Archford Capital Strategies, LLC Prospect Capital Corp Transaction History

Archford Capital Strategies, LLC

$681 Million
Q3 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2021 Apr 26, 2021	SELL	$5.51 - $7.98 $357,742 - $518,109	-64,926 Closed	0 $0
Q4 2020 Jan 19, 2021	SELL	$4.95 - $5.6 $405 - $459	-82 Reduced 0.13%	64,926 $365,000
Q3 2020 Oct 19, 2020	SELL	$4.68 - $5.17 $5,148 - $5,687	-1,100 Reduced 1.66%	65,008 $327,000
Q1 2020 Apr 29, 2020	SELL	$4.04 - $6.61 $4,444 - $7,271	-1,100 Reduced 1.64%	66,108 $281,000
Q4 2019 Jan 15, 2020	SELL	$6.37 - $6.7 $13,205 - $13,889	-2,073 Reduced 2.99%	67,208 $433,000
Q3 2019 Oct 23, 2019	SELL	$6.3 - $6.73 $1,890 - $2,019	-300 Reduced 0.43%	69,281 $457,000
Q2 2019 Jul 18, 2019	BUY	$6.24 - $6.83 $62,400 - $68,300	10,000 Added 16.78%	69,581 $454,000
Q1 2019 May 13, 2019	SELL	$6.27 - $6.93 $9,405 - $10,395	-1,500 Reduced 2.46%	59,581 $388,000
Q4 2018 Feb 13, 2019	SELL	$5.77 - $7.27 $577 - $727	-100 Reduced 0.16%	61,081 $385,000
Q3 2018 Nov 14, 2018	SELL	$6.67 - $7.58 $1,334 - $1,516	-200 Reduced 0.33%	61,181 $448,000
Q2 2018 Aug 14, 2018	SELL	$6.3 - $6.93 $2,394 - $2,633	-380 Reduced 0.62%	61,381 $412,000
Q1 2018 May 14, 2018	BUY	$6.21 - $7.01 $23,473 - $26,497	3,780 Added 6.52%	61,761 $420,000
Q4 2017 Feb 16, 2018	SELL	$5.56 - $7.26 $57,924 - $75,634	-10,418 Reduced 15.23%	57,981 $391,000
Q3 2017 Nov 17, 2017	BUY	$6.55 - $8.18 $62,676 - $78,274	9,569 Added 16.27%	68,399 $460,000
Q2 2017 Aug 18, 2017	BUY	N/A	54,341 Added 1210.54%	58,830 $0
Q2 2017 Aug 18, 2017	BUY	N/A	4,489	4,489 $191,000

Others Institutions Holding PSEC

# of Institutions

250

Shares Held

38.9M

Call Options Held

979K

Put Options Held

9.39M

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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