Purchases and Sales Made in Q4 2020 in First Trust Nasdaq Technology (TDIV)
This table provides information about the institutional ownership of First Trust Nasdaq Technology (TDIV) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ TECHNOLOGY .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 26, 2021
Q4 2020
|
Great Diamond Partners, LLC
|
BUY
|
- |
638+ 2.4% |
$26.6K - $31.6K
|
27.2K
$2.24M
|
|
Feb 11, 2021
Q4 2020
|
Valley National Advisers Inc
|
BUY
|
- |
500New |
$20.9K - $24.8K
|
500
$41.2K
|
|
Feb 11, 2021
Q4 2020
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
493+ 2.46% |
$20.6K - $24.4K
|
20.5K
$1.69M
|
|
Feb 08, 2021
Q4 2020
|
Ifg Advisory, LLC
|
BUY
|
- |
442+ 3.3% |
$18.4K - $21.9K
|
13.8K
$1.14M
|
|
Feb 12, 2021
Q4 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
366+ 1.13% |
$15.3K - $18.1K
|
32.9K
$2.71M
|
|
Feb 10, 2021
Q4 2020
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
366+ 32.05% |
$15.3K - $18.1K
|
1.51K
$124K
|
|
Jan 19, 2021
Q4 2020
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
261+ 5.39% |
$10.9K - $12.9K
|
5.1K
$420K
|
|
Feb 09, 2021
Q4 2020
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
220New |
$9.17K - $10.9K
|
220
$18.1K
|
|
Feb 09, 2021
Q4 2020
|
Hengehold Capital Management LLC
|
BUY
|
- |
199+ 0.41% |
$8.3K - $9.86K
|
48.3K
$3.97M
|
|
Jan 27, 2021
Q4 2020
|
Cwm, LLC
|
BUY
|
- |
195+ 0.35% |
$8.13K - $9.66K
|
55.4K
$4.56M
|
|
Jan 27, 2021
Q4 2020
|
Rpg Investment Advisory, LLC
|
BUY
|
- |
150New |
$6.26K - $7.43K
|
150
$12.3K
|
|
Feb 16, 2021
Q4 2020
|
Tradition Wealth Management, LLC
|
BUY
|
- |
135New |
$5.63K - $6.69K
|
135
$11.1K
|
|
Jul 24, 2024
Q4 2020
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
133+ 1.29% |
$5.55K - $6.59K
|
10.4K
$857K
|
|
Feb 18, 2021
Q4 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
126+ 3.36% |
$5.25K - $6.24K
|
3.88K
$319K
|
|
Feb 04, 2021
Q4 2020
|
Us Bancorp \De\
|
BUY
|
- |
122+ 17.3% |
$5.09K - $6.05K
|
827
$68.1K
|
|
Feb 12, 2021
Q4 2020
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
100New |
$4.17K - $4.96K
|
100
$8.23K
|
|
Jan 27, 2023
Q4 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
68+ 0.3% |
$2.84K - $3.37K
|
22.4K
$1.84M
|
|
Feb 16, 2021
Q4 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
68+ 0.3% |
$2.84K - $3.37K
|
22.4K
$1.84M
|
|
Feb 23, 2021
Q4 2020
|
Riverpoint Wealth Management Holdings, LLC
|
BUY
|
- |
46+ 0.29% |
$1.92K - $2.28K
|
16.1K
$1.32M
|
|
Jan 25, 2021
Q4 2020
|
Centaurus Financial, Inc.
