Nwf Advisory Services Inc. First Trust Specialty Finance & Financial Opportunities Fund Transaction History

Nwf Advisory Services Inc.

$911 Billion
Q3 2025

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2024 May 14, 2025	BUY	$4.05 - $4.36 $125,752 - $135,378	31,050 New	31,050 $131 Million
Q3 2024 Oct 06, 2025	BUY	$3.69 - $4.19 $42,435 - $48,185	11,500 Added 25.53%	56,550 $230 Million
Q1 2024 Oct 06, 2025	BUY	$3.5 - $3.77 $157,675 - $169,838	45,050 New	45,050 $170 Million
Q4 2023 Dec 08, 2025	BUY	$3.0 - $3.59 $18,600 - $22,258	6,200 Added 18.37%	39,950 $143 Million
Q3 2023 Dec 08, 2025	BUY	$3.17 - $3.48 $9,510 - $10,440	3,000 Added 9.76%	33,750 $114 Million

Q1 2023 Dec 08, 2025	BUY	$2.84 - $3.44 $87,330 - $105,780	30,750 New	30,750 $100 Million

Others Institutions Holding FGB

# of Institutions

4

Shares Held

136K

Call Options Held

0

Put Options Held

0

Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

103K
Shares

$425,511
0.0% of portfolio
Silverhawk Asset Management, LLC

16.6K
Shares

$68,686
0.04% of portfolio
Bdo Wealth Advisors, LLC Jacksonville, FL

16.5K
Shares

$68,292
0.01% of portfolio
American Portfolios Advisors Holbrook, NY

604
Shares

$2,506
0.0% of portfolio

About FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Ticker FGB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Specialty Finance and Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Confluence Investment Management LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the specialty fi...

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