Benjamin F. Edwards & Company, Inc. Closed Holding Positions

Benjamin F. Edwards & Company, Inc.

$5.69 Billion
Q2 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
FREQ Frequency Therapeutics, Inc. Healthcare	Q2 2021 Filed on Aug 11, 2021	867	$8.05 - $11.61 $6.98K - $10.1K
DIAL Columbia ETF Tr I Diversified ETFs	Q2 2021 Filed on Aug 11, 2021	10,000	$21.15 - $21.59 $212K - $216K
TTP Tortoise Pipeline & Energy Fund, Inc. Financial Services	Q2 2021 Filed on Aug 11, 2021	89	$20.23 - $25.8 $1.8K - $2.3K
BAND Bandwidth Inc. Technology	Q2 2021 Filed on Aug 11, 2021	434	$108.85 - $141.11 $47.2K - $61.2K
HNI Hni Corp Industrials	Q2 2021 Filed on Aug 11, 2021	54	$39.6 - $46.65 $2.14K - $2.52K
TPGY Tpg Pace Beneficial Finance Corp. Financial Services	Q2 2021 Filed on Aug 11, 2021	800	$11.85 - $20.31 $9.48K - $16.2K
Northern Genesis Acquisition	Q2 2021 Filed on Aug 11, 2021	1,000	N/A
WLL Whiting Petroleum Corp Energy	Q2 2021 Filed on Aug 11, 2021	1,000	$2.65 - $5.79 $2.65K - $5.79K
MHD Blackrock Muniholdings Fund, Inc. Financial Services	Q2 2021 Filed on Aug 11, 2021	1,292	$16.13 - $16.98 $20.8K - $21.9K
Systemax Inc	Q2 2021 Filed on Aug 11, 2021	201	N/A
NMI Nuveen Municipal Income Fund Inc Financial Services	Q2 2021 Filed on Aug 11, 2021	750	$11.44 - $11.9 $8.58K - $8.93K
MUE Blackrock Muniholdings Quality Fund Ii, Inc. Financial Services	Q2 2021 Filed on Aug 11, 2021	800	$13.35 - $14.05 $10.7K - $11.2K
GRX Gabelli Healthcare & Wellness Rx Trust Financial Services	Q2 2021 Filed on Aug 11, 2021	98	$12.46 - $13.57 $1.22K - $1.33K
PBD Invesco ETF Tr Ii Global Clean ETFs	Q2 2021 Filed on Aug 11, 2021	180	$26.43 - $32.58 $4.76K - $5.86K
Realpage Inc	Q2 2021 Filed on Aug 11, 2021	20	N/A
PDD Pinduoduo Inc. Consumer Cyclical	Q2 2021 Filed on Aug 11, 2021	351	$115.23 - $148.13 $40.4K - $52K
MHI Pioneer Municipal High Income Fund, Inc. Financial Services	Q2 2021 Filed on Aug 11, 2021	475	$12.45 - $12.98 $5.91K - $6.17K
Osprey Technlgy Aquistion CO	Q2 2021 Filed on Aug 11, 2021	950	N/A
Acies Acquisition Corp	Q2 2021 Filed on Aug 11, 2021	1,000	N/A
Allianzgi Dividend Int & Prm	Q1 2021 Filed on May 14, 2021	73,086	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on May 14, 2021	2,573	N/A
Tiffany & CO New	Q1 2021 Filed on May 14, 2021	59	N/A
BXMT Blackstone Mortgage Trust, Inc. Real Estate	Q1 2021 Filed on May 14, 2021	90	$25.94 - $32.55 $2.33K - $2.93K
PBI Pitney Bowes Inc Industrials	Q1 2021 Filed on May 14, 2021	1,000	$6.33 - $13.63 $6.33K - $13.6K
JWN Nordstrom Inc Consumer Cyclical	Q1 2021 Filed on May 14, 2021	100	$30.33 - $45.79 $3.03K - $4.58K
SON Sonoco Products CO Consumer Cyclical	Q1 2021 Filed on May 14, 2021	53	$57.75 - $64.24 $3.06K - $3.4K
Donnelley R R & Sons CO	Q1 2021 Filed on May 14, 2021	1,000	N/A
China Mobile Limited	Q1 2021 Filed on May 14, 2021	135	N/A
American Intl Group Inc	Q1 2021 Filed on May 14, 2021	1	N/A
Allianzgi Equity & Conv Inco	Q1 2021 Filed on May 14, 2021	43	N/A
GATX Gatx Corp Industrials	Q1 2021 Filed on May 14, 2021	74	$82.26 - $100.98 $6.09K - $7.47K
Eaton Vance Corp	Q1 2021 Filed on May 14, 2021	1,085	N/A
Ion Geophysical Corp	Q1 2021 Filed on May 14, 2021	1,000	N/A
BBBY Bed Bath & Beyond Inc Consumer Cyclical	Q1 2021 Filed on May 14, 2021	2,380	$18.03 - $52.89 $42.9K - $126K
XMLV Invesco ETF Tr Ii S&P Midcap L ETFs	Q1 2021 Filed on May 14, 2021	29	$47.42 - $52.93 $1.38K - $1.53K
FMN Federated Hermes Premier Municipal Income Fund Financial Services	Q1 2021 Filed on May 14, 2021	55,944	$14.08 - $14.94 $788K - $836K
HYD Vaneck High Yield Muni ETF ETFs	Q1 2021 Filed on May 14, 2021	50	$61.36 - $62.96 $3.07K - $3.15K
Sl Green Rlty Corp	Q1 2021 Filed on May 14, 2021	300	N/A
IIIN Insteel Industries Inc Industrials	Q1 2021 Filed on May 14, 2021	190	$22.95 - $38.73 $4.36K - $7.36K
Cantel Med Corp	Q1 2021 Filed on May 14, 2021	19	N/A
OMI Owens & Minor Inc Healthcare	Q1 2021 Filed on May 14, 2021	700	$25.33 - $38.48 $17.7K - $26.9K
OUT Outfront Media Inc. Real Estate	Q1 2021 Filed on May 14, 2021	200	$17.16 - $24.48 $3.43K - $4.9K
DTIL Precision Biosciences Inc Healthcare	Q1 2021 Filed on May 14, 2021	500	$8.57 - $15.79 $4.29K - $7.9K
SREV Servicesource International, Inc.	Q1 2021 Filed on May 14, 2021	1,000	$1.44 - $1.93 $1.44K - $1.93K
Nuveen Mun 2021 Target Term	Q1 2021 Filed on May 14, 2021	5,186	N/A
OSTK Overstock.Com, Inc Consumer Cyclical	Q1 2021 Filed on May 14, 2021	4	$49.46 - $107.73 $198 - $431
Bristol Myers Squibb CO	Q1 2021 Filed on May 14, 2021	3,618	N/A
EXD Eaton Vance Tax Managed Buy Write Strategy Fund Financial Services	Q1 2021 Filed on May 14, 2021	510	$9.83 - $10.76 $5.01K - $5.49K
ALR Aleris Life Inc. Healthcare	Q1 2021 Filed on May 14, 2021	101	$5.97 - $8.91 $603 - $900
ELVT Elevate Credit, Inc. Financial Services	Q1 2021 Filed on May 14, 2021	1,000	$2.89 - $4.75 $2.89K - $4.75K

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