Ariel Investments, LLC Capital Southwest Corp Transaction History

Ariel Investments, LLC

$8.91 Billion
Q3 2024

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2021 Aug 13, 2021	SELL	$22.41 - $27.87 $693,096 - $861,963	-30,928 Closed	0 $0
Q1 2021 May 14, 2021	SELL	$17.63 - $22.46 $1.16 Million - $1.47 Million	-65,670 Reduced 67.98%	30,928 $685,000
Q4 2020 Feb 12, 2021	SELL	$12.94 - $17.75 $770,641 - $1.06 Million	-59,555 Reduced 38.14%	96,598 $1.72 Million
Q2 2020 Aug 14, 2020	BUY	$9.0 - $15.86 $55,476 - $97,761	6,164 Added 4.11%	156,153 $2.11 Million
Q1 2020 May 14, 2020	SELL	$8.03 - $21.55 $90,345 - $242,459	-11,251 Reduced 6.98%	149,989 $1.71 Million
Q4 2019 Feb 14, 2020	SELL	$20.74 - $22.41 $1.39 Million - $1.5 Million	-67,057 Reduced 29.37%	161,240 $3.36 Million
Q3 2019 Nov 14, 2019	SELL	$20.63 - $22.87 $7.69 Million - $8.53 Million	-372,959 Reduced 62.03%	228,297 $4.98 Million
Q2 2019 Aug 14, 2019	SELL	$20.95 - $22.37 $1.7 Million - $1.82 Million	-81,300 Reduced 11.91%	601,256 $12.6 Million
Q1 2019 May 15, 2019	SELL	$19.63 - $22.27 $3.91 Million - $4.44 Million	-199,248 Reduced 22.6%	682,556 $14.4 Million
Q4 2018 Feb 14, 2019	SELL	$17.33 - $20.92 $2.42 Million - $2.92 Million	-139,611 Reduced 13.67%	881,804 $16.9 Million
Q3 2018 Nov 14, 2018	SELL	$18.1 - $19.45 $327,610 - $352,045	-18,100 Reduced 1.74%	1,021,415 $19.4 Million
Q2 2018 Aug 10, 2018	BUY	$16.57 - $19.15 $791,913 - $915,216	47,792 Added 4.82%	1,039,515 $18.8 Million
Q1 2018 May 14, 2018	SELL	$15.5 - $17.55 $264,740 - $299,754	-17,080 Reduced 1.69%	991,723 $16.9 Million
Q4 2017 Feb 14, 2018	BUY	$16.27 - $17.72 $733,402 - $798,764	45,077 Added 4.68%	1,008,803 $16.7 Million
Q3 2017 Nov 14, 2017	BUY	$16.12 - $17.39 $194,374 - $209,688	12,058 Added 1.27%	963,726 $16.5 Million
Q2 2017 Aug 14, 2017	BUY	N/A	951,668	951,668 $15.3 Million

Others Institutions Holding CSWC

# of Institutions

162

Shares Held

12.2M

Call Options Held

79.8K

Put Options Held

84.6K

Van Eck Associates Corp

1.15M
Shares

$25.8 Million
0.04% of portfolio
Sanders Morris Harris LLC

815K
Shares

$18.2 Million
2.78% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

676K
Shares

$15.1 Million
1.02% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

661K
Shares

$14.8 Million
0.04% of portfolio
Zuckerman Investment Group, LLC Chicago, IL

641K
Shares

$14.4 Million
1.75% of portfolio

View Full List

About CAPITAL SOUTHWEST CORP

Ticker CSWC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 27,530,600
Market Cap $616M
Description
Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalizations and growth capital investments. It does not invest in startups, publicly traded companies, ...

More about CSWC

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Ariel Investments, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Ariel Investments, LLC with notifications on news.

Account