B. Riley Financial, Inc. Closed Holding Positions

B. Riley Financial, Inc.

  • $138 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
KTOS
Kratos Defense & Security Solutions, Inc.

Industrials
Q2 2018 Filed on Aug 14, 2018
118,422
$9.92 - $11.73 $1.17M - $1.39M
IEF
Ishares Barclays

ETFs
Q2 2018 Filed on Aug 14, 2018
100,000
$100.36 - $103.12 $10M - $10.3M
FEM
First Trust Emerging Markets A

ETFs
Q2 2018 Filed on Aug 14, 2018
15,865
$25.21 - $29.34 $400K - $465K
Xerium Technologies Inc
Q2 2018 Filed on Aug 14, 2018
160,000
N/A
Ameri Hldgs Inc
Q2 2018 Filed on Aug 14, 2018
150,000
N/A
BIDU
Baidu, Inc.

Communication Services
Q1 2018 Filed on May 04, 2018
1,080
$212.07 - $265.67 $229K - $287K
Akorn Inc
Q1 2018 Filed on May 04, 2018
15,000
N/A
FN
Fabrinet

Technology
Q1 2018 Filed on May 04, 2018
34,748
$24.05 - $33.84 $836K - $1.18M
IJS
Ishares S&P Smallcap 600 Value

ETFs
Q1 2018 Filed on May 04, 2018
2,615
N/A
BBH
Vaneck ETF Tr Biotech ETF

ETFs
Q1 2018 Filed on May 04, 2018
1,619
N/A
RY
Royal Bank Of Canada

Financial Services
Q1 2018 Filed on May 04, 2018
47,500
$76.32 - $86.75 $3.63M - $4.12M
Rydex ETF Trust
Q1 2018 Filed on May 04, 2018
23,366
N/A
USNA
Usana Health Sciences Inc

Consumer Defensive
Q1 2018 Filed on May 04, 2018
4,842
$70.75 - $85.9 $343K - $416K
O
Realty Income Corp

Real Estate
Q1 2018 Filed on May 04, 2018
7,282
$46.09 - $54.86 $336K - $399K
INDY
Ishares India 50 ETF

ETFs
Q1 2018 Filed on May 04, 2018
7,001
$34.23 - $39.29 $240K - $275K
ECL
Ecolab Inc.

Basic Materials
Q1 2018 Filed on May 04, 2018
10,000
$127.76 - $140.34 $1.28M - $1.4M
APTV
Aptiv PLC

Consumer Cyclical
Q1 2018 Filed on May 04, 2018
4,022
$81.21 - $96.02 $327K - $386K
Powershares ETF Trust Ii
Q1 2018 Filed on May 04, 2018
8,830
N/A
EUFN
Ishares Msci Europe Financials

ETFs
Q1 2018 Filed on May 04, 2018
10,010
$22.68 - $25.83 $227K - $259K
GDX
Vaneck ETF Tr Gold Miners ETF

ETFs
Q1 2018 Filed on May 04, 2018
10,270
N/A
MDXG
Mimedx Group, Inc.

Healthcare
Q1 2018 Filed on May 04, 2018
100,000
$6.69 - $17.96 $669K - $1.8M
ACAD
Acadia Pharmaceuticals Inc

Healthcare
Q1 2018 Filed on May 04, 2018
20,000
$22.47 - $32.33 $449K - $647K
RARE
Ultragenyx Pharmaceutical Inc.

Healthcare
Q1 2018 Filed on May 04, 2018
4,600
$44.33 - $58.52 $204K - $269K
HXL
Hexcel Corp

Industrials
Q1 2018 Filed on May 04, 2018
30,000
$61.67 - $69.08 $1.85M - $2.07M
U S Geothermal Inc
Q1 2018 Filed on May 04, 2018
100,000
N/A
Tronox LTD
Q1 2018 Filed on May 04, 2018
24,673
N/A
Sina Corp
Q1 2018 Filed on May 04, 2018
2,330
N/A
CWI
Spdr Ser Tr Spdr Msci Acwi Ex

ETFs
Q1 2018 Filed on May 04, 2018
5,550
N/A
CLX
Clorox CO

Consumer Defensive
Q1 2018 Filed on May 04, 2018
1,474
$124.22 - $146.44 $183K - $216K
Time Warner Inc
Q1 2018 Filed on May 04, 2018
11,560
N/A
Sensus Heatlhcare Inc
Q1 2018 Filed on May 04, 2018
163,651
N/A
KNDI
Kandi Technologies Group, Inc.

Consumer Cyclical
Q1 2018 Filed on May 04, 2018
20,000
$4.75 - $7.88 $95K - $158K
Acacia Communications Inc
Q1 2018 Filed on May 04, 2018
26,696
N/A
Adamas Pharmaceuticals Inc
Q1 2018 Filed on May 04, 2018
21,000
N/A
Aetna Inc New
Q1 2018 Filed on May 04, 2018
5,146
N/A
Ameri Hldgs Inc
Q1 2018 Filed on May 04, 2018
77,050
N/A
CTSO
Cytosorbents Corp

Healthcare
Q1 2018 Filed on May 04, 2018
152,620
$6.55 - $8.2 $1M - $1.25M
Evoke Pharma Inc
Q1 2018 Filed on May 04, 2018
110,000
N/A
IYR
Ishares Tr

ETFs
Q1 2018 Filed on May 04, 2018
2,524
N/A
Gnc Hldgs Inc
Q1 2018 Filed on May 04, 2018
15,000
N/A
VLUE
Ishares Msci Usa Value Factor

ETFs
Q1 2018 Filed on May 04, 2018
5,937
$79.98 - $89.39 $475K - $531K
XLB
Select Sector Spdr Fd Material

ETFs
Q1 2018 Filed on May 04, 2018
4,050
N/A
Tonix Pharmaceuticals Hldg C
Q1 2018 Filed on May 04, 2018
90,000
N/A
F
Ford Motor CO

Consumer Cyclical
Q1 2018 Filed on May 04, 2018
11,119
$10.24 - $13.23 $114K - $147K
M I Acquisitions Inc
Q1 2018 Filed on May 04, 2018
21,500
N/A
FDL
First Tr Morningstar Dividend

ETFs
Q1 2018 Filed on May 04, 2018
37,065
$27.43 - $31.14 $1.02M - $1.15M
Navistar Intl Corp New
Q1 2018 Filed on May 04, 2018
20,000
N/A
Carbonite Inc
Q1 2018 Filed on May 04, 2018
43,194
N/A
ADMP
Adamis Pharmaceuticals Corp

Healthcare
Q1 2018 Filed on May 04, 2018
232,228
$2.55 - $4.85 $592K - $1.13M
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