Caldwell Trust CO Western Asset High Yield Defined Opportunity Fund Inc. Transaction History

Caldwell Trust CO

$1.07 Trillion
Q3 2025

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2020 Oct 02, 2025	SELL	$13.85 - $14.77 $62,463 - $66,612	-4,510 Closed	0 $0
Q2 2020 Oct 02, 2025	SELL	$11.6 - $14.71 $22,736 - $28,831	-1,960 Reduced 30.29%	4,510 $63 Million
Q1 2020 Oct 02, 2025	BUY	$10.31 - $16.36 $66,705 - $105,849	6,470 New	6,470 $79.8 Million
Q4 2019 Oct 06, 2025	BUY	$14.91 - $15.7 $96,467 - $101,579	6,470 New	6,470 $101 Million

Others Institutions Holding HYI

# of Institutions

50

Shares Held

3.66M

Call Options Held

0

Put Options Held

0

Raymond James Financial Inc St. Petersburg, FL

533K
Shares

$6.02 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

498K
Shares

$5.62 Million
0.01% of portfolio
Guggenheim Capital LLC Chicago, IL

404K
Shares

$4.56 Million
0.04% of portfolio
Huntleigh Advisors, Inc. St. Louis, MO

328K
Shares

$3.7 Million
0.66% of portfolio
Uncommon Cents Investing LLC

288K
Shares

$3.25 Million
0.86% of portfolio

About Western Asset High Yield Defined Opportunity Fund Inc.

Ticker HYI
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Yield Defined Opportunity Fund Inc. is a closed ended fixed income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. The fund is co-managed by Western Asset Management Company, Western Asset Management Company Pte. Ltd., Western Asset Management Company Ltd and Western Asset Management Company Limited....

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