Cetera Advisor Networks LLC Closed Holding Positions

Cetera Advisor Networks LLC

  • $0
  • Q1 2024
Stock Closed Quarter Shares Sold Price Range Trade History
LIND
Lindblad Expeditions Holdings, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
15,000
$11.83 - $16.12 $177K - $242K
Portman Ridge Fin Corp
Q3 2021 Filed on Nov 16, 2021
50,212
N/A
TPIC
Tpi Composites, Inc

Industrials
Q3 2021 Filed on Nov 16, 2021
8,332
$33.42 - $48.4 $278K - $403K
Xeris Pharmaceuticals Inc
Q3 2021 Filed on Nov 16, 2021
44,740
N/A
GALT
Galectin Therapeutics Inc

Healthcare
Q2 2021 Filed on Aug 13, 2021
16,006
$2.07 - $5.1 $33.1K - $81.6K
Ishares Gold Tr
Q2 2021 Filed on Aug 13, 2021
165,990
N/A
Seagate Technology PLC
Q2 2021 Filed on Aug 13, 2021
11,458
N/A
Varian Med Sys Inc
Q2 2021 Filed on Aug 13, 2021
4,469
N/A
Western Asset Mun Def Opp Tr
Q2 2021 Filed on Aug 13, 2021
63,677
N/A
First Tr Sr Floating Rate 20
Q2 2021 Filed on Aug 13, 2021
37,482
N/A
Nuveen Cr Opportunities 2022
Q2 2021 Filed on Aug 13, 2021
23,775
N/A
Nuveen Corporate Incm Noveme
Q2 2021 Filed on Aug 13, 2021
24,600
N/A
Colony Cr Real Estate Inc
Q2 2021 Filed on Aug 13, 2021
91,652
N/A
UNOV
Earth Science Tech, Inc.

ETFs
Q2 2021 Filed on Aug 13, 2021
13,777
$28.73 - $29.17 $396K - $402K
Marvell Technology Group LTD
Q2 2021 Filed on Aug 13, 2021
13,228
N/A
CAR
Avis Budget Group, Inc.

Industrials
Q2 2021 Filed on Aug 13, 2021
3,731
$74.21 - $94.24 $277K - $352K
Onconova Therapeutics Inc
Q2 2021 Filed on Aug 13, 2021
13,000
N/A
Standard Avb Finl Corp
Q2 2021 Filed on Aug 13, 2021
32,010
N/A
Fs Kkr Cap Corp Ii
Q2 2021 Filed on Aug 13, 2021
153,193
N/A
GAN
Gan LTD

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
13,300
$14.96 - $20.65 $199K - $275K
JACK
Jack In The Box Inc

Consumer Cyclical
Q2 2021 Filed on Aug 13, 2021
2,221
$111.44 - $122.64 $248K - $272K
LPRO
Open Lending Corp

Financial Services
Q2 2021 Filed on Aug 13, 2021
8,250
$33.87 - $43.09 $279K - $355K
WWR
Westwater Resources, Inc.

Basic Materials
Q2 2021 Filed on Aug 13, 2021
13,000
$3.64 - $5.6 $47.3K - $72.8K
Ault Global Holdings Inc
Q2 2021 Filed on Aug 13, 2021
12,600
N/A
China Jo Jo Drugstores Inc
Q2 2021 Filed on Aug 13, 2021
100,000
N/A
XPOA
Dpcm Capital, Inc.

Financial Services
Q2 2021 Filed on Aug 13, 2021
20,000
$9.75 - $10.09 $195K - $202K
Forest Road Acquisition Corp
Q2 2021 Filed on Aug 13, 2021
29,700
N/A
Forum Merger Iii Corp
Q2 2021 Filed on Aug 13, 2021
13,100
N/A
Ftac Olympus Acquisition Cor
Q2 2021 Filed on Aug 13, 2021
20,700
N/A
Gabelli Util Tr
Q2 2021 Filed on Aug 13, 2021
10,066
N/A
Gs Acquisition Hldgs Corp Ii
Q2 2021 Filed on Aug 13, 2021
33,897
N/A
HONE
Harbor One Bancorp, Inc.

Financial Services
Q2 2021 Filed on Aug 13, 2021
24,797
$13.51 - $15.38 $335K - $381K
Hudson Executive Invt Corp
Q2 2021 Filed on Aug 13, 2021
29,000
N/A
Nextgen Acquisition Corp
Q2 2021 Filed on Aug 13, 2021
11,300
N/A
Soaring Eagle Acquisition CO
Q2 2021 Filed on Aug 13, 2021
11,400
N/A
Thoma Bravo Advantage
Q2 2021 Filed on Aug 13, 2021
10,000
N/A
Thunder Brdg Acquistion Ii L
Q2 2021 Filed on Aug 13, 2021
35,550
N/A
TMBR
Timber Pharmaceuticals, Inc.

Healthcare
Q2 2021 Filed on Aug 13, 2021
102,128
$1.06 - $2.25 $108K - $230K
VCNX
Vaccinex, Inc.

Healthcare
Q2 2021 Filed on Aug 13, 2021
10,500
$2.01 - $3.0 $21.1K - $31.5K
VBLT
Vascular Biogenics Ltd.

Healthcare
Q2 2021 Filed on Aug 13, 2021
32,800
$1.69 - $2.67 $55.4K - $87.6K
VIEW
View, Inc.

Industrials
Q2 2021 Filed on Aug 13, 2021
36,100
$6.09 - $9.78 $220K - $353K
Allianzgi Conv & Income Fd
Q1 2021 Filed on May 17, 2021
223,911
N/A
Allianzgi Conv & Income Fd I
Q1 2021 Filed on May 17, 2021
10,405
N/A
Allianzgi Dividend Int & Prm
Q1 2021 Filed on May 17, 2021
79,278
N/A
0HVP.L
Lumen Technologies, Inc.

Telecommunication
Q1 2021 Filed on May 17, 2021
34,755
N/A
NXDT
Nexpoint Diversified Real Estate Trust

Financial Services
Q1 2021 Filed on May 17, 2021
22,300
$10.65 - $12.0 $237K - $268K
Qep Resources Inc
Q1 2021 Filed on May 17, 2021
12,529
N/A
Fitbit Inc
Q1 2021 Filed on May 17, 2021
12,002
N/A
PTEU
Pacer Fds Tr Trendpilot Europe

ETFs
Q1 2021 Filed on May 17, 2021
24,014
$21.66 - $23.41 $520K - $562K
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