Purchases and Sales Made in Q4 2020 in First Trust Nasdaq Technology (TDIV)
This table provides information about the institutional ownership of First Trust Nasdaq Technology (TDIV) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ TECHNOLOGY .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 12, 2021
Q4 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
120K+ 27.28% |
$5M - $5.95M
|
560K
$46.1M
|
|
Feb 17, 2021
Q4 2020
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
86.6KNew |
$3.61M - $4.29M
|
86.6K
$7.13M
|
|
Mar 09, 2021
Q4 2020
|
Defined Wealth Management, LLC
|
BUY
|
- |
71.8KNew |
$3M - $3.56M
|
71.8K
$5.91M
|
|
Jan 20, 2021
Q4 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
61.3K+ 154.22% |
$2.55M - $3.04M
|
101K
$8.31M
|
|
Jan 04, 2021
Q4 2020
|
Park National Corp
|
BUY
|
- |
52.8K+ 29.82% |
$2.2M - $2.62M
|
230K
$18.9M
|
|
Feb 12, 2021
Q4 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
42.9KNew |
$1.79M - $2.12M
|
42.9K
$3.53M
|
|
Feb 10, 2021
Q4 2020
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
35.3K+ 50.43% |
$1.47M - $1.75M
|
105K
$8.67M
|
|
Feb 16, 2021
Q4 2020
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
26.5KNew |
$1.11M - $1.32M
|
26.5K
$2.19M
|
|
Mar 09, 2021
Q4 2020
|
Tru Independence LLC
|
BUY
|
- |
23KNew |
$959K - $1.14M
|
23K
$1.89M
|
|
Jan 25, 2021
Q4 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
22K+ 9.97% |
$915K - $1.09M
|
242K
$19.9M
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.3K+ 164.62% |
$846K - $1.01M
|
32.6K
$2.68M
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18.6K+ 1.45% |
$777K - $924K
|
1.3M
$107M
|
|
Feb 05, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
17.5KNew |
$728K - $865K
|
17.5K
$1.44M
|
|
Jan 27, 2021
Q4 2020
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
13.9KNew |
$578K - $687K
|
13.9K
$1.14M
|
|
Feb 11, 2021
Q4 2020
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
12.8KNew |
$535K - $635K
|
12.8K
$1.06M
|
|
Mar 30, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
12.8K+ 73.27% |
$534K - $634K
|
30.3K
$2.49M
|
|
Feb 09, 2021
Q4 2020
|
Arkadios Wealth Advisors
|
BUY
|
- |
9.87KNew |
$411K - $489K
|
9.87K
$812K
|
|
Feb 12, 2021
Q4 2020
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
8.35KNew |
$348K - $413K
|
8.35K
$687K
|
|
Feb 16, 2021
Q4 2020
|
Waterfront Wealth Inc.
|
BUY
|
- |
7.98KNew |
$333K - $395K
|
7.98K
$657K
|
|
Sep 08, 2021
Q4 2020
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
7.56K+ 716.21% |
$315K - $374K
|
8.61K
$709K
|
|
Feb 01, 2021
Q4 2020
|
Sterling Manor Financial, LLC
|
BUY
|
- |
7.32KNew |
$305K - $363K
|
7.32K
$603K
|
|
Feb 02, 2021
Q4 2020
|
Ahrens Investment Partners LLC
|
BUY
|
- |
7.2K+ 138.46% |
$300K - $357K
|
12.4K
$1.02M
|
|
Feb 11, 2021
Q4 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.98K+ 5.33% |
$249K - $296K
|
118K
$9.72M
|
|
Feb 03, 2021
Q4 2020
|
Stone X Group Inc.
|
BUY
|
- |
5.57K+ 24.8% |
$232K - $276K
|
28K
$2.31M
|
|
Feb 09, 2021
Q4 2020
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
5.26K+ 46.99% |
$219K - $261K
|
16.5K
$1.35M
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
BUY
|
- |
5.08K+ 70.52% |
$212K - $252K
|
12.3K
$1.01M
|
|
Feb 09, 2021
Q4 2020
|
Sawtooth Solutions, LLC
|
BUY
|
- |
4.85KNew |
$202K - $240K
|
4.85K
$399K
|
|
Sep 20, 2021
Q4 2020
|
Sunflower Bank, N.A.
