Purchases and Sales Made in Q3 2020 in First Trust Nasdaq Technology (TDIV)
This table provides information about the institutional ownership of First Trust Nasdaq Technology (TDIV) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ TECHNOLOGY .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1KClosed |
$41.5K - $46.9K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.01K- 7.07% |
$42K - $47.5K
|
13.3K
$1.1M
|
|
|
Nov 02, 2020
Q3 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.11K- 9.71% |
$46.1K - $52.1K
|
10.3K
$851K
|
|
|
Nov 12, 2020
Q3 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-1.38K- 9.44% |
$57.4K - $64.8K
|
13.3K
$1.09M
|
|
|
Nov 09, 2020
Q3 2020
|
Access Financial Services, Inc.
|
SELL
|
- |
-1.42K- 2.76% |
$59K - $66.6K
|
50.2K
$4.13M
|
|
|
Oct 20, 2020
Q3 2020
|
Allen Capital Group, LLC
|
SELL
|
- |
-2.25K- 8.26% |
$93.5K - $106K
|
25K
$2.06M
|
|
|
Oct 29, 2020
Q3 2020
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-2.5K- 23.16% |
$104K - $117K
|
8.3K
$683K
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-3.97K- 9.22% |
$165K - $186K
|
39.1K
$3.22M
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-4.02K- 4.59% |
$167K - $188K
|
83.7K
$6.89M
|
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-4.4K- 28.21% |
$183K - $206K
|
11.2K
$922K
|
|
|
Nov 05, 2020
Q3 2020
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-4.65K- 7.04% |
$193K - $218K
|
61.4K
$5.06M
|
|
|
Jan 27, 2023
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-4.98K- 18.24% |
$207K - $233K
|
22.3K
$1.84M
|
|
|
Oct 29, 2020
Q3 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-5.07K- 7.47% |
$211K - $238K
|
62.9K
$5.18M
|
|
|
Oct 26, 2020
Q3 2020
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-5.42KClosed |
$225K - $254K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-5.46K- 13.03% |
$227K - $256K
|
36.5K
$3M
|
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-6.2KClosed |
$257K - $291K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Milestone Advisory Partners
|
SELL
|
- |
-6.21K- 5.28% |
$258K - $291K
|
111K
$9.17M
|
|
|
Nov 12, 2020
Q3 2020
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-7.09K- 57.68% |
$294K - $332K
|
5.2K
$428K
|
|
|
Nov 13, 2020
Q3 2020
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-7.26K- 26.58% |
$301K - $340K
|
20K
$1.65M
|
|
|
Oct 16, 2020
Q3 2020
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-8.02K- 12.74% |
$333K - $376K
|
54.9K
$4.52M
|
|
|
Dec 03, 2020
Q3 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-8.39K- 9.8% |
$348K - $393K
|
77.2K
$6.36M
|
|
|
Nov 06, 2020
Q3 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-9.95K- 36.35% |
$413K - $466K
|
17.4K
$1.43M
|
|
|
Nov 04, 2020
Q3 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-10.6KClosed |
$441K - $498K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Wt Wealth Management
|
SELL
|
- |
-11.1K- 12.47% |
$460K - $520K
|
77.8K
$6.41M
|
|
|
Nov 06, 2020
Q3 2020
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-12.7K- 5.46% |
$528K - $596K
|
220K
$18.1M
|
|
|
Oct 06, 2020
Q3 2020
|
Ballew Advisors, Inc
|
SELL
|
- |
-13.1K- 25.52% |
$543K - $613K
|
38.2K
$3.14M
|
|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-17.2KClosed |
$714K - $806K
|
0
$0
|
|
|
Oct 21, 2020
Q3 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-18.5K- 56.13% |
$769K - $868K
|
14.5K
$1.19M
|
|
|
Nov 13, 2020
Q3 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-37.9KClosed |
$1.57M - $1.78M
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-75.1K- 17.01% |
$3.12M - $3.52M
|
366K
$30.2M
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
SELL
|
- |
-79.7K- 10.13% |
$3.31M - $3.73M
|
707K
$58.2M
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-83.5K- 6.12% |
$3.47M - $3.91M
|
1.28M
$105M
|
|
|
Nov 13, 2020
Q3 2020
|
Ascension Capital Advisors, Inc.
Houston, TX |
SELL
|
- |
-98.4K- 87.46% |
$4.09M - $4.61M
|
14.1K
$1.16M
|
|
|
Oct 29, 2020
Q3 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-140K- 48.15% |
$5.81M - $6.56M
|
151K
$12.4M
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-239K- 40.3% |
$9.9M - $11.2M
|
353K
$29.1M
|