B. Riley Financial, Inc. Closed Holding Positions

B. Riley Financial, Inc.

  • $138 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Comstock Res Inc
Q3 2018 Filed on Nov 13, 2018
390,679
N/A
DBO
Invesco Db Oil Fund

ETFs
Q3 2018 Filed on Nov 13, 2018
17,564
$11.7 - $13.48 $205K - $237K
Nuveen High Income 2020 Targ
Q3 2018 Filed on Nov 13, 2018
54,008
N/A
Tortoise Mlp Fd Inc
Q3 2018 Filed on Nov 13, 2018
51,900
N/A
Trinity Merger Corp
Q3 2018 Filed on Nov 13, 2018
145,000
N/A
Trinity Merger Corp
Q3 2018 Filed on Nov 13, 2018
292,400
N/A
CSCO
Cisco Systems, Inc.

Technology
Q3 2018 Filed on Nov 13, 2018
11,683
$41.78 - $48.65 $488K - $568K
USAC
Usa Compression Partners, LP

Energy
Q3 2018 Filed on Nov 13, 2018
23,389
$16.1 - $17.75 $377K - $415K
FVC
First Tr Exche Trd Fd Vi Dorse

ETFs
Q3 2018 Filed on Nov 13, 2018
29,315
$27.47 - $29.6 $805K - $868K
SBGI
Sinclair Broadcast Group Inc

Communication Services
Q3 2018 Filed on Nov 13, 2018
48,829
$25.4 - $33.55 $1.24M - $1.64M
Kayne Anderson Acquisition
Q3 2018 Filed on Nov 13, 2018
66,666
N/A
XLI
Industrial Sector Spdr

ETFs
Q3 2018 Filed on Nov 13, 2018
3,287
N/A
PYPL
Pay Pal Holdings, Inc.

Financial Services
Q3 2018 Filed on Nov 13, 2018
3,994
$82.14 - $93.07 $328K - $372K
Matlin & Partners Acquisitio
Q3 2018 Filed on Nov 13, 2018
100,000
N/A
ARKK
Ark ETF Tr Innovation ETF (De)

ETFs
Q3 2018 Filed on Nov 13, 2018
17,432
$43.6 - $49.7 $760K - $866K
Nii Hldgs Inc
Q3 2018 Filed on Nov 13, 2018
94,045
N/A
Oha Invt Corp
Q3 2018 Filed on Nov 13, 2018
46,800
N/A
IJT
Ishares S&P Small Cap 600 Grow

ETFs
Q3 2018 Filed on Nov 13, 2018
3,797
$95.58 - $104.54 $363K - $397K
FPE
First Tr Pfd Secs & Income ETF

ETFs
Q3 2018 Filed on Nov 13, 2018
23,700
$19.07 - $19.3 $452K - $457K
OPK
Opko Health, Inc.

Healthcare
Q3 2018 Filed on Nov 13, 2018
10,000
$3.29 - $6.29 $32.9K - $62.9K
Dowdupont Inc
Q3 2018 Filed on Nov 13, 2018
5,441
N/A
RDVY
First Trust Rising Dividend Ac

ETFs
Q3 2018 Filed on Nov 13, 2018
70,251
$29.72 - $31.91 $2.09M - $2.24M
V
Visa Inc.

Financial Services
Q3 2018 Filed on Nov 13, 2018
1,887
$131.45 - $150.09 $248K - $283K
WDC
Western Digital Corp

Technology
Q3 2018 Filed on Nov 13, 2018
10,000
$54.98 - $80.08 $550K - $801K
HYZD
Wisdomtree Tr Interest Rate He

ETFs
Q3 2018 Filed on Nov 13, 2018
19,660
N/A
MTUM
Ishares Msci Usa Momentum Fact

ETFs
Q3 2018 Filed on Nov 13, 2018
11,760
$109.27 - $119.0 $1.29M - $1.4M
INDA
Ishares Msci India Index Fund

ETFs
Q3 2018 Filed on Nov 13, 2018
6,150
$32.47 - $36.14 $200K - $222K
FTAI
Fortress Transportation & Infrastructure Investors LLC

Industrials
Q3 2018 Filed on Nov 13, 2018
10,900
$17.62 - $19.16 $192K - $209K
FPEI
First Tr ETF Iii Instl Pfd Sec

ETFs
Q3 2018 Filed on Nov 13, 2018
42,200
N/A
RFEU
First Trust ETF Iii Riverfront
Q3 2018 Filed on Nov 13, 2018
9,851
N/A
DOC
Physicians Realty Trust

Real Estate
Q3 2018 Filed on Nov 13, 2018
10,200
$15.35 - $17.59 $157K - $179K
Cheniere Energy Inc
Q3 2018 Filed on Nov 13, 2018
10,000
N/A
MNA
Iq Merger Arbitrage ETF

ETFs
Q3 2018 Filed on Nov 13, 2018
9,152
$30.82 - $31.81 $282K - $291K
Spdr Series Trust
Q3 2018 Filed on Nov 13, 2018
5,758
N/A
Attunity LTD
Q3 2018 Filed on Nov 13, 2018
86,015
N/A
VB
Vanguard Small Cap ETF

ETFs
Q3 2018 Filed on Nov 13, 2018
1,682
N/A
Nuveen High Income Decmbr 20
Q3 2018 Filed on Nov 13, 2018
60,800
N/A
FDN
First Tr Fd Dow Jones

ETFs
Q3 2018 Filed on Nov 13, 2018
8,328
$135.4 - $147.65 $1.13M - $1.23M
IMAX
Imax Corp

Communication Services
Q3 2018 Filed on Nov 13, 2018
10,888
$21.25 - $25.9 $231K - $282K
Hudson Global Inc
Q3 2018 Filed on Nov 13, 2018
76,928
N/A
MO
Altria Group, Inc.

Consumer Defensive
Q3 2018 Filed on Nov 13, 2018
4,791
$55.87 - $63.43 $268K - $304K
FYC
First Trust Small Cap Growth A

ETFs
Q3 2018 Filed on Nov 13, 2018
22,658
$48.2 - $53.13 $1.09M - $1.2M
FNX
First Tr Mid Cap Core Alphadex

ETFs
Q3 2018 Filed on Nov 13, 2018
2,971
$68.55 - $73.03 $204K - $217K
ABBV
Abb Vie Inc.

Healthcare
Q3 2018 Filed on Nov 13, 2018
4,496
$88.91 - $98.84 $400K - $444K
T
At&T Inc.

Communication Services
Q3 2018 Filed on Nov 13, 2018
12,743
$22.85 - $25.61 $291K - $326K
DY
Dycom Industries Inc

Industrials
Q3 2018 Filed on Nov 13, 2018
4,026
$68.09 - $99.26 $274K - $400K
PEY
Invesco Exchange Traded Fd Tr

ETFs
Q3 2018 Filed on Nov 13, 2018
29,346
$17.56 - $18.34 $515K - $538K
GOOGL
Alphabet Inc.

Communication Services
Q3 2018 Filed on Nov 13, 2018
750
$55.81 - $64.28 $41.9K - $48.2K
Weatherford Intl PLC
Q3 2018 Filed on Nov 13, 2018
18,000
N/A
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