Purchases and Sales Made in Q1 2022 in Global X Fds S&P 500 Covered C (XYLD)

This table provides information about the institutional ownership of Global X Fds S&P 500 Covered C (XYLD) during Q1 2022. The information is specifically focused on institutions that hold shares of GLOBAL X FDS S&P 500 COVERED C.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
May 16, 2022 Q1 2022	Cresset Asset Management, LLC Chicago, IL	BUY	-	5.31K New	$248K - $270K	5.31K $227K
May 11, 2022 Q1 2022	55 I, LLC Boston, MA	BUY	-	4.92K New	$230K - $250K	4.92K $210K
Apr 29, 2022 Q1 2022	Accel Wealth Management	BUY	-	4.86K New	$227K - $247K	4.86K $208K
May 16, 2022 Q1 2022	Atria Wealth Solutions, Inc. New York, NY	BUY	-	4.85K New	$227K - $246K	4.85K $208K
May 13, 2022 Q1 2022	Equitable Holdings, Inc. New York, NY	BUY	-	4.63K New	$216K - $235K	4.63K $198K
Apr 13, 2022 Q1 2022	Flagship Harbor Advisors, LLC	BUY	-	4.51K + 8.94%	$211K - $229K	55K $2.35M
Apr 26, 2022 Q1 2022	Kestra Advisory Services, LLC	BUY	-	4.48K New	$210K - $228K	4.48K $192K
May 10, 2022 Q1 2022	Western Wealth Management, LLC	BUY	-	4.41K + 98.26%	$206K - $224K	8.9K $381K
May 16, 2022 Q1 2022	Eudaimonia Partners, LLC Winchester, TN	BUY	-	4.36K New	$204K - $221K	4.36K $187K
May 13, 2022 Q1 2022	Blair William & CO Chicago, IL	BUY	-	4.34K New	$203K - $220K	4.34K $186K
Apr 13, 2022 Q1 2022	Trinity Legacy Partners, LLC	BUY	-	4.33K + 13.55%	$203K - $220K	36.3K $1.55M
Apr 26, 2022 Q1 2022	Stratos Wealth Partners, Ltd.	BUY	-	4.1K + 46.66%	$192K - $208K	12.9K $551K
Mar 21, 2023 Q1 2022	American Portfolios Advisors Holbrook, NY	BUY	-	4.08K + 8.34%	$191K - $207K	53K $2.27M
May 16, 2022 Q1 2022	Moore Capital Management, LP New York, NY	BUY	-	4.05K New	$189K - $206K	4.05K $173K
May 10, 2022 Q1 2022	Armor Investment Advisors, LLC	BUY	-	3.75K New	$175K - $190K	3.75K $161K
May 04, 2022 Q1 2022	Envestnet Asset Management Inc	BUY	-	3.62K + 8.46%	$169K - $184K	46.4K $1.99M
May 04, 2022 Q1 2022	Prospera Financial Services Inc	BUY	-	3.31K + 15.03%	$155K - $168K	25.3K $1.08M
May 02, 2022 Q1 2022	Signaturefd, LLC Atlanta, GA	BUY	-	3.03K New	$142K - $154K	3.03K $130K
Apr 22, 2022 Q1 2022	Truist Financial Corp	BUY	-	2.86K + 40.61%	$134K - $145K	9.91K $424K
May 04, 2022 Q1 2022	Cavalier Investments, LLC	BUY	-	2.84K + 1.91%	$133K - $144K	152K $6.5M
May 16, 2022 Q1 2022	Geneos Wealth Management Inc.	BUY	-	2.58K + 181.1%	$121K - $131K	4K $171K
May 06, 2022 Q1 2022	Retirement Group, LLC	BUY	-	2.55K New	$119K - $129K	2.55K $109K
May 09, 2022 Q1 2022	Herold Advisors, Inc.	BUY	-	2.5K New	$117K - $127K	2.5K $107K
May 13, 2022 Q1 2022	Mariner, LLC Overland Park, KS	BUY	-	2.27K + 14.16%	$106K - $115K	18.3K $785K
May 13, 2022 Q1 2022	Moors & Cabot, Inc. Boston, MA	BUY	-	2.04K + 39.06%	$95.6K - $104K	7.27K $311K
May 02, 2022 Q1 2022	Alpha Mark Advisors, LLC Ft. Wright, KY	BUY	-	2K New	$93.5K - $102K	2K $85.6K
