q3 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
25.4KNew |
$1.33M - $1.43M
|
25.4K
$1.86M
|
|
|
Oct 13, 2023
Q3 2023
|
Key Bridge Compliance, LLC
Covington, KY |
BUY
|
- |
24.4KNew |
$1.28M - $1.38M
|
24.4K
$1.79M
|
|
|
Nov 07, 2023
Q3 2023
|
Symphony Financial, Ltd. Co.
|
BUY
|
- |
21.3K+ 5.78% |
$1.11M - $1.2M
|
390K
$28.6M
|
|
|
Oct 17, 2023
Q3 2023
|
Northland Capital Management LLC
|
BUY
|
- |
20.8KNew |
$1.09M - $1.17M
|
20.8K
$1.52M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
19.8K+ 12.22% |
$1.03M - $1.11M
|
182K
$13.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Hardy Reed LLC
|
BUY
|
- |
19.6KNew |
$1.02M - $1.1M
|
19.6K
$1.43M
|
|
|
Oct 16, 2023
Q3 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
18.7KNew |
$977K - $1.05M
|
18.7K
$1.37M
|
|
|
Oct 19, 2023
Q3 2023
|
Sfg Wealth Management, Llc.
|
BUY
|
- |
18.2K+ 20.03% |
$948K - $1.02M
|
109K
$7.97M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
17.9K+ 82.2% |
$933K - $1.01M
|
39.6K
$2.9M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
17K+ 61.9% |
$886K - $956K
|
44.4K
$3.25M
|
|
|
Oct 26, 2023
Q3 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
16.5K+ 2.05% |
$860K - $927K
|
818K
$59.9M
|
|
|
Oct 11, 2023
Q3 2023
|
Legacy Private Trust Co.
|
BUY
|
- |
15.2K+ 5.09% |
$792K - $854K
|
313K
$22.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Bridgewealth Advisory Group, LLC
Fresno, CA |
BUY
|
- |
14.9K+ 8.97% |
$778K - $839K
|
181K
$13.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
14.7K+ 7178.05% |
$768K - $829K
|
14.9K
$1.09M
|
|
|
Nov 06, 2023
Q3 2023
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
14.7K+ 2.99% |
$766K - $826K
|
504K
$36.9M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
14.5KNew |
$759K - $818K
|
14.5K
$1.06M
|
|
|
Oct 27, 2023
Q3 2023
|
Belvedere Trading LLC
|
BUY
|
- |
14.5K+ 10505.8% |
$757K - $816K
|
14.6K
$1.07M
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
13.7K+ 92.82% |
$715K - $771K
|
28.5K
$2.08M
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
13.7K+ 18.01% |
$715K - $771K
|
89.7K
$6.57M
|