Advisors Asset Management, Inc. Suro Capital Corp. Transaction History

Advisors Asset Management, Inc.

$5.28 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 14, 2024	SELL	$3.39 - $4.72 $6,240 - $8,689	-1,841 Reduced 2.21%	81,423 $370,000
Q4 2023 Feb 14, 2024	SELL	$3.51 - $4.32 $307,879 - $378,928	-87,715 Reduced 51.3%	83,264 $328,000
Q2 2023 Aug 14, 2023	SELL	$3.19 - $3.93 $305,844 - $376,792	-95,876 Reduced 35.93%	170,979 $545,000
Q1 2023 May 12, 2023	SELL	$2.93 - $4.64 $2,097 - $3,322	-716 Reduced 0.27%	266,855 $966,000
Q3 2022 Nov 08, 2022	BUY	$3.87 - $24.8 $106,726 - $683,934	27,578 Added 12.33%	251,329 $973,000
Q2 2022 Aug 08, 2022	BUY	$6.33 - $8.94 $385,680 - $544,705	60,929 Added 37.42%	223,751 $1.43 Million
Q1 2022 May 17, 2022	BUY	$8.27 - $13.36 $329,675 - $532,583	39,864 Added 32.42%	162,822 $1.41 Million
Q4 2021 Feb 15, 2022	BUY	$11.41 - $15.6 $543,914 - $743,652	47,670 Added 63.32%	122,958 $1.59 Million
Q3 2021 Nov 12, 2021	BUY	$12.19 - $16.25 $643,692 - $858,081	52,805 Added 234.87%	75,288 $972,000
Q2 2021 Jul 30, 2021	BUY	$13.07 - $15.52 $293,852 - $348,936	22,483 New	22,483 $303,000

Others Institutions Holding SSSS

# of Institutions

50

Shares Held

4.47M

Call Options Held

10.6K

Put Options Held

57.6K

Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

1.09M
Shares

$6.6 Million
1.46% of portfolio
Gabelli Funds LLC Rye, NY

953K
Shares

$5.77 Million
0.03% of portfolio
Needham Investment Management LLC New York, NY

382K
Shares

$2.31 Million
0.13% of portfolio
Mgo One Seven LLC Beachwood, OH

284K
Shares

$1.72 Million
0.05% of portfolio
Deuterium Capital Management, LLC

265K
Shares

$1.61 Million
2.25% of portfolio

About SURO CAPITAL CORP.

Ticker SSSS
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 28,333,700
Market Cap $172M
Description
SuRo Capital Corp. is a business development company. The firm seeks to invest in growing, late stage, venture capital-backed private companies. SuRo Capital Corp. was founded in 2010 and is based in San Francisco, California.

More about SSSS

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