May 12, 2022 Q1 2022	Cambridge Trust CO Boston, MA	BUY	-	1.77K New	$82.8K - $89.9K	1.77K $75.8K
Apr 29, 2022 Q1 2022	Capital Asset Advisory Services LLC Haslett, MI	BUY	-	1.6K + 9.71%	$75K - $81.4K	18.1K $776K
Nov 13, 2023 Q1 2022	Td Waterhouse Canada Inc. Toronto, A6	BUY	-	1.6K New	$74.8K - $81.2K	1.6K $68.5K
May 13, 2022 Q1 2022	Rockefeller Capital Management L.P. New York, NY	BUY	-	1.5K + 51.86%	$70.3K - $76.4K	4.4K $189K
May 13, 2022 Q1 2022	Geo Wealth Management, LLC Chicago, IL	BUY	-	1.16K + 11.75%	$54.2K - $58.9K	11K $472K
May 13, 2022 Q1 2022	Cetera Investment Advisers Schaumburg, IL	BUY	-	1.02K + 14.98%	$47.5K - $51.5K	7.79K $334K
May 16, 2022 Q1 2022	Summit Trail Advisors, LLC New York, NY	BUY	-	1K + 25.0%	$46.8K - $50.8K	5K $214K
May 16, 2022 Q1 2022	Creative Planning Overland Park, KS	BUY	-	935 + 22.49%	$43.7K - $47.5K	5.09K $218K
Apr 21, 2022 Q1 2022	Destiny Wealth Partners, LLC	BUY	-	800 + 35.86%	$37.4K - $40.6K	3.03K $130K
Apr 14, 2022 Q1 2022	Gofen & Glossberg LLC	BUY	-	800 + 1.37%	$37.4K - $40.6K	59.3K $2.54M
May 16, 2022 Q1 2022	Core Wealth Advisors, Inc. Lakeland, FL	BUY	-	613 New	$28.7K - $31.1K	613 $26.2K
May 13, 2022 Q1 2022	Money Concepts Capital Corp	BUY	-	600 New	$28.1K - $30.5K	600 $25.7K
May 10, 2022 Q1 2022	New Square Capital LLC	BUY	-	550 New	$25.7K - $27.9K	550 $23.6K
May 12, 2022 Q1 2022	Founders Financial Alliance, LLC Raleigh, NC	BUY	-	515 + 24.74%	$24.1K - $26.2K	2.6K $111K
May 12, 2022 Q1 2022	Oppenheimer & CO Inc New York, NY	BUY	-	374 + 3.78%	$17.5K - $19K	10.3K $439K
Apr 26, 2022 Q1 2022	Columbus Macro, LLC	BUY	-	354 + 7.54%	$16.6K - $18K	5.05K $216K
May 04, 2022 Q1 2022	Aptus Capital Advisors, LLC	BUY	-	321 New	$15K - $16.3K	321 $13.7K
Apr 26, 2022 Q1 2022	Newbridge Financial Services Group, Inc.	BUY	-	278 New	$13K - $14.1K	278 $11.9K
May 12, 2022 Q1 2022	Biltmore Family Office, LLC	BUY	-	250 New	$11.7K - $12.7K	250 $10.7K
Apr 28, 2022 Q1 2022	Crew Capital Management, Ltd.	BUY	-	232 + 5.57%	$10.9K - $11.8K	4.4K $188K
May 16, 2022 Q1 2022	Beacon Capital Management, LLC	BUY	-	200 New	$9.35K - $10.2K	200 $8.56K
May 11, 2022 Q1 2022	Jpmorgan Chase & CO New York, NY	BUY	-	200 New	$9.35K - $10.2K	200 $8.56K
May 12, 2022 Q1 2022	Srs Capital Advisors, Inc. Denver, CO	BUY	-	187 + 3.36%	$8.75K - $9.5K	5.75K $246K
Apr 27, 2022 Q1 2022	Tru Independence Asset Management 2, LLC	BUY	-	144 + 3.23%	$6.73K - $7.31K	4.6K $197K

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Account

Purchases and Sales Made in Q1 2022 in Global X Fds S&P 500 Covered C (XYLD)

5.31K

4.92K

4.86K

4.85K

4.63K

4.51K

4.48K

4.41K

4.36K

4.34K

4.33K

4.1K

4.08K

4.05K

3.75K

3.62K

3.31K

3.03K

2.86K

2.84K

2.58K

2.55K

2.5K

2.27K

2.04K

2K

1.77K

1.6K

1.6K

1.5K

1.16K

1.02K

1K

935

800

800

613

600

550

515

374

354

321

278

250

232

200

200

187

144

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