Cetera Advisors LLC Closed Holding Positions

Cetera Advisors LLC

  • $0
  • Q1 2024
Stock Closed Quarter Shares Sold Price Range Trade History
WKHS
Workhorse Group Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
50,232
$4.36 - $7.77 $219K - $390K
DFAU
Dimensional ETF Tr

ETFs
Q4 2021 Filed on Feb 14, 2022
12,950
$30.17 - $33.15 $391K - $429K
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

Financial Services
Q4 2021 Filed on Feb 14, 2022
12,040
$23.2 - $24.43 $279K - $294K
TCRT
Alaunos Therapeutics, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
14,258
$1.09 - $1.89 $15.5K - $26.9K
FTXR
First Tr ETF Vi Nasdaq Transn

ETFs
Q4 2021 Filed on Feb 14, 2022
18,133
$31.01 - $35.96 $562K - $652K
Cyrusone Inc
Q4 2021 Filed on Feb 14, 2022
3,572
N/A
GNOM
Global X Fds Genomics & Biotec

ETFs
Q4 2021 Filed on Feb 14, 2022
9,200
$19.42 - $22.42 $179K - $206K
OPI
Office Properties Income Trust

Real Estate
Q4 2021 Filed on Feb 14, 2022
10,328
$23.13 - $28.32 $239K - $292K
EARN
Ellington Residential Mortgage Reit

Real Estate
Q4 2021 Filed on Feb 14, 2022
12,765
$10.14 - $12.36 $129K - $158K
GERN
Geron Corp

Healthcare
Q4 2021 Filed on Feb 14, 2022
12,230
$1.22 - $1.72 $14.9K - $21K
FLO
Flowers Foods Inc

Consumer Defensive
Q4 2021 Filed on Feb 14, 2022
8,702
$23.81 - $27.47 $207K - $239K
EFTRW
Effector Therapeutics Inc
Q4 2021 Filed on Feb 14, 2022
10,000
$0.7 - $1.77 $7K - $17.7K
Enviva Partners LP
Q4 2021 Filed on Feb 14, 2022
33,515
N/A
DIDIY
Di Di Global Inc.

Technology
Q4 2021 Filed on Feb 14, 2022
305,637
$4.94 - $9.81 $1.51M - $3M
JWN
Nordstrom Inc

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
10,411
$19.6 - $34.99 $204K - $364K
SESN
Sesen Bio, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
11,000
$0.73 - $1.28 $8.03K - $14.1K
REM
Ishares Tr Mtg Real Estate ETF

ETFs
Q4 2021 Filed on Feb 14, 2022
6,837
$32.67 - $38.38 $223K - $262K
CII
Blackrock Enhanced Capital & Income Fund, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
12,465
$20.18 - $22.18 $252K - $276K
CAR
Avis Budget Group, Inc.

Industrials
Q4 2021 Filed on Feb 14, 2022
3,279
$120.94 - $357.17 $397K - $1.17M
BEEM
Beam Global

Technology
Q4 2021 Filed on Feb 14, 2022
18,757
$18.6 - $39.01 $349K - $732K
KSU
Kansas City Southern

Industrials
Q4 2021 Filed on Feb 14, 2022
2,231
N/A
CLVT
Clarivate PLC

Technology
Q4 2021 Filed on Feb 14, 2022
27,895
$20.66 - $25.22 $576K - $704K
Hive Blockchain Technlgies L
Q4 2021 Filed on Feb 14, 2022
10,900
N/A
CRS
Carpenter Technology Corp

Industrials
Q4 2021 Filed on Feb 14, 2022
21,788
$27.48 - $34.25 $599K - $746K
FPA
First Trust Asia Pacific Ex Ja

ETFs
Q4 2021 Filed on Feb 14, 2022
15,509
$30.7 - $33.19 $476K - $515K
NEO
Neogenomics Inc

Healthcare
Q4 2021 Filed on Feb 14, 2022
4,316
$30.49 - $48.49 $132K - $209K
MNMDXXXX
Mind Medicine Mindmed Inc
Q4 2021 Filed on Feb 14, 2022
11,300
N/A
LMND
Lemonade, Inc.

Financial Services
Q4 2021 Filed on Feb 14, 2022
3,524
$39.64 - $72.06 $140K - $254K
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
18,279
N/A
Pimco Dynamic Cr Income Fd
Q4 2021 Filed on Feb 14, 2022
31,384
N/A
HNST
Honest Company, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
13,900
$7.47 - $10.22 $104K - $142K
CCAP
Crescent Capital Bdc, Inc.

Financial Services
Q3 2021 Filed on Nov 16, 2021
18,800
$18.4 - $19.33 $346K - $363K
WIP
Spdr Ser Tr Ftse Intl Govt Inf

ETFs
Q3 2021 Filed on Nov 16, 2021
3,606
$54.36 - $57.55 $196K - $208K
BC
Brunswick Corp

Consumer Cyclical
Q3 2021 Filed on Nov 16, 2021
3,466
$93.01 - $106.73 $322K - $370K
MVIS
Microvision, Inc.

Technology
Q3 2021 Filed on Nov 16, 2021
19,430
$11.05 - $16.38 $215K - $318K
NEWT
Newtek Business Services Corp.

Financial Services
Q3 2021 Filed on Nov 16, 2021
16,100
$25.13 - $36.27 $405K - $584K
FSLY
Fastly, Inc.

Technology
Q3 2021 Filed on Nov 16, 2021
4,395
$39.22 - $58.02 $172K - $255K
Proofpoint Inc
Q3 2021 Filed on Nov 16, 2021
1,830
N/A
HPI
John Hancock Preferred Income Fund

Financial Services
Q3 2021 Filed on Nov 16, 2021
16,000
$21.05 - $21.97 $337K - $352K
Slack Technologies Inc
Q3 2021 Filed on Nov 16, 2021
4,639
N/A
AMC
Amc Entertainment Holdings, Inc.

Communication Services
Q3 2021 Filed on Nov 16, 2021
3,800
$29.84 - $54.22 $113K - $206K
FOVL
Ishares Tr Focused Value Facto

ETFs
Q3 2021 Filed on Nov 16, 2021
20,121
$51.73 - $57.78 $1.04M - $1.16M
SVAL
Ishares Tr Us Small Cap Value

ETFs
Q3 2021 Filed on Nov 16, 2021
28,787
$28.3 - $31.02 $815K - $893K
Landmark Infrastrctur Partr
Q3 2021 Filed on Nov 16, 2021
14,000
N/A
AIA
Ishares S&P Asia 50 ETF

ETFs
Q3 2021 Filed on Nov 16, 2021
9,541
$77.54 - $90.86 $740K - $867K
UFO
Procure ETF Tr Ii Procure Spac

ETFs
Q3 2021 Filed on Nov 16, 2021
15,610
$28.52 - $31.74 $445K - $495K
NTES
Net Ease, Inc.

Communication Services
Q3 2021 Filed on Nov 16, 2021
5,266
$78.92 - $114.41 $416K - $602K
General Electric CO
Q3 2021 Filed on Nov 16, 2021
279,216
N/A
SSSS
Suro Capital Corp.

Financial Services
Q3 2021 Filed on Nov 16, 2021
19,917
$12.19 - $16.25 $243K - $324K
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