Ares Management LLC Prospect Capital Corp Transaction History

Ares Management LLC

$2.84 Trillion
Q4 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2019 Aug 14, 2019	SELL	$6.24 - $6.83 $249,912 - $273,541	-40,050 Closed	0 $0
Q1 2019 May 15, 2019	SELL	$6.27 - $6.93 $344,850 - $381,150	-55,000 Reduced 57.86%	40,050 $261,000
Q4 2018 Feb 14, 2019	BUY	$5.77 - $7.27 $548,438 - $691,013	95,050 New	95,050 $600,000
Q3 2018 Nov 14, 2018	SELL	$6.67 - $7.58 $1.86 Million - $2.12 Million	-279,288 Closed	0 $0
Q1 2018 May 14, 2018	SELL	$6.21 - $7.01 $1,608 - $1,815	-259 Reduced 0.09%	279,288 $1.83 Million
Q4 2017 Feb 13, 2018	SELL	$5.56 - $7.26 $813,672 - $1.06 Million	-146,344 Reduced 34.36%	279,547 $1.88 Million
Q3 2017 Nov 14, 2017	BUY	$6.55 - $8.18 $2.79 Million - $3.48 Million	425,891	425,891 $2.86 Million

Others Institutions Holding PSEC

# of Institutions

267

Shares Held

46.3M

Call Options Held

833K

Put Options Held

5.68M

Van Eck Associates Corp

8.13M
Shares

$29.1 Million
0.04% of portfolio
Legal & General Group PLC London, X0

2.9M
Shares

$10.4 Million
0.0% of portfolio
Morgan Stanley New York, NY

2.58M
Shares

$9.24 Million
0.0% of portfolio
Balyasny Asset Management LLC Chicago, IL

2.48M
Shares

$8.87 Million
0.02% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

1.83M
Shares

$6.55 Million
2.53% of portfolio

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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