Calton & Associates, Inc. Oxford Lane Capital Corp. Transaction History

Calton & Associates, Inc.

$211 Million
Q4 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2024 Oct 21, 2024	BUY	$5.15 - $5.67 $104,236 - $114,760	20,240 Added 572.4%	23,776 $124,000
Q3 2024 Oct 18, 2024	BUY	$5.15 - $5.67 $18,210 - $20,049	3,536 New	3,536 $18,000
Q3 2023 Nov 01, 2023	BUY	$4.85 - $5.65 $97,897 - $114,045	20,185 New	20,185 $100,000

Others Institutions Holding OXLC

# of Institutions

149

Shares Held

14.2M

Call Options Held

0

Put Options Held

0

Wedbush Securities Inc

1.19M
Shares

$5.21 Million
0.22% of portfolio
Coastal Investment Advisors, Inc. Wilmington, DE

1.03M
Shares

$4.5 Million
2.23% of portfolio
True Mark Investments, LLC Chicago, IL

998K
Shares

$4.36 Million
1.62% of portfolio
Ken Griffin Citadel Advisors LLC | Chicago, Il

961K
Shares

$4.2 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

897K
Shares

$3.92 Million
0.0% of portfolio

About Oxford Lane Capital Corp.

Ticker OXLC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
Oxford Lane Capital Corp. is a close ended fund launched and managed by Oxford Lane Management LLC. It invests in fixed income securities. The fund primarily invests in securitization vehicles which in turn invest in senior secured loans made to companies whose debt is rated below investment grade or is unrated. Oxford Lane Capital Corp was form...

More about OXLC

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