Denver, CO |
BUY
|
- |
4.7KNew |
$196K - $233K
|
4.7K
$387K
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.43K+ 9.38% |
$185K - $219K
|
51.6K
$4.25M
|
|
Feb 05, 2021
Q4 2020
|
Insight Wealth Strategies, LLC
San Ramon, CA |
BUY
|
- |
4.4KNew |
$184K - $218K
|
4.4K
$362K
|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
4.22K+ 10.78% |
$176K - $209K
|
43.3K
$3.57M
|
|
Feb 09, 2021
Q4 2020
|
Platform Technology Partners
|
BUY
|
- |
4.18K+ 69.08% |
$174K - $207K
|
10.2K
$841K
|
|
Feb 11, 2021
Q4 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
4.16KNew |
$173K - $206K
|
4.16K
$342K
|
|
Jan 20, 2021
Q4 2020
|
David J Yvars Group
|
BUY
|
- |
4.1KNew |
$171K - $203K
|
4.1K
$338K
|
|
May 17, 2021
Q4 2020
|
Money Concepts Capital Corp
|
BUY
|
- |
3.54KNew |
$148K - $175K
|
3.54K
$291K
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.03K+ 16.79% |
$126K - $150K
|
21.1K
$1.74M
|
|
Feb 05, 2021
Q4 2020
|
Destiny Wealth Partners, LLC
|
BUY
|
- |
2.49KNew |
$104K - $124K
|
2.49K
$205K
|
|
Feb 16, 2021
Q4 2020
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
2.35K+ 16.78% |
$98.2K - $117K
|
16.4K
$1.35M
|
|
Feb 10, 2021
Q4 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
2.34K+ 9.01% |
$97.4K - $116K
|
28.2K
$2.33M
|
|
Jan 09, 2024
Q4 2020
|
Financial Perspectives, Inc
Minneapolis, MN |
BUY
|
- |
2.29KNew |
$95.3K - $113K
|
2.29K
$188K
|
|
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.25K+ 5.33% |
$93.8K - $111K
|
44.5K
$3.66M
|
|
Feb 16, 2021
Q4 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
2.18K+ 10.23% |
$90.8K - $108K
|
23.5K
$1.93M
|
|
Feb 02, 2021
Q4 2020
|
Simplex Trading, LLC
|
BUY
|
- |
2.08KNew |
$86.9K - $103K
|
2.08K
$171K
|
|
Jan 29, 2021
Q4 2020
|
Key F Inancial Inc
|
BUY
|
- |
1.9KNew |
$79.2K - $94.1K
|
1.9K
$156K
|
|
Feb 16, 2021
Q4 2020
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
1.78K+ 5.7% |
$74.3K - $88.2K
|
33K
$2.72M
|
|
Feb 12, 2021
Q4 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
1.73K+ 10.03% |
$72.1K - $85.7K
|
19K
$1.56M
|
|
Feb 01, 2021
Q4 2020
|
Ae Wealth Management LLC
|
BUY
|
- |
1.45K+ 27.04% |
$60.6K - $72K
|
6.83K
$562K
|
|
Jan 28, 2021
Q4 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
1.04K+ 8.61% |
$43.5K - $51.7K
|
13.2K
$1.08M
|
|
Jan 27, 2021
Q4 2020
|
Accel Wealth Management
|
BUY
|
- |
956New |
$39.9K - $47.4K
|
956
$78.7K
|
|
May 14, 2021
Q4 2020
|
Acima Private Wealth, LLC
Richmond, VA |
BUY
|
- |
680New |
$28.4K - $33.7K
|
680
$56K
|