Apriem Advisors Closed Holding Positions

Apriem Advisors

  • $855 Million
  • Q4 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Liberty Star Uranium
Q4 2018 Filed on Feb 19, 2019
616,600
N/A
FBT
First Trust Nyse Arca Biotechn

ETFs
Q4 2018 Filed on Feb 19, 2019
1,750
N/A
HEMP
Hemp Inc
Q4 2018 Filed on Feb 19, 2019
10,000
N/A
Usa Uranium Corp Xxx
Q4 2018 Filed on Feb 19, 2019
400,000
N/A
Garrison Capital Inc
Q4 2018 Filed on Feb 19, 2019
11,441
N/A
Mcig Inc
Q4 2018 Filed on Feb 19, 2019
25,000
N/A
FDN
First Tr Fd Dow Jones

ETFs
Q4 2018 Filed on Feb 19, 2019
3,075
$107.21 - $140.59 $330K - $432K
Call Nordic Amern Tank
Q4 2018 Filed on Feb 19, 2019
40
N/A
Fresh Promise Foods
Q4 2018 Filed on Feb 19, 2019
150,000
N/A
Chancellor Group Inc
Q4 2018 Filed on Feb 19, 2019
70,000
N/A
5 Barz Intl Inc
Q4 2018 Filed on Feb 19, 2019
50,000
N/A
Creative Edge Nutrit
Q4 2018 Filed on Feb 19, 2019
150,000
N/A
FEZ
Spdr Euro Stoxx 50 ETF

ETFs
Q3 2018 Filed on Nov 14, 2018
566
N/A
XLY
Select Sector Spdr Consumer Di

ETFs
Q3 2018 Filed on Nov 14, 2018
200
N/A
XLV
Select Sector Spdr Fund Health

ETFs
Q3 2018 Filed on Nov 14, 2018
750
N/A
NTNX
Nutanix, Inc.

Technology
Q3 2018 Filed on Nov 14, 2018
800
$42.24 - $61.13 $33.8K - $48.9K
SCHR
Schwab Intermediate Term Us Tr

ETFs
Q3 2018 Filed on Nov 14, 2018
1,740
N/A
SRE
Sempra Energy

Utilities
Q3 2018 Filed on Nov 14, 2018
1,000
$111.06 - $118.87 $111K - $119K
CWB
Spdr Bloomberg Convertible Sec

ETFs
Q3 2018 Filed on Nov 14, 2018
249
N/A
SCCO
Southern Copper Corp

Basic Materials
Q3 2018 Filed on Nov 14, 2018
1,257
$39.8 - $49.36 $50K - $62K
SWX
Southwest Gas Holdings, Inc.

Utilities
Q3 2018 Filed on Nov 14, 2018
1,337
$76.5 - $82.92 $102K - $111K
SO
Southern CO

Utilities
Q3 2018 Filed on Nov 14, 2018
779
$42.66 - $49.08 $33.2K - $38.2K
SONY
Sony Group Corp

Technology
Q3 2018 Filed on Nov 14, 2018
975
$49.06 - $60.65 $47.8K - $59.1K
LUV
Southwest Airlines CO

Industrials
Q3 2018 Filed on Nov 14, 2018
500
$51.52 - $63.77 $25.8K - $31.9K
SRLN
Ssga Active Trust

ETFs
Q3 2018 Filed on Nov 14, 2018
2,100
N/A
SIEGY
Siemens Aktiengesellschaft Ads

Industrials
Q3 2018 Filed on Nov 14, 2018
400
N/A
Randgold Res LTD F
Q3 2018 Filed on Nov 14, 2018
355
N/A
Seattle Genetics Inc
Q3 2018 Filed on Nov 14, 2018
200
N/A
FNDA
Schwab Fundamental U S Small C

ETFs
Q3 2018 Filed on Nov 14, 2018
340
N/A
SAP
Sap Se

Technology
Q3 2018 Filed on Nov 14, 2018
200
$112.86 - $126.61 $22.6K - $25.3K
OMC
Omnicom Group Inc.

Communication Services
Q3 2018 Filed on Nov 14, 2018
400
$67.31 - $78.14 $26.9K - $31.3K
ODFL
Old Dominion Freight Line, Inc.

Industrials
Q3 2018 Filed on Nov 14, 2018
201
$95.01 - $112.02 $19.1K - $22.5K
OXY
Occidental Petroleum Corp

Energy
Q3 2018 Filed on Nov 14, 2018
180
$75.74 - $85.7 $13.6K - $15.4K
NXPI
Nxp Semiconductors N.V.

Technology
Q3 2018 Filed on Nov 14, 2018
200
$85.29 - $110.36 $17.1K - $22.1K
NAD
Nuveen Quality Municipal Income Fund

Financial Services
Q3 2018 Filed on Nov 14, 2018
5,689
$12.75 - $13.33 $72.5K - $75.8K
NMT
Nuveen Massachusetts Quality Municipal Income Fund

Financial Services
Q3 2018 Filed on Nov 14, 2018
2,200
$11.86 - $12.46 $26.1K - $27.4K
JFR
Nuveen Floating Rate Income Fund

Financial Services
Q3 2018 Filed on Nov 14, 2018
3,587
$10.18 - $10.48 $36.5K - $37.6K
NXC
Nuveen California Select Tax Free Income Portfolio

Financial Services
Q3 2018 Filed on Nov 14, 2018
7,000
$13.79 - $14.2 $96.5K - $99.4K
NHC
National Healthcare Corp

Healthcare
Q3 2018 Filed on Nov 14, 2018
350
$69.83 - $78.19 $24.4K - $27.4K
NVS
Novartis Ag

Healthcare
Q3 2018 Filed on Nov 14, 2018
500
$66.94 - $77.43 $33.5K - $38.7K
JWN
Nordstrom Inc

Consumer Cyclical
Q3 2018 Filed on Nov 14, 2018
1,409
$50.26 - $65.84 $70.8K - $92.8K
PCG
Pg&E Corp

Utilities
Q3 2018 Filed on Nov 14, 2018
500
$41.44 - $47.2 $20.7K - $23.6K
PRT
Perm Rock Royalty Trust

Energy
Q3 2018 Filed on Nov 14, 2018
1,600
$11.96 - $16.29 $19.1K - $26.1K
BOND
Pimco Active Bond Exchange Tra

ETFs
Q3 2018 Filed on Nov 14, 2018
620
N/A
SNY
Sanofi

Healthcare
Q3 2018 Filed on Nov 14, 2018
600
$40.0 - $44.84 $24K - $26.9K
RDS-A
Shell PLC

Energy
Q3 2018 Filed on Nov 14, 2018
170
$52.67 - $59.49 $8.95K - $10.1K
Royal Dutch Shell F
Q3 2018 Filed on Nov 14, 2018
350
N/A
ROBO
Robo Global Robotics And Autom

ETFs
Q3 2018 Filed on Nov 14, 2018
559
N/A
RSG
Republic Services, Inc.

Industrials
Q3 2018 Filed on Nov 14, 2018
569
$68.25 - $75.45 $38.8K - $42.9K
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