Principal Securities, Inc. ETFs

Principal Securities, Inc.

$6.07 Trillion
Q3 2025

Stock List

Stock	Market Cap.	Holding Value (Reported)	# of Shares.	Last Trade	Trade History
SCHX Schwab Strategic Tr Us Large C	$0	$2.19 Billion 0.04% of portfolio	83,057	Q3 2025 Reduced 9.28%
SLV I Shares Silver Trust	$24.1B	$2.14 Billion 0.04% of portfolio	50,487	Q3 2025 Added 2.69%
SGOV Ishares Trishares 0 3 Mnth Tre	$0	$2.11 Billion 0.03% of portfolio	20,998	Q3 2025 Reduced 28.72%
AVUV American Centy ETF Tr Avantis	$0	$2.11 Billion 0.03% of portfolio	21,213	Q3 2025 Added 7.42%
YYY Amplify ETF Tr High Income ETF	$0	$2.08 Billion 0.03% of portfolio	176,150	Q3 2025 Added 5.18%
FVD First Tr Value Line Divid Inde	$0	$2.08 Billion 0.03% of portfolio	44,946	Q3 2025 Reduced 28.54%
IWS Ishares Russell Midcap Value E	$0	$2.07 Billion 0.03% of portfolio	14,822	Q3 2025 Reduced 2.47%
PRN Invesco Dwa Industrials Moment	$0	$2.06 Billion 0.03% of portfolio	11,950	Q3 2025 Added 1.71%
EFA Ishares Tr Msci Eafe ETF	$0	$2.05 Billion 0.03% of portfolio	21,981	Q3 2025 Reduced 5.0%

PZA Invesco ETF Tr Ii Natl Amt Fre	$0	$2.04 Billion 0.03% of portfolio	88,154	Q3 2025 Added 28.55%
CWB Spdr Bloomberg Convertible Sec	$0	$2.03 Billion 0.03% of portfolio	22,399	Q3 2025 Reduced 12.51%
IWM Ishares Russell 2000 ETF	$0	$2.01 Billion 0.03% of portfolio	8,305	Q3 2025 Added 36.84%
SMLF Ishares Msci Usa Small Cap Mul	$0	$1.98 Billion 0.03% of portfolio	26,660	Q3 2025 Added 4.52%
SRLN Ssga Active Trust	$0	$1.98 Billion 0.03% of portfolio	47,502	Q3 2025 Added 6.58%
VXUS Vanguard Star Fd Vanguard Tota	$0	$1.97 Billion 0.03% of portfolio	26,796	Q3 2025 Added 34.78%
XRMI Global X Fds S&P 500 Risk Mana	$0	$1.96 Billion 0.03% of portfolio	110,836	Q3 2025 Added 6.69%
EFG Msci Eafe Growth ETF	$0	$1.91 Billion 0.03% of portfolio	16,731	Q3 2025 Reduced 39.25%
FEM First Trust Emerging Markets A	$0	$1.88 Billion 0.03% of portfolio	69,299	Q3 2025 Added 16.74%

