|
Q3 2018
Filed on Nov 09, 2018
|
17,164
|
$65.22 - $79.64
$1.12M - $1.37M
|
|
|
Q3 2018
Filed on Nov 09, 2018
|
12,910
|
$14.38 - $15.75
$186K - $203K
|
|
|
Q3 2018
Filed on Nov 09, 2018
|
12,289
|
N/A
|
|
Spectra Energy Partners LP
|
Q3 2018
Filed on Nov 09, 2018
|
27,210
|
N/A
|
|
Powershares S&P 500 Equal Weight Technology Portfolio
|
Q2 2018
Filed on Aug 10, 2018
|
3,044
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
7,684
|
$57.03 - $63.04
$438K - $484K
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
13,809
|
$33.19 - $43.73
$458K - $604K
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
39,535
|
$12.48 - $13.18
$493K - $521K
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
35,484
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
14,277
|
$6.01 - $6.64
$85.8K - $94.8K
|
|
Morgan Stanley Income Securities
|
Q2 2018
Filed on Aug 10, 2018
|
21,126
|
N/A
|
|
Alpine Total Dynamic Dividend Fund
|
Q2 2018
Filed on Aug 10, 2018
|
94,485
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
7,344
|
N/A
|
|
Powershares Financial Preferred
|
Q2 2018
Filed on Aug 10, 2018
|
47,225
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
75,107
|
$2.69 - $4.82
$202K - $362K
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
45,527
|
$11.18 - $11.7
$509K - $533K
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
34,100
|
$15.74 - $16.0
$537K - $546K
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
6,846
|
$48.34 - $60.3
$331K - $413K
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
3,000
|
$284.6 - $344.99
$854K - $1.03M
|
|
|
Q1 2018
Filed on May 03, 2018
|
7,324
|
N/A
|
|
Francesca'S Holdings Corp.
|
Q1 2018
Filed on May 03, 2018
|
47,035
|
N/A
|
|
|
Q1 2018
Filed on May 03, 2018
|
25,961
|
$16.53 - $18.14
$429K - $471K
|
|
|
Q1 2018
Filed on May 03, 2018
|
16,721
|
$28.15 - $33.58
$471K - $561K
|
|
|
Q1 2018
Filed on May 03, 2018
|
29,074
|
$23.57 - $28.74
$685K - $836K
|
|
|
Q1 2018
Filed on May 03, 2018
|
44,539
|
$9.34 - $10.04
$416K - $447K
|
|
|
Q1 2018
Filed on May 03, 2018
|
31,889
|
$13.15 - $13.92
$419K - $444K
|
|
Guggenheim S&P 500 Equal Weight Tech
|
Q1 2018
Filed on May 03, 2018
|
3,044
|
N/A
|
|
|
Q1 2018
Filed on May 03, 2018
|
23,935
|
N/A
|
|
|
Q1 2018
Filed on May 03, 2018
|
11,875
|
N/A
|
|
|
Q4 2017
Filed on Feb 13, 2018
|
4,000
|
$47.69 - $55.39
$191K - $222K
|
|
Proshares Ultrashort S&P 500
|
Q4 2017
Filed on Feb 13, 2018
|
4,950
|
N/A
|
|
|
Q4 2017
Filed on Feb 13, 2018
|
18,500
|
N/A
|
|
|
Q4 2017
Filed on Feb 13, 2018
|
4,929
|
$103.05 - $133.7
$508K - $659K
|
|
|
Q4 2017
Filed on Feb 13, 2018
|
18,658
|
$44.8 - $54.95
$836K - $1.03M
|
|
Guggenheim S&P 500 Pure Value
|
Q4 2017
Filed on Feb 13, 2018
|
7,682
|
N/A
|
|
|
Q4 2017
Filed on Feb 13, 2018
|
33,381
|
$14.05 - $16.65
$469K - $556K
|
|
|
Q4 2017
Filed on Feb 13, 2018
|
21,501
|
$16.6 - $20.65
$357K - $444K
|
|
Avenue Income Credit Strategies
|
Q4 2017
Filed on Feb 13, 2018
|
34,621
|
N/A
|
|