B. Riley Financial, Inc. Closed Holding Positions

B. Riley Financial, Inc.

  • $138 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
USMV
Ishares Msci Usa Min Vol Facto

ETFs
Q4 2018 Filed on Feb 07, 2019
15,325
$49.77 - $57.05 $763K - $874K
IWF
Ishares Russell 1000 Gr ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
1,965
N/A
IJH
Ishares Core S&P Mid Cap ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
2,616
$156.48 - $199.76 $409K - $523K
IBB
Ishares Biotechnology ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
6,355
N/A
EWZ
Ishares Inc Msci Brazil ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
7,640
$33.71 - $41.61 $258K - $318K
VTIP
Vanguard Sht Trm Inflt Prot Fd

ETFs
Q4 2018 Filed on Feb 07, 2019
35,921
N/A
BSL
Blackstone Senior Floating Rate Term Fund

Financial Services
Q4 2018 Filed on Feb 07, 2019
10,000
$15.26 - $18.11 $153K - $181K
AFT
Apollo Senior Floating Rate Fund Inc.

Financial Services
Q4 2018 Filed on Feb 07, 2019
44,973
$14.15 - $16.1 $636K - $724K
AIF
Apollo Tactical Income Fund Inc.

Financial Services
Q4 2018 Filed on Feb 07, 2019
26,082
$12.95 - $15.72 $338K - $410K
AAPL
Apple Inc.

Technology
Q4 2018 Filed on Feb 07, 2019
9,206
$36.71 - $58.02 $338K - $534K
BRT
Brt Apartments Corp.

Real Estate
Q4 2018 Filed on Feb 07, 2019
56,616
$10.96 - $12.07 $621K - $683K
BRK-A
Berkshire Hathaway Inc

Financial Services
Q4 2018 Filed on Feb 07, 2019
1
$282640.0 - $335630.0 $283K - $336K
DVY
Ishares Tr

ETFs
Q4 2018 Filed on Feb 07, 2019
9,204
N/A
ACWV
Ishares Msci Global Min Vol Fa

ETFs
Q4 2018 Filed on Feb 07, 2019
15,451
N/A
J Jill Inc
Q4 2018 Filed on Feb 07, 2019
20,000
N/A
IWR
Ishares Russell Mid Cap ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
15,513
$43.7 - $54.95 $678K - $852K
EFA
Ishares Tr Msci Eafe ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
20,264
$56.89 - $68.07 $1.15M - $1.38M
Gsv Cap Corp
Q4 2018 Filed on Feb 07, 2019
14,600
N/A
LQD
Ishares Iboxx $ Investment Gra

ETFs
Q4 2018 Filed on Feb 07, 2019
8,178
$111.35 - $114.52 $911K - $937K
Ladenburg Thalman Fin Svcs I
Q4 2018 Filed on Feb 07, 2019
150,000
N/A
EEM
Ishares Msci Emerging Markets

ETFs
Q4 2018 Filed on Feb 07, 2019
8,427
$38.0 - $42.93 $320K - $362K
BRKB
Berkshire Hathwy Inc(Hldg Co)B
Q4 2018 Filed on Feb 07, 2019
2,600
N/A
ARCC
Ares Capital Corp

Financial Services
Q4 2018 Filed on Feb 07, 2019
76,833
$14.71 - $17.58 $1.13M - $1.35M
VO
Vanguard Mid Cap ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
22,357
N/A
PFLT
Pennant Park Floating Rate Capital Ltd.

Financial Services
Q4 2018 Filed on Feb 07, 2019
186,236
$11.2 - $13.34 $2.09M - $2.48M
AMZN
Amazon Com Inc

Consumer Cyclical
Q4 2018 Filed on Feb 07, 2019
108
$67.2 - $100.22 $7.26K - $10.8K
META
Meta Platforms, Inc.

Communication Services
Q4 2018 Filed on Feb 07, 2019
3,191
$124.06 - $162.44 $396K - $518K
VTI
Vanguard Total Stock Market Et

ETFs
Q4 2018 Filed on Feb 07, 2019
16,621
N/A
VPL
Vanguard Ftse Pacific ETF Ftse

ETFs
Q4 2018 Filed on Feb 07, 2019
11,844
N/A
MRAM
Everspin Technologies Inc

Technology
Q4 2018 Filed on Feb 07, 2019
40,000
$5.5 - $7.88 $220K - $315K
BABA
Alibaba Group Holding LTD

Consumer Cyclical
Q4 2018 Filed on Feb 07, 2019
25,000
$131.89 - $163.74 $3.3M - $4.09M
ENTA
Enanta Pharmaceuticals Inc

Healthcare
Q4 2018 Filed on Feb 07, 2019
10,000
$65.41 - $84.65 $654K - $847K
IEFA
Ishares Tr

ETFs
Q4 2018 Filed on Feb 07, 2019
10,157
$53.06 - $64.19 $539K - $652K
APPS
Digital Turbine, Inc.

Technology
Q4 2018 Filed on Feb 07, 2019
65,850
$1.19 - $2.04 $78.4K - $134K
VGK
Vanguard Ftse Europe ETF Ftse

ETFs
Q4 2018 Filed on Feb 07, 2019
8,473
N/A
VTV
Vanguard Value ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
2,833
N/A
VUG
Vanguard Growth ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
2,578
N/A
LDP
Cohen & Steers LTD Duration Preferred & Income Fund, Inc.

Financial Services
Q4 2018 Filed on Feb 07, 2019
34,262
$19.65 - $23.86 $673K - $817K
LDUR
Pimco Enhanced Low Duration Ac

ETFs
Q4 2018 Filed on Feb 07, 2019
26,764
N/A
HD
Home Depot, Inc.

Consumer Cyclical
Q4 2018 Filed on Feb 07, 2019
1,360
$158.14 - $207.6 $215K - $282K
VV
Vanguard Large Cap ETF

ETFs
Q4 2018 Filed on Feb 07, 2019
74,559
N/A
Garrison Cap Inc
Q4 2018 Filed on Feb 07, 2019
21,501
N/A
Thl Cr Inc
Q4 2018 Filed on Feb 07, 2019
21,000
N/A
HPQ
Hp Inc

Technology
Q4 2018 Filed on Feb 07, 2019
67,048
$19.38 - $26.42 $1.3M - $1.77M
PFE
Pfizer Inc

Healthcare
Q4 2018 Filed on Feb 07, 2019
5,150
$38.47 - $43.86 $198K - $226K
PNNT
Pennantpark Investment Corp

Financial Services
Q4 2018 Filed on Feb 07, 2019
417,534
$6.3 - $7.64 $2.63M - $3.19M
OLP
One Liberty Properties Inc

Real Estate
Q4 2018 Filed on Feb 07, 2019
15,482
$23.93 - $26.98 $370K - $418K
ON
On Semiconductor Corp

Technology
Q4 2018 Filed on Feb 07, 2019
14,600
$14.62 - $19.35 $213K - $283K
JLS
Nuveen Mortgage & Income Fund

Financial Services
Q4 2018 Filed on Feb 07, 2019
9,083
$22.3 - $24.09 $203K - $219K
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