Bay Harbor Wealth Management, LLC Spdr Portfolio S&P 600 Small C Transaction History

Bay Harbor Wealth Management, LLC

$301 Million
Q3 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2022 Jan 25, 2023	SELL	$34.79 - $39.85 $33,398 - $38,256	-960 Reduced 72.29%	368 $14,000
Q3 2022 Nov 02, 2022	SELL	$33.99 - $41.52 $21,311 - $26,033	-627 Reduced 32.07%	1,328 $45,000
Q2 2022 Aug 05, 2022	BUY	$34.83 - $42.53 $5,816 - $7,102	167 Added 9.34%	1,955 $70,000
Q1 2022 Apr 19, 2022	BUY	$39.91 - $45.5 $14,407 - $16,425	361 Added 25.3%	1,788 $75,000
Q4 2021 Feb 10, 2022	SELL	$42.23 - $46.94 $111,571 - $124,015	-2,642 Reduced 64.93%	1,427 $58,000
Q3 2021 Nov 24, 2021	SELL	$40.71 - $44.23 $35,376 - $38,435	-869 Reduced 17.6%	4,069 $173,000
Q2 2021 Jul 28, 2021	SELL	$41.43 - $45.3 $221,401 - $242,083	-5,344 Reduced 51.97%	4,938 $217,000
Q1 2021 May 05, 2021	SELL	$35.43 - $44.75 $74,544 - $94,154	-2,104 Reduced 16.99%	10,282 $435,000
Q4 2020 Feb 09, 2021	BUY	$27.77 - $35.98 $204,248 - $264,632	7,355 Added 146.19%	12,386 $443,000
Q3 2020 Oct 27, 2020	SELL	$25.57 - $29.57 $52,699 - $60,943	-2,061 Reduced 29.06%	5,031 $138,000
Q2 2020 Jul 16, 2020	SELL	$19.87 - $29.39 $142,924 - $211,402	-7,193 Reduced 50.35%	7,092 $188,000
Q1 2020 May 20, 2020	SELL	$18.96 - $33.37 $57,410 - $101,044	-3,028 Reduced 17.49%	14,285 $312,000
Q4 2019 Jan 27, 2020	SELL	$28.98 - $32.81 $33,095 - $37,469	-1,142 Reduced 6.19%	17,313 $565,000
Q3 2019 Oct 15, 2019	SELL	$29.9 - $31.15 $18,179 - $18,939	-608 Reduced 3.19%	18,455 $554,000
Q2 2019 Jul 18, 2019	BUY	N/A	8,673 Added 83.47%	19,063 $584,000
Q1 2019 Apr 22, 2019	SELL	N/A	-27,336 Reduced 72.46%	10,390 $314,000
Q4 2018 Feb 14, 2019	BUY	N/A	37,726 New	37,726 $994,000

Others Institutions Holding SPSM

# of Institutions

893

Shares Held

199M

Call Options Held

39.5K

Put Options Held

5.8K

Financial Engines Advisors L.L.C. Santa Clara, CA

22.2M
Shares

$1.03 Billion
2.07% of portfolio
Lpl Financial LLC Fort Mill, SC

19.5M
Shares

$908 Million
0.41% of portfolio
Betterment LLC New York, NY

15.5M
Shares

$720 Million
1.69% of portfolio
Bank Of America Corp Charlotte, NC

6.15M
Shares

$286 Million
0.02% of portfolio
Charles Schwab Investment Management Inc San Francisco, CA

5.59M
Shares

$260 Million
0.05% of portfolio

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