Almitas Capital LLC Pioneer Floating Rate Fund, Inc. Transaction History

Almitas Capital LLC

$214 Million
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 May 15, 2023	BUY	$8.47 - $9.43 $84,700 - $94,300	10,000 New	10,000 $87,000
Q2 2022 Aug 15, 2022	BUY	$8.7 - $10.66 $260,530 - $319,224	29,946 New	29,946 $266,000
Q3 2020 Nov 13, 2020	SELL	$9.48 - $10.49 $510,355 - $564,729	-53,835 Closed	0 $0
Q2 2020 Aug 14, 2020	SELL	$7.52 - $9.74 $764,295 - $989,924	-101,635 Reduced 65.37%	53,835 $512,000
Q1 2020 May 14, 2020	BUY	$6.68 - $11.19 $550,091 - $921,485	82,349 Added 112.62%	155,470 $1.19 Million
Q4 2019 Feb 14, 2020	BUY	$10.32 - $10.97 $754,608 - $802,137	73,121 New	73,121 $802,000
Q3 2019 Nov 14, 2019	SELL	$10.28 - $10.67 $667,809 - $693,144	-64,962 Closed	0 $0
Q2 2019 Aug 14, 2019	SELL	$10.31 - $10.84 $1.06 Million - $1.11 Million	-102,800 Reduced 61.28%	64,962 $694,000
Q1 2019 May 14, 2019	BUY	$10.04 - $10.73 $513,104 - $548,367	51,106 Added 43.81%	167,762 $1.75 Million
Q4 2018 Feb 14, 2019	BUY	$9.68 - $11.03 $1.13 Million - $1.29 Million	116,656 New	116,656 $1.15 Million

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.84 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.47 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.38 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.26 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.12 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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