Advisor Group Holdings, Inc. Closed Holding Positions

Advisor Group Holdings, Inc.

$42.2 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Blackrock Cap Invt Corp	Q2 2022 Filed on Aug 10, 2022	28,000	N/A
Logan Ridge Finance Corp	Q2 2022 Filed on Aug 10, 2022	2,000	N/A
Casi Pharmaceuticals Inc	Q2 2022 Filed on Aug 10, 2022	2,001	N/A
CLIR Clear Sign Technologies Corp Industrials	Q2 2022 Filed on Aug 10, 2022	1,500	$1.05 - $1.74 $1.58K - $2.61K
ETF Ser Solutions	Q2 2022 Filed on Aug 10, 2022	1,148	N/A
Elmira Svgs Bk Elmira N Y	Q2 2022 Filed on Aug 10, 2022	1,785	N/A
51 Job Inc	Q2 2022 Filed on Aug 10, 2022	10	N/A
HALL Hallmark Financial Services Inc Financial Services	Q2 2022 Filed on Aug 10, 2022	4,000	$2.36 - $3.72 $9.44K - $14.9K
Intricon Corp	Q2 2022 Filed on Aug 10, 2022	1,750	N/A
Ishares Inc	Q2 2022 Filed on Aug 10, 2022	15	N/A
Neovasc Inc	Q2 2022 Filed on Aug 10, 2022	2,527	N/A
Pacira Biosciences Inc	Q2 2022 Filed on Aug 10, 2022	6,000	N/A
SOHO Sotherly Hotels Inc. Real Estate	Q2 2022 Filed on Aug 10, 2022	4,625	$1.5 - $2.15 $6.94K - $9.94K
Tristate Cap Hldgs Inc	Q2 2022 Filed on Aug 10, 2022	1,677	N/A
Utstarcom Holdings Corp	Q2 2022 Filed on Aug 10, 2022	449	N/A
Draftkings Inc	Q2 2022 Filed on Aug 10, 2022	216,309	N/A
Evofem Biosciences Inc	Q2 2022 Filed on Aug 10, 2022	47,103	N/A
Evoke Pharma Inc	Q2 2022 Filed on Aug 10, 2022	500	N/A
Histogen Inc	Q2 2022 Filed on Aug 10, 2022	7,600	N/A
DSPG Dsp Group, Inc. Technology	Q2 2022 Filed on Aug 10, 2022	30	N/A
Goldman Sachs Bdc Inc	Q2 2022 Filed on Aug 10, 2022	189,000	N/A
MTP Midatech Pharma PLC Healthcare	Q2 2022 Filed on Aug 10, 2022	12,600	$0.46 - $1.0 $5.8K - $12.6K
Essential Utils Inc	Q2 2022 Filed on Aug 10, 2022	422	N/A
Sequential Brands Group Inc	Q2 2022 Filed on Aug 10, 2022	3	N/A
SHIIY Sinopec Shanghai Ads (1 Oo Clh)	Q2 2022 Filed on Aug 10, 2022	116	N/A
Surgalign Holdings Inc	Q2 2022 Filed on Aug 10, 2022	45,013	N/A
American National Group Inc	Q2 2022 Filed on Aug 10, 2022	1	N/A
Exchange Traded Concepts Tr	Q2 2022 Filed on Aug 10, 2022	105,245	N/A
Houghton Mifflin Harcourt CO	Q2 2022 Filed on Aug 10, 2022	2,650	N/A
MGTA Magenta Therapeutics, Inc. Healthcare	Q2 2022 Filed on Aug 10, 2022	123	$0.97 - $3.08 $119 - $379
UGL Pro Shares Trust Ii ETFs	Q2 2022 Filed on Aug 10, 2022	130	$56.5 - $68.9 $7.35K - $8.96K
Toughbuilt Inds Inc	Q2 2022 Filed on Aug 10, 2022	1,500	N/A
XBIO Xenetic Biosciences, Inc. Healthcare	Q2 2022 Filed on Aug 10, 2022	600	$0.6 - $1.14 $360 - $684
Abraxas Pete Corp	Q2 2022 Filed on Aug 10, 2022	3	N/A
Falcon Minerals Corp	Q2 2022 Filed on Aug 10, 2022	205	N/A
Falcon Minerals Corp	Q2 2022 Filed on Aug 10, 2022	28,753	N/A
Golden Nugget Online Gamin	Q2 2022 Filed on Aug 10, 2022	4,643	N/A
Medley Mgmt Inc	Q2 2022 Filed on Aug 10, 2022	5,400	N/A
Spirit Of Tex Bancshares Inc	Q2 2022 Filed on Aug 10, 2022	6,909	N/A
Triterras Inc	Q2 2022 Filed on Aug 10, 2022	468,564	N/A
Datto Hldg Corp	Q2 2022 Filed on Aug 10, 2022	2,933	N/A
ENVB Enveric Biosciences, Inc. Healthcare	Q2 2022 Filed on Aug 10, 2022	4,000	$8.8 - $16.2 $35.2K - $64.8K
Soc Telemed Inc	Q2 2022 Filed on Aug 10, 2022	100	N/A
YMTX Yumanity Therapeutics, Inc. Healthcare	Q2 2022 Filed on Aug 10, 2022	7	$1.02 - $1.99 $7.14 - $13.9
ERSX Entrepreneurshares Sr Tr Ersha ETFs	Q2 2022 Filed on Aug 10, 2022	180	N/A
Fast Acquisition Corp	Q2 2022 Filed on Aug 10, 2022	470	N/A
FORA Forian Inc. Healthcare	Q2 2022 Filed on Aug 10, 2022	300	$2.84 - $6.75 $852 - $2.03K
EWEB Global X Fds Emerging Mkts Int ETFs	Q2 2022 Filed on Aug 10, 2022	249	N/A
HCAR Healthcare Services Acquisition Corp Financial Services	Q2 2022 Filed on Aug 10, 2022	800	$9.81 - $9.87 $7.85K - $7.9K
HZON Horizon Acquisition Corp Ii Financial Services	Q2 2022 Filed on Aug 10, 2022	325	$9.87 - $9.95 $3.21K - $3.23K

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