Purchases and Sales Made in Q3 2020 in First Trust Nasdaq Technology (TDIV)
This table provides information about the institutional ownership of First Trust Nasdaq Technology (TDIV) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ TECHNOLOGY .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2020
Q3 2020
|
Centaurus Financial, Inc.
|
BUY
|
- |
250+ 5.05% |
$10.4K - $11.7K
|
5.2K
$428K
|
|
|
Nov 30, 2020
Q3 2020
|
Front Row Advisors LLC
Tiburon, CA |
BUY
|
- |
225New |
$9.34K - $10.5K
|
225
$18.5K
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
188+ 13.86% |
$7.8K - $8.81K
|
1.54K
$127K
|
|
|
Nov 13, 2020
Q3 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
179+ 0.55% |
$7.43K - $8.39K
|
32.5K
$2.68M
|
|
|
Oct 27, 2020
Q3 2020
|
Western Wealth Management, LLC
|
BUY
|
- |
173+ 1.56% |
$7.18K - $8.11K
|
11.3K
$927K
|
|
|
Nov 03, 2020
Q3 2020
|
Ironwood Financial, LLC
|
BUY
|
- |
125New |
$5.19K - $5.86K
|
125
$10.3K
|
|
|
Nov 30, 2020
Q3 2020
|
Platform Technology Partners
|
BUY
|
- |
116+ 1.96% |
$4.81K - $5.44K
|
6.05K
$498K
|
|
|
Nov 13, 2020
Q3 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
108+ 2.23% |
$4.48K - $5.06K
|
4.96K
$408K
|
|
|
Nov 16, 2020
Q3 2020
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
68+ 6.07% |
$2.82K - $3.19K
|
1.19K
$97.8K
|
|
|
Oct 19, 2020
Q3 2020
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
62+ 7.03% |
$2.57K - $2.91K
|
944
$77.7K
|
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
30New |
$1.25K - $1.41K
|
30
$2.47K
|
|
|
Oct 13, 2020
Q3 2020
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
17+ 0.05% |
$706 - $797
|
32.7K
$2.69M
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11+ 0.01% |
$457 - $515
|
190K
$15.7M
|
|
|
Nov 03, 2020
Q3 2020
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
11+ 0.97% |
$457 - $515
|
1.14K
$94K
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
6+ 0.08% |
$249 - $281
|
7.31K
$602K
|
|
|
Oct 19, 2020
Q3 2020
|
Ellis Investment Partners, LLC
|
BUY
|
- |
4+ 0.52% |
$166 - $187
|
768
$63.2K
|
|
|
Oct 30, 2020
Q3 2020
|
Jacobi Capital Management LLC
|
BUY
|
- |
2+ 0.44% |
$83 - $93.7
|
458
$37.7K
|
|
|
Jul 24, 2024
Q3 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
1+ 0.01% |
$41.5 - $46.9
|
10.3K
$846K
|
|
|
Oct 30, 2020
Q3 2020
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-18Closed |
$747 - $843
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-23- 0.26% |
$955 - $1.08K
|
8.81K
$725K
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-39- 0.03% |
$1.62K - $1.83K
|
112K
$9.23M
|
|
|
Nov 06, 2020
Q3 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-43- 0.79% |
$1.78K - $2.01K
|
5.38K
$443K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-44- 0.4% |
$1.83K - $2.06K
|
11K
$903K
|
|
|
Nov 10, 2020
Q3 2020
|
Seneca House Advisors
|
SELL
|
- |
-45- 0.5% |
$1.87K - $2.11K
|
8.9K
$732K
|
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-50- 0.93% |
$2.08K - $2.34K
|
5.33K
$439K
|
|
|
Nov 16, 2020
Q3 2020
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-51- 0.16% |
$2.12K - $2.39K
|
31.2K
$2.57M
|
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
SELL
|
- |
-63- 8.2% |
$2.61K - $2.95K
|
705
$58K
|
|
|
Oct 14, 2020
Q3 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-66- 0.36% |
$2.74K - $3.09K
|
18.1K
$1.49M
|
|
|
Nov 03, 2020
Q3 2020
|
Community Bank, N.A.
|
SELL
|
- |
-100Closed |
$4.15K - $4.69K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-100- 1.22% |
$4.15K - $4.69K
|
8.09K
$666K
|
|
|
Oct 13, 2020
Q3 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-146- 2.39% |
$6.06K - $6.84K
|
5.97K
$491K
|
|
|
Jan 02, 2024
Q3 2020
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-150- 74.26% |
$6.23K - $7.03K
|
52
$4.28K
|
|
|
Oct 21, 2020
Q3 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-158- 13.48% |
$6.56K - $7.4K
|
1.01K
$83.5K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-222- 1.27% |
$9.21K - $10.4K
|
17.2K
$1.42M
|
|
|
Nov 02, 2020
Q3 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-240- 1.76% |
$9.96K - $11.2K
|
13.4K
$1.1M
|
|
|
Oct 29, 2020
Q3 2020
|
Madrona Financial Services, LLC
|
SELL
|
- |
-255- 4.85% |
$10.6K - $11.9K
|
5.01K
$412K
|
|
|
Nov 02, 2020
Q3 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-311- 2.49% |
$12.9K - $14.6K
|
12.2K
$1M
|
|
|
Nov 12, 2020
Q3 2020
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-372- 2.67% |
$15.4K - $17.4K
|
13.6K
$1.12M
|
|
|
Oct 14, 2020
Q3 2020
|
Westside Investment Management, Inc.
|
SELL
|
- |
-400Closed |
$16.6K - $18.7K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Riverpoint Wealth Management Holdings, LLC
|
SELL
|
- |
-425- 2.59% |
$17.6K - $19.9K
|
16K
$1.32M
|
|
|
Oct 23, 2020
Q3 2020
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-426- 4.88% |
$17.7K - $20K
|
8.3K
$684K
|
|
|
Nov 13, 2020
Q3 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-500- 3.84% |
$20.8K - $23.4K
|
12.5K
$1.03M
|
|
|
Oct 05, 2020
Q3 2020
|
Lvm Capital Management LTD
|
SELL
|
- |
-505- 4.72% |
$21K - $23.7K
|
10.2K
$840K
|
|
|
Oct 15, 2020
Q3 2020
|
Manchester Financial Inc
|
SELL
|
- |
-550Closed |
$22.8K - $25.8K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-625- 6.62% |
$25.9K - $29.3K
|
8.82K
$726K
|
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-630- 1.13% |
$26.1K - $29.5K
|
55.2K
$4.55M
|
|
|
Nov 13, 2020
Q3 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-817- 0.64% |
$33.9K - $38.3K
|
126K
$10.4M
|
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-848- 11.29% |
$35.2K - $39.7K
|
6.66K
$549K
|
|
|
Dec 10, 2020
Q3 2020
|
Nvwm, LLC
|
SELL
|
- |
-850- 48.85% |
$35.3K - $39.8K
|
890
$73.3K
|
|
|
Oct 14, 2020
Q3 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-894- 12.22% |
$37.1K - $41.9K
|
6.42K
$528K
|