Purchases and Sales Made in Q4 2020 in First Trust Nasdaq Technology (TDIV)
This table provides information about the institutional ownership of First Trust Nasdaq Technology (TDIV) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST NASDAQ TECHNOLOGY .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 11, 2021
Q4 2020
|
Lvm Capital Management LTD
|
SELL
|
- |
-845- 8.28% |
$35.2K - $41.9K
|
9.36K
$770K
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-945- 12.92% |
$39.4K - $46.8K
|
6.37K
$524K
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-975- 0.18% |
$40.7K - $48.3K
|
538K
$44.3M
|
|
|
Jan 29, 2021
Q4 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-977- 9.45% |
$40.7K - $48.4K
|
9.36K
$771K
|
|
|
Feb 16, 2021
Q4 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-993Closed |
$41.4K - $49.2K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.03K- 11.69% |
$43K - $51.1K
|
7.79K
$641K
|
|
|
Feb 12, 2021
Q4 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-1.04K- 6.58% |
$43.5K - $51.7K
|
14.8K
$1.22M
|
|
|
Jan 19, 2021
Q4 2020
|
Seneca House Advisors
|
SELL
|
- |
-1.15K- 12.89% |
$47.8K - $56.8K
|
7.75K
$638K
|
|
|
Jan 28, 2021
Q4 2020
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-1.16K- 8.26% |
$48.5K - $57.6K
|
12.9K
$1.06M
|
|
|
Mar 22, 2023
Q4 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.21K- 88.94% |
$50.3K - $59.8K
|
150
$12.3K
|
|
|
Jan 13, 2021
Q4 2020
|
Ballew Advisors, Inc
|
SELL
|
- |
-1.26K- 3.31% |
$52.7K - $62.6K
|
36.9K
$3.04M
|
|
|
Feb 01, 2021
Q4 2020
|
Camden National Bank
Camden, ME |
SELL
|
- |
-1.34K- 18.29% |
$55.9K - $66.4K
|
5.99K
$493K
|
|
|
Jan 19, 2021
Q4 2020
|
Allen Capital Group, LLC
|
SELL
|
- |
-1.46K- 5.85% |
$61K - $72.4K
|
23.5K
$1.94M
|
|
|
Jan 27, 2021
Q4 2020
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1.65K- 25.52% |
$68.6K - $81.6K
|
4.8K
$395K
|
|
|
Feb 05, 2021
Q4 2020
|
Element Wealth, LLC
|
SELL
|
- |
-1.79K- 11.57% |
$74.6K - $88.6K
|
13.7K
$1.13M
|
|
|
Jun 07, 2023
Q4 2020
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-1.8K- 90.17% |
$74.9K - $89K
|
196
$16.1K
|
|
|
May 19, 2021
Q4 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.86K- 27.94% |
$77.6K - $92.3K
|
4.8K
$395K
|
|
|
Mar 05, 2021
Q4 2020
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-2KClosed |
$83.4K - $99.1K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.07K- 3.13% |
$86.4K - $103K
|
64.1K
$5.28M
|
|
|
Feb 01, 2021
Q4 2020
|
Private Wealth Group, LLC
|
SELL
|
- |
-2.42K- 1.68% |
$101K - $120K
|
142K
$11.7M
|
|
|
Jan 29, 2021
Q4 2020
|
Connecticut Wealth Management, LLC
|
SELL
|
- |
-2.87K- 8.78% |
$120K - $142K
|
29.9K
$2.46M
|
|
|
Feb 12, 2021
Q4 2020
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.51K- 20.16% |
$146K - $174K
|
13.9K
$1.14M
|
|
|
Feb 11, 2021
Q4 2020
|
Kalos Management, Inc.
Alpharetta, GA |
SELL
|
- |
-3.52K- 25.96% |
$147K - $175K
|
10.1K
$827K
|
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.58K- 32.64% |
$149K - $177K
|
7.39K
$608K
|
|
|
Feb 17, 2021
Q4 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-3.69K- 2.81% |
$154K - $183K
|
128K
$10.5M
|
|
|
Feb 12, 2021
Q4 2020
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-3.94K- 31.43% |
$164K - $195K
|
8.59K
$707K
|
|
|
Feb 04, 2021
Q4 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-4.32K- 5.17% |
$180K - $214K
|
79.3K
$6.53M
|
|
|
Jan 12, 2021
Q4 2020
|
Pacific Financial Group Inc
|
SELL
|
- |
-4.52KClosed |
$188K - $224K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6.34KClosed |
$264K - $314K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-8.52K- 6.74% |
$355K - $422K
|
118K
$9.7M
|
|
|
Feb 01, 2021
Q4 2020
|
Harvest Investment Services, LLC
|
SELL
|
- |
-9.67K- 15.38% |
$403K - $479K
|
53.2K
$4.38M
|
|
|
Feb 02, 2021
Q4 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-10.1K- 24.81% |
$420K - $499K
|
30.5K
$2.51M
|
|
|
Feb 12, 2021
Q4 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-10.2K- 9.45% |
$424K - $504K
|
97.4K
$8.02M
|
|
|
Feb 10, 2021
Q4 2020
|
Western Wealth Management, LLC
|
SELL
|
- |
-11.3KClosed |
$470K - $558K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-12.8K- 1.82% |
$536K - $637K
|
694K
$57.1M
|
|
|
Feb 04, 2021
Q4 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-14.1K- 29.88% |
$587K - $698K
|
33K
$2.72M
|
|
|
Feb 17, 2021
Q4 2020
|
Ascension Capital Advisors, Inc.
Houston, TX |
SELL
|
- |
-14.1KClosed |
$588K - $699K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-15K- 4.24% |
$625K - $743K
|
338K
$27.9M
|
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-16.9K- 24.69% |
$705K - $837K
|
51.5K
$4.24M
|
|
|
Jan 29, 2021
Q4 2020
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-17.5K- 4.7% |
$728K - $865K
|
354K
$29.1M
|
|
|
Feb 16, 2021
Q4 2020
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-21.9K- 28.33% |
$912K - $1.08M
|
55.4K
$4.56M
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-23.1K- 12.15% |
$965K - $1.15M
|
167K
$13.8M
|
|
|
Feb 01, 2021
Q4 2020
|
Wt Wealth Management
|
SELL
|
- |
-30.5K- 39.21% |
$1.27M - $1.51M
|
47.3K
$3.9M
|
|
|
Jan 25, 2021
Q4 2020
|
Milestone Advisory Partners
|
SELL
|
- |
-32.4K- 29.13% |
$1.35M - $1.61M
|
78.9K
$6.5M
|
|
|
Jan 14, 2021
Q4 2020
|
Access Financial Services, Inc.
|
SELL
|
- |
-33.7K- 67.21% |
$1.41M - $1.67M
|
16.5K
$1.35M
|
|
|
Feb 02, 2021
Q4 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-36.5KClosed |
$1.52M - $1.81M
|
0
$0
|
|
|
Jan 27, 2021
Q4 2020
|
Smart Money Group LLC
|
SELL
|
- |
-45.2KClosed |
$1.88M - $2.24M
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-54.2K- 88.18% |
$2.26M - $2.68M
|
7.26K
$598K
|
|
|
Feb 24, 2021
Q4 2020
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-57.3KClosed |
$2.39M - $2.84M
|
0
$0
|
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-175KClosed |
$7.3M - $8.67M
|
0
$0
|