Allworth Financial LP Closed Holding Positions

Allworth Financial LP

$17.3 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Rtw Retailwinds Inc	Q2 2019 Filed on Jul 25, 2019	300	N/A
Ensco PLC	Q2 2019 Filed on Jul 25, 2019	511	N/A
Guangshen Ry LTD	Q2 2019 Filed on Jul 25, 2019	100	N/A
Dowdupont Inc	Q2 2019 Filed on Jul 25, 2019	6,038	N/A
HYGH Ishares U S ETF Tr Int Rate He ETFs	Q2 2019 Filed on Jul 25, 2019	39	$86.78 - $90.39 $3.38K - $3.53K
Nordic Amern Offshore LTD	Q2 2019 Filed on Jul 25, 2019	5	N/A
Sk Telecom LTD	Q2 2019 Filed on Jul 25, 2019	34	N/A
Sonoma Pharmaceuticals Inc	Q2 2019 Filed on Jul 25, 2019	591	N/A
Transcanada Corp	Q2 2019 Filed on Jul 25, 2019	224	N/A
IGN Ishares Tr North Amern Tech Mu ETFs	Q2 2019 Filed on Jul 25, 2019	99	N/A
Scana Corp New	Q1 2019 Filed on May 07, 2019	661	N/A
Newfield Expl CO	Q1 2019 Filed on May 07, 2019	144	N/A
REGL Proshares Tr S&P Midcap 400 Di ETFs	Q1 2019 Filed on May 07, 2019	166	N/A
Twenty First Centy Fox Inc	Q1 2019 Filed on May 07, 2019	189	N/A
Intercontinental Hotels Grou	Q1 2019 Filed on May 07, 2019	30	N/A
Groupe Cgi Inc	Q1 2019 Filed on May 07, 2019	125	N/A
SPVM Invesco S&P 500 Value With Mom ETFs	Q1 2019 Filed on May 07, 2019	90	$33.92 - $39.1 $3.05K - $3.52K
Black Box Corp Del	Q1 2019 Filed on May 07, 2019	10	N/A
Jp Morgan Exchange Traded Fd	Q1 2019 Filed on May 07, 2019	86	N/A
JPSE J P Morgan Diversified Return ETFs	Q1 2019 Filed on May 07, 2019	51	$26.52 - $31.23 $1.35K - $1.59K
Hortonworks Inc	Q1 2019 Filed on May 07, 2019	641	N/A
DEEF Xtrackers Ftse Developed Ex Us ETFs	Q1 2019 Filed on May 07, 2019	160	N/A
Engility Hldgs Inc New	Q1 2019 Filed on May 07, 2019	16	N/A
MFEM Pimco Rafi Dynamic Multi Facto ETFs	Q1 2019 Filed on May 07, 2019	105	N/A
DHY Credit Suisse High Yield Bond Fund Financial Services	Q1 2019 Filed on May 07, 2019	700	$2.17 - $2.48 $1.52K - $1.74K
BGY Black Rock Enhanced International Dividend Trust Financial Services	Q1 2019 Filed on May 07, 2019	625	$5.01 - $5.56 $3.13K - $3.47K
PHK Pimco High Income Fund Financial Services	Q1 2019 Filed on May 07, 2019	1,326	$8.0 - $9.04 $10.6K - $12K
Pandora Media Inc	Q1 2019 Filed on May 07, 2019	823	N/A
Nordic Amern Offshore LTD	Q1 2019 Filed on May 07, 2019	60	N/A
Steris PLC	Q1 2019 Filed on May 07, 2019	32	N/A
Windstream Hldgs Inc	Q1 2019 Filed on May 07, 2019	260	N/A
Aetna Inc New	Q4 2018 Filed on Feb 11, 2019	80	N/A
Keryx Biopharmaceuticals Inc	Q4 2018 Filed on Feb 11, 2019	2,000	N/A
Ca Inc	Q4 2018 Filed on Feb 11, 2019	338	N/A
Rockwell Collins Inc	Q4 2018 Filed on Feb 11, 2019	1,815	N/A
Express Scripts Hldg CO	Q4 2018 Filed on Feb 11, 2019	541	N/A
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 11, 2019	32	N/A
Energen Corp	Q4 2018 Filed on Feb 11, 2019	300	N/A
Dell Technologies Inc	Q4 2018 Filed on Feb 11, 2019	53	N/A
Praxair Inc	Q4 2018 Filed on Feb 11, 2019	305	N/A
Coresite Rlty Corp	Q4 2018 Filed on Feb 11, 2019	118	N/A
Alps ETF Tr	Q4 2018 Filed on Feb 11, 2019	185	N/A
Northwest Nat Gas CO	Q4 2018 Filed on Feb 11, 2019	230	N/A
Groupon Inc	Q4 2018 Filed on Feb 11, 2019	11	N/A
Thomson Reuters Corp	Q4 2018 Filed on Feb 11, 2019	133	N/A
Royal Bk Scotland Group PLC	Q4 2018 Filed on Feb 11, 2019	1,100	N/A
Energy Transfer Partners LP	Q4 2018 Filed on Feb 11, 2019	793	N/A
PSCH Invesco S&P Smallcap Health Ca ETFs	Q4 2018 Filed on Feb 11, 2019	228	$100.46 - $138.29 $22.9K - $31.5K
PSCF Invesco S&P Smallcap Financial ETFs	Q4 2018 Filed on Feb 11, 2019	487	$46.25 - $56.75 $22.5K - $27.6K
PSCD Invesco S&P Smallcap Consumer ETFs	Q4 2018 Filed on Feb 11, 2019	236	$51.8 - $67.6 $12.2K - $16K

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