Advisors Asset Management, Inc. B. Riley Financial, Inc. Transaction History

Advisors Asset Management, Inc.

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 14, 2024	SELL	$15.2 - $25.38 $45,007 - $75,150	-2,961 Reduced 51.93%	2,741 $58,000
Q4 2023 Feb 14, 2024	SELL	$17.9 - $43.1 $103,032 - $248,083	-5,756 Reduced 50.24%	5,702 $119,000
Q2 2023 Aug 14, 2023	SELL	$25.27 - $46.62 $900,142 - $1.66 Million	-35,621 Reduced 75.66%	11,458 $526,000
Q1 2023 May 12, 2023	SELL	$26.96 - $46.57 $726,895 - $1.26 Million	-26,962 Reduced 36.41%	47,079 $1.34 Million
Q3 2022 Nov 08, 2022	SELL	$24.81 - $53.9 $31,707 - $68,884	-1,278 Reduced 1.15%	109,717 $4.89 Million
Q2 2022 Aug 08, 2022	BUY	$42.25 - $70.05 $615,413 - $1.02 Million	14,566 Added 15.11%	110,995 $4.69 Million
Q1 2022 May 17, 2022	BUY	$55.73 - $87.27 $2.15 Million - $3.37 Million	38,625 Added 66.82%	96,429 $6.75 Million
Q4 2021 Feb 15, 2022	BUY	$58.94 - $89.05 $1.92 Million - $2.9 Million	32,516 Added 128.58%	57,804 $5.14 Million
Q3 2021 Nov 12, 2021	BUY	$56.49 - $77.51 $1.43 Million - $1.96 Million	25,288 New	25,288 $1.49 Million

156

9.4M

3.34M

5.63M

Ticker RILY
Exchange NASDAQ
Sector Financial Services
Industry Financial Conglomerates
Shares Outstandng 28,290,500
Market Cap $137M
Description
B. Riley Financial, Inc., through its subsidiaries, provides investment banking and financial services to corporate, institutional, and high net worth clients in North America, Australia, and Europe. The company operates in six segments: Capital Markets, Wealth Management, Auction and Liquidation, Financial Consulting, Principal Investments?Comm...

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