|
BUY
|
- |
20+ 0.38% |
$834 - $991
|
5.22K
$430K
|
|
Jan 20, 2021
Q4 2020
|
Ellis Investment Partners, LLC
|
BUY
|
- |
7+ 0.91% |
$292 - $347
|
775
$63.8K
|
|
Feb 12, 2021
Q4 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1+ 0.02% |
$41.7 - $49.6
|
4.96K
$408K
|
|
Jan 29, 2021
Q4 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-21- 0.35% |
$876 - $1.04K
|
5.95K
$490K
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-30Closed |
$1.25K - $1.49K
|
0
$0
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-56- 0.32% |
$2.34K - $2.77K
|
17.2K
$1.41M
|
|
Feb 11, 2021
Q4 2020
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-59Closed |
$2.46K - $2.92K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Madrona Financial Services, LLC
|
SELL
|
- |
-60- 1.2% |
$2.5K - $2.97K
|
4.95K
$407K
|
|
Feb 10, 2021
Q4 2020
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-67- 7.1% |
$2.79K - $3.32K
|
877
$72.2K
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-108- 0.07% |
$4.5K - $5.35K
|
151K
$12.4M
|
|
Jan 15, 2021
Q4 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-172- 16.96% |
$7.17K - $8.52K
|
842
$69.3K
|
|
Feb 09, 2021
Q4 2020
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-186- 4.16% |
$7.76K - $9.22K
|
4.28K
$352K
|
|
Sep 15, 2021
Q4 2020
|
Cwm, LLC
|
SELL
|
- |
-195- 0.35% |
$8.13K - $9.66K
|
55.2K
$4.55M
|
|
Feb 16, 2021
Q4 2020
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-199- 16.75% |
$8.3K - $9.86K
|
989
$81.4K
|
|
Feb 04, 2021
Q4 2020
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-285- 3.49% |
$11.9K - $14.1K
|
7.89K
$649K
|
|
Feb 02, 2021
Q4 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-289- 2.38% |
$12.1K - $14.3K
|
11.9K
$977K
|
|
Feb 11, 2021
Q4 2020
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-290- 3.53% |
$12.1K - $14.4K
|
7.92K
$652K
|
|
Feb 05, 2021
Q4 2020
|
Motco
|
SELL
|
- |
-330- 47.14% |
$13.8K - $16.4K
|
370
$30.5K
|
|
Feb 03, 2021
Q4 2020
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-357- 0.13% |
$14.9K - $17.7K
|
266K
$21.9M
|
|
Feb 08, 2021
Q4 2020
|
Jacobi Capital Management LLC
|
SELL
|
- |
-458Closed |
$19.1K - $22.7K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-498- 3.74% |
$20.8K - $24.7K
|
12.8K
$1.06M
|
|
Feb 04, 2021
Q4 2020
|
Biondo Investment Advisors, LLC
Milford, PA |
SELL
|
- |
-505- 2.82% |
$21.1K - $25K
|
17.4K
$1.43M
|
|
Jan 21, 2021
Q4 2020
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-507- 0.92% |
$21.1K - $25.1K
|
54.4K
$4.48M
|
|
Feb 08, 2021
Q4 2020
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-528- 1.11% |
$22K - $26.2K
|
47.2K
$3.88M
|
|
Jan 13, 2021
Q4 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-536- 8.35% |
$22.4K - $26.6K
|
5.88K
$484K
|
|
Feb 08, 2021
Q4 2020
|
Advanced Asset Management Advisors Inc
Dublin, OH |
SELL
|
- |
-571- 6.88% |
$23.8K - $28.3K
|
7.73K
$637K
|
|
Feb 09, 2021
Q4 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-591- 11.08% |
$24.6K - $29.3K
|
4.74K
$390K
|
|
Feb 08, 2021
Q4 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-615- 4.64% |
$25.6K - $30.5K
|
12.7K
$1.04M
|
|
Jan 29, 2021
Q4 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-644- 4.45% |
$26.9K - $31.9K
|
13.8K
$1.14M
|
|
Jan 19, 2021
Q4 2020
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-736- 8.87% |
$30.7K - $36.5K
|
7.57K
$623K
|
|
Feb 16, 2021
Q4 2020
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-788- 3.57% |
$32.9K - $39K
|
21.3K
$1.75M
|