Ameriprise Financial Inc Closed Holding Positions

Ameriprise Financial Inc

$381 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
QD Qudian Inc. Financial Services	Q1 2018 Filed on May 15, 2018	21,808	$11.5 - $16.86 $251K - $368K
Rait Financial Trust	Q1 2018 Filed on May 15, 2018	14,056	N/A
Swn 6 1/4 01/15/18	Q1 2018 Filed on May 15, 2018	13,287	N/A
China Yuchai Intl LTD	Q1 2018 Filed on May 15, 2018	13,988	N/A
Utstarcom Holdings Corp	Q1 2018 Filed on May 15, 2018	12,075	N/A
Advisory Board Co/The	Q4 2017 Filed on Feb 12, 2018	67,104	N/A
Advent Claymore Convertible	Q4 2017 Filed on Feb 12, 2018	13,440	N/A
Alere Inc	Q4 2017 Filed on Feb 12, 2018	289,222	N/A
Allianzgi Nfj Dividend Inter	Q4 2017 Filed on Feb 12, 2018	11,617	N/A
Alliqua Biomedical Inc	Q4 2017 Filed on Feb 12, 2018	185,000	N/A
AFT Apollo Senior Floating Rate Fund Inc. Financial Services	Q4 2017 Filed on Feb 12, 2018	135,241	$16.14 - $16.85 $2.18M - $2.28M
Ashford Hospitality Prime In	Q4 2017 Filed on Feb 12, 2018	311,204	N/A
Astoria Financial Corp	Q4 2017 Filed on Feb 12, 2018	489,721	N/A
Atwood Oceanics Inc	Q4 2017 Filed on Feb 12, 2018	431,030	N/A
Bancorpsouth Inc	Q4 2017 Filed on Feb 12, 2018	305,658	N/A
Cr Bard Inc	Q4 2017 Filed on Feb 12, 2018	67,450	N/A
Ipath Bloomberg Sugar Subind	Q4 2017 Filed on Feb 12, 2018	10,081	N/A
NIB Barclays Bank PLC ETFs	Q4 2017 Filed on Feb 12, 2018	13,265	$21.8 - $27.29 $289K - $362K
Bazaarvoice Inc	Q4 2017 Filed on Feb 12, 2018	83,814	N/A
Blackhawk Network Holdings Inc	Q4 2017 Filed on Feb 12, 2018	3,400,000	N/A
Broadsoft Inc	Q4 2017 Filed on Feb 12, 2018	4,400,000	N/A
Brocade Communications Sys	Q4 2017 Filed on Feb 12, 2018	6,957,563	N/A
GVAL Cambria Global Value ETF	Q4 2017 Filed on Feb 12, 2018	50,682	N/A
Capital Bank Financial Cl A	Q4 2017 Filed on Feb 12, 2018	66,864	N/A
Cempra Inc	Q4 2017 Filed on Feb 12, 2018	35,375	N/A
Chart Industries Inc	Q4 2017 Filed on Feb 12, 2018	12,000	N/A
Guggenheim Bulletshares 2020	Q4 2017 Filed on Feb 12, 2018	34,284	N/A
Guggenheim Bulletshares 2019	Q4 2017 Filed on Feb 12, 2018	14,553	N/A
Guggenheim Bulletshares 2018	Q4 2017 Filed on Feb 12, 2018	16,279	N/A
Guggenheim Bulletshares 2017	Q4 2017 Filed on Feb 12, 2018	19,508	N/A
Guggenheim Bulletshares 2017	Q4 2017 Filed on Feb 12, 2018	17,453	N/A
Coach Inc	Q4 2017 Filed on Feb 12, 2018	8,213,340	N/A
Cobalt International Energy Inc	Q4 2017 Filed on Feb 12, 2018	6,400,000	N/A
Cobalt International Energy Inc	Q4 2017 Filed on Feb 12, 2018	12,450,000	N/A
Consol Energy Inc	Q4 2017 Filed on Feb 12, 2018	792,379	N/A
Deutsche Municipal Income Tr	Q4 2017 Filed on Feb 12, 2018	12,607	N/A
Deutsche Strategic Income Tr	Q4 2017 Filed on Feb 12, 2018	41,465	N/A
Etfs Physical Precious Metal	Q4 2017 Filed on Feb 12, 2018	5,635	N/A
Etfs Physical Palladium Shar	Q4 2017 Filed on Feb 12, 2018	5,700	N/A
EXD Eaton Vance Tax Managed Buy Write Strategy Fund Financial Services	Q4 2017 Filed on Feb 12, 2018	61,442	$10.25 - $11.9 $630K - $731K
Exa Corp	Q4 2017 Filed on Feb 12, 2018	176,331	N/A
Yieldshares High Income ETF	Q4 2017 Filed on Feb 12, 2018	14,748	N/A
Fidelity & Guaranty Life	Q4 2017 Filed on Feb 12, 2018	50,180	N/A
Fnfv Group	Q4 2017 Filed on Feb 12, 2018	56,966	N/A
Fifth Street Finance Corp	Q4 2017 Filed on Feb 12, 2018	22,425	N/A
First Potomac Realty Trust	Q4 2017 Filed on Feb 12, 2018	225,197	N/A
FAB First Tr Multi Cap Value Alpha ETFs	Q4 2017 Filed on Feb 12, 2018	6,125	$53.54 - $57.13 $328K - $350K
QQXT First Tr Nasdaq 100 Ex Techno ETFs	Q4 2017 Filed on Feb 12, 2018	8,901	N/A
FGB First Trust Specialty Finance & Financial Opportunities Fund Financial Services	Q4 2017 Filed on Feb 12, 2018	34,546	$6.14 - $7.0 $212K - $242K
QQEW First Tr Nasdaq 100 Equal Weig ETFs	Q4 2017 Filed on Feb 12, 2018	17,318	$55.68 - $58.81 $964K - $1.02M

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