Aurora Private Wealth, Inc. Closed Holding Positions

Aurora Private Wealth, Inc.

$134 Million
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
MRNA Moderna, Inc. Healthcare	Q4 2021 Filed on Feb 02, 2022	8,656	$225.82 - $368.51 $1.95M - $3.19M
ROL Rollins Inc Consumer Cyclical	Q4 2021 Filed on Feb 02, 2022	13,389	$31.77 - $39.33 $425K - $527K
PTY Pimco Corporate & Income Opportunity Fund Financial Services	Q4 2021 Filed on Feb 02, 2022	69,763	$16.15 - $18.63 $1.13M - $1.3M
GUT Gabelli Utility Trust Financial Services	Q4 2021 Filed on Feb 02, 2022	54,080	$7.82 - $8.25 $423K - $446K
GLAD Gladstone Capital Corp Financial Services	Q4 2021 Filed on Feb 02, 2022	72,875	$10.74 - $12.35 $783K - $900K
GAIN Gladstone Investment Corporation\De Financial Services	Q4 2021 Filed on Feb 02, 2022	132,473	$13.94 - $17.08 $1.85M - $2.26M
UBER Uber Technologies, Inc Technology	Q3 2021 Filed on Nov 08, 2021	31,774	$38.48 - $51.71 $1.22M - $1.64M
NEA Nuveen Amt Free Quality Municipal Income Fund Financial Services	Q3 2021 Filed on Nov 08, 2021	11,319	$15.19 - $15.98 $172K - $181K
PULS Pgim ETF Tr ETFs	Q3 2021 Filed on Nov 08, 2021	63,821	$49.67 - $49.74 $3.17M - $3.17M
SQ Block, Inc. Technology	Q3 2021 Filed on Nov 08, 2021	1,711	$233.69 - $281.81 $400K - $482K
SPTS Spdr Portfolio Short Term Trea ETFs	Q3 2021 Filed on Nov 08, 2021	8,140	$30.62 - $30.7 $249K - $250K
HXL Hexcel Corp Industrials	Q3 2021 Filed on Nov 08, 2021	5,428	$53.26 - $62.25 $289K - $338K
Cree Inc	Q3 2021 Filed on Nov 08, 2021	6,473	N/A
PDI Pimco Dynamic Income Fund Financial Services	Q3 2021 Filed on Nov 08, 2021	8,353	$25.96 - $29.09 $217K - $243K
JBLU Jetblue Airways Corp Industrials	Q3 2021 Filed on Nov 08, 2021	48,671	$14.11 - $17.12 $687K - $833K
Draftkings Inc	Q3 2021 Filed on Nov 08, 2021	15,126	N/A
EVRI Everi Holdings Inc. Consumer Cyclical	Q3 2021 Filed on Nov 08, 2021	43,587	$21.01 - $25.73 $916K - $1.12M
RCL Royal Caribbean Cruises LTD Consumer Cyclical	Q3 2021 Filed on Nov 08, 2021	2,471	$69.51 - $92.41 $172K - $228K
RIOT Riot Blockchain, Inc. Technology	Q3 2021 Filed on Nov 08, 2021	7,907	$24.87 - $38.57 $197K - $305K
SHOP Shopify Inc. Technology	Q3 2021 Filed on Nov 08, 2021	356	$134.65 - $164.33 $47.9K - $58.5K
DM Desktop Metal, Inc. Technology	Q3 2021 Filed on Nov 08, 2021	15,073	$7.17 - $11.01 $108K - $166K
IJS Ishares S&P Smallcap 600 Value ETFs	Q3 2021 Filed on Nov 08, 2021	15,928	$96.17 - $106.29 $1.53M - $1.69M
AGOX Starboard Invt Tr ETFs	Q3 2021 Filed on Nov 08, 2021	36,443	$25.06 - $26.87 $913K - $979K
General Electric CO	Q3 2021 Filed on Nov 08, 2021	11,005	N/A
JPEM Jp Morgan Diversified Return ETFs	Q3 2021 Filed on Nov 08, 2021	11,320	$57.08 - $60.7 $646K - $687K