FTSM First Tr Enhanced Traded Fd Iv	$0	$1.86 Billion 0.03% of portfolio	31,110	Q3 2025 Reduced 24.45%
FTGC First Trust Global Tactical CO	$0	$1.83 Billion 0.03% of portfolio	70,611	Q3 2025 Reduced 9.35%
XSMO Invesco S&P Smallcap Momentum	$0	$1.82 Billion 0.03% of portfolio	24,787	Q3 2025 Added 1.18%
FLRG Fidelity Covington Tr U S Mult	$0	$1.81 Billion 0.03% of portfolio	47,107	Q3 2025 Added 8.57%
BUFD First Tr Exc Trd Fd Viii Ft Cb	$0	$1.81 Billion 0.03% of portfolio	65,409	Q3 2025 Added 23.24%
DVY Ishares Tr	$0	$1.81 Billion 0.03% of portfolio	12,720	Q3 2025 Reduced 0.52%
CLOU Global X Fds Cloud Computing E	$0	$1.79 Billion 0.03% of portfolio	76,840	Q3 2025 Reduced 1.19%
SDY Spdr Series Tr Spdr S&P Divide	$0	$1.78 Billion 0.03% of portfolio	12,741	Q3 2025 Reduced 7.64%
FPE First Tr Pfd Secs & Income ETF	$0	$1.75 Billion 0.03% of portfolio	95,841	Q3 2025 Reduced 18.69%
OMFL Invesco Exchange Traded Self I	$0	$1.73 Billion 0.03% of portfolio	28,642	Q3 2025 Added 0.25%
JSMD Janus Detr Str Tr Henderson Sm	$0	$1.7 Billion 0.03% of portfolio	20,360	Q3 2025 Added 3.25%
IMCV Ishares Morningstar Mid Cap Va	$0	$1.68 Billion 0.03% of portfolio	20,929	Q3 2025 Added 4.61%
FSTA Fidelity Covington Tr Msci Con	$0	$1.66 Billion 0.03% of portfolio	33,296	Q3 2025 Reduced 7.83%
SPTS Spdr Portfolio Short Term Trea	$0	$1.65 Billion 0.03% of portfolio	56,334	Q3 2025 Added 12.73%
DIVO Amplify ETF Tr Amplify Cwp Enh	$0	$1.64 Billion 0.03% of portfolio	36,700	Q3 2025 Reduced 2.48%
SGOL Abrdn Gold ETF Trust	$5.65B	$1.62 Billion 0.03% of portfolio	43,996	Q3 2025 Added 7.36%
VDE Vanguard Energy ETF	$0	$1.62 Billion 0.03% of portfolio	12,843	Q3 2025 Added 602.96%
PFF Ishares Trust Ishares Pfd And	$0	$1.6 Billion 0.03% of portfolio	50,672	Q3 2025 Reduced 1.96%
INTF Ishares Tr	$0	$1.59 Billion 0.03% of portfolio	44,414	Q3 2025 Added 17.14%
FMB First Tr Exchange Traded Fd Ii	$0	$1.59 Billion 0.03% of portfolio	31,317	Q3 2025 Reduced 4.0%
RSP Invesco S&P 500 Equal Weight E	$0	$1.53 Billion 0.03% of portfolio	8,078	Q3 2025 Reduced 24.31%
PGX Invesco ETF Tr Ii Pfd ETF	$0	$1.51 Billion 0.02% of portfolio	129,787	Q3 2025 Reduced 2.21%
PFFD Global X Fds U S Pfd ETF (De)	$0	$1.49 Billion 0.02% of portfolio	76,764	Q3 2025 Reduced 5.42%
FAB First Tr Multi Cap Value Alpha	$0	$1.49 Billion 0.02% of portfolio	17,092	Q3 2025 Reduced 7.92%
FPEI First Tr ETF Iii Instl Pfd Sec	$0	$1.48 Billion 0.02% of portfolio	76,458	Q3 2025 Reduced 40.0%
VPU Vanguard Utilities ETF	$0	$1.47 Billion 0.02% of portfolio	7,782	Q3 2025 Added 20.52%
IWL Ishares Tr Russell 200 ETF	$0	$1.45 Billion 0.02% of portfolio	8,755	Q3 2025 Reduced 2.72%
SPAB Spdr Portfolio Aggregate Bond	$0	$1.45 Billion 0.02% of portfolio	56,211	Q3 2025 Added 2.39%
SNSR Global X Fds Internet Of Thing	$0	$1.43 Billion 0.02% of portfolio	36,704	Q3 2025 Reduced 49.92%
SOXX Ishares Semiconductor ETF	$0	$1.43 Billion 0.02% of portfolio	5,256	Q3 2025 Added 2.34%
PPA Invesco Exchange Traded Fd Tr	$0	$1.4 Billion 0.02% of portfolio	9,002	Q3 2025 Added 15.8%
ICVT Ishares Tr Convertible Bond Et	$0	$1.4 Billion 0.02% of portfolio	13,976	Q3 2025 Added 5.5%

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