Archford Capital Strategies, LLC Gladstone Investment Corporation\De Transaction History

Archford Capital Strategies, LLC

$643 Million
Q4 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2021 Apr 26, 2021	SELL	$10.11 - $12.67 $407,433 - $510,601	-40,300 Closed	0 $0
Q1 2020 Apr 29, 2020	SELL	$6.51 - $13.92 $3,255 - $6,960	-500 Reduced 1.23%	40,300 $316,000
Q4 2019 Jan 15, 2020	SELL	$11.96 - $15.25 $1,196 - $1,525	-100 Reduced 0.24%	40,800 $541,000
Q1 2019 May 13, 2019	SELL	$9.4 - $12.05 $12,962 - $16,616	-1,379 Reduced 3.26%	40,900 $474,000
Q4 2018 Feb 13, 2019	SELL	$8.79 - $11.4 $878 - $1,140	-100 Reduced 0.24%	42,279 $394,000
Q2 2018 Aug 14, 2018	SELL	$10.12 - $12.12 $33,396 - $39,996	-3,300 Reduced 7.22%	42,379 $499,000
Q1 2018 May 14, 2018	BUY	$9.25 - $11.3 $17,575 - $21,470	1,900 Added 4.34%	45,679 $510,000
Q4 2017 Feb 16, 2018	SELL	$9.53 - $11.39 $76,240 - $91,120	-8,000 Reduced 15.45%	43,779 $489,000
Q3 2017 Nov 17, 2017	BUY	$9.14 - $9.79 $54,840 - $58,739	6,000 Added 13.11%	51,779 $491,000
Q2 2017 Aug 18, 2017	BUY	N/A	45,726 Added 86275.47%	45,779 $0
Q2 2017 Aug 18, 2017	BUY	N/A	53	53 $3,000

Others Institutions Holding GAIN

# of Institutions

92

Shares Held

5.17M

Call Options Held

68K

Put Options Held

87.1K

About GLADSTONE INVESTMENT CORPORATION\DE

Ticker GAIN
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated no...

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