SPLV Invesco ETF Tr Ii S&P 500 Low ETFs	Q3 2021 Filed on Nov 08, 2021	3,722	$60.84 - $64.67 $226K - $241K
BCBP Bcb Bancorp Inc Financial Services	Q3 2021 Filed on Nov 08, 2021	23,596	$13.16 - $15.48 $311K - $365K
FEX First Tr Large Cap Core Alphde ETFs	Q3 2021 Filed on Nov 08, 2021	7,203	$83.64 - $90.11 $602K - $649K
BABA Alibaba Group Holding LTD Consumer Cyclical	Q3 2021 Filed on Nov 08, 2021	1,292	$145.08 - $221.87 $187K - $287K
CHD Church & Dwight CO Inc Consumer Defensive	Q3 2021 Filed on Nov 08, 2021	9,640	$82.36 - $87.51 $794K - $844K
Osi ETF Tr	Q2 2021 Filed on Jul 13, 2021	5,348	N/A
SCHZ Schwab Us Aggregate Bond ETF ETFs	Q2 2021 Filed on Jul 13, 2021	5,428	$53.9 - $54.6 $293K - $296K
ZM Zoom Video Communications, Inc. Technology	Q2 2021 Filed on Jul 13, 2021	655	$288.49 - $394.73 $189K - $259K
BSV Vanguard Bd Index Fd Inc Short ETFs	Q2 2021 Filed on Jul 13, 2021	7,880	$82.08 - $82.43 $647K - $650K
SIRI Sirius Xm Holdings Inc. Communication Services	Q2 2021 Filed on Jul 13, 2021	25,897	$5.77 - $7.09 $149K - $184K
Fs Kkr Cap Corp Ii	Q2 2021 Filed on Jul 13, 2021	16,472	N/A
New Amer High Income Fd Inc	Q2 2021 Filed on Jul 13, 2021	11,525	N/A
Wisdomtree Tr	Q2 2021 Filed on Jul 13, 2021	658,781	N/A
VOOV Vanguard S&P 500 Value ETF ETFs	Q2 2021 Filed on Jul 13, 2021	2,880	$137.53 - $146.32 $396K - $421K
NXJ Nuveen New Jersey Quality Municipal Income Fund Financial Services	Q2 2021 Filed on Jul 13, 2021	10,000	$14.5 - $15.59 $145K - $156K
AXSM Axsome Therapeutics, Inc. Healthcare	Q2 2021 Filed on Jul 13, 2021	3,650	$50.63 - $73.5 $185K - $268K
HYG Ishares Tr ETFs	Q2 2021 Filed on Jul 13, 2021	2,738	$86.61 - $88.04 $237K - $241K
GBIL Goldman Sachs Access Treasury ETFs	Q1 2021 Filed on Apr 19, 2021	8,054	$100.12 - $100.14 $806K - $807K
GSLC Goldman Sachs ETF Tr Activebet ETFs	Q1 2021 Filed on Apr 19, 2021	7,833	$74.7 - $79.77 $585K - $625K
TECL Direxion Daily Technology Bull ETFs	Q1 2021 Filed on Apr 19, 2021	608	$35.5 - $48.27 $21.6K - $29.3K
VXUS Vanguard Star Fd Vanguard Tota ETFs	Q1 2021 Filed on Apr 19, 2021	7,008	$60.31 - $64.68 $423K - $453K
CHI Calamos Convertible Opportunities & Income Fund Financial Services	Q1 2021 Filed on Apr 19, 2021	17,575	$13.28 - $14.91 $233K - $262K
JFR Nuveen Floating Rate Income Fund Financial Services	Q1 2021 Filed on Apr 19, 2021	13,551	$8.77 - $9.7 $119K - $131K
FBND Fidelity Merrimack Str Tr Tota ETFs	Q1 2021 Filed on Apr 19, 2021	11,496	$52.24 - $54.18 $601K - $623K
CZR Caesars Entertainment, Inc. Consumer Cyclical	Q1 2021 Filed on Apr 19, 2021	3,108	$66.87 - $101.2 $208K - $315K

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