Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $44.2 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
SNBR
Sleep Number Corp

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
3,650
$50.71 - $79.53 $185K - $290K
FRO
Frontline LTD

Energy
Q1 2022 Filed on May 13, 2022
11,703
$6.43 - $10.33 $75.3K - $121K
TRTN
Triton International LTD

Industrials
Q1 2022 Filed on May 13, 2022
10,121
$59.09 - $71.63 $598K - $725K
KFY
Korn Ferry

Industrials
Q1 2022 Filed on May 13, 2022
9,610
$60.91 - $78.07 $585K - $750K
IAE
Voya Asia Pacific High Dividend Equity Income Fund

Financial Services
Q1 2022 Filed on May 13, 2022
11,373
$7.28 - $8.45 $82.8K - $96.1K
Proshares Tr
Q1 2022 Filed on May 13, 2022
19,439
N/A
NUVA
Nuvasive Inc

Healthcare
Q1 2022 Filed on May 13, 2022
6,267
$48.09 - $57.79 $301K - $362K
Vaneck ETF Trust
Q1 2022 Filed on May 13, 2022
9,515
N/A
Monmouth Real Estate Invt CO
Q1 2022 Filed on May 13, 2022
18,840
N/A
Wisdomtree Tr
Q1 2022 Filed on May 13, 2022
52,164
N/A
World Gold Tr
Q1 2022 Filed on May 13, 2022
41,150
N/A
Goldman Sachs Bdc Inc
Q1 2022 Filed on May 13, 2022
21,000
N/A
CAL
Caleres Inc

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
18,960
$17.93 - $24.31 $340K - $461K
CTRN
Citi Trends Inc

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
15,029
$30.63 - $88.97 $460K - $1.34M
DEEF
Xtrackers Ftse Developed Ex Us

ETFs
Q1 2022 Filed on May 13, 2022
7,233
$27.78 - $31.95 $201K - $231K
ARMR
Exchange Listed Fds Tr Armor U

ETFs
Q1 2022 Filed on May 13, 2022
9,500
N/A
Blackrock Tcp Capital Corp
Q1 2022 Filed on May 13, 2022
31,000
N/A
Aspen Technology Inc
Q1 2022 Filed on May 13, 2022
2,099
N/A
America First Multifamily In
Q1 2022 Filed on May 13, 2022
147,320
N/A
SGMO
Sangamo Therapeutics, Inc

Healthcare
Q1 2022 Filed on May 13, 2022
84,355
$5.23 - $7.82 $441K - $660K
FM
Ishares Msci Frontier And Sele

ETFs
Q1 2022 Filed on May 13, 2022
6,308
$31.85 - $35.2 $201K - $222K
QTAP
Innovator Etfs Tr Growth Accel
Q1 2022 Filed on May 13, 2022
27,934
$26.31 - $30.7 $735K - $858K
SEAC
Seachange International Inc

Technology
Q1 2022 Filed on May 13, 2022
29,250
$1.06 - $1.74 $31K - $50.9K
Hollyfrontier Corp
Q1 2022 Filed on May 13, 2022
16,056
N/A
CDTX
Cidara Therapeutics, Inc.

Healthcare
Q1 2022 Filed on May 13, 2022
12,000
$0.67 - $1.39 $8.04K - $16.7K
EUDV
Proshares Tr Msci Europe Divid

ETFs
Q1 2022 Filed on May 13, 2022
4,069
$44.58 - $54.46 $181K - $222K
Bhp Group PLC
Q1 2022 Filed on May 13, 2022
4,110
N/A
FLTB
Fidelity Merrimack Str Tr LTD

ETFs
Q1 2022 Filed on May 13, 2022
18,221
$49.6 - $51.75 $904K - $943K
ARAY
Accuray Inc

Healthcare
Q1 2022 Filed on May 13, 2022
15,139
$3.16 - $4.81 $47.8K - $72.8K
IGN
Ishares Tr North Amern Tech Mu

ETFs
Q1 2022 Filed on May 13, 2022
5,786
N/A
TGLS
Tecnoglass Inc.

Basic Materials
Q1 2022 Filed on May 13, 2022
28,553
$18.32 - $28.51 $523K - $814K
AOSL
Alpha & Omega Semiconductor LTD

Technology
Q1 2022 Filed on May 13, 2022
3,710
$40.53 - $65.72 $150K - $244K
BIRD
Allbirds, Inc.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
30,960
$5.16 - $16.22 $160K - $502K
PBFX
Pbf Logistics LP

Energy
Q1 2022 Filed on May 13, 2022
10,427
$11.84 - $14.87 $123K - $155K
VSCO
Victoria'S Secret & Co.

Consumer Cyclical
Q1 2022 Filed on May 13, 2022
5,753
$42.34 - $62.92 $244K - $362K
Royal Dutch Shell PLC
Q1 2022 Filed on May 13, 2022
21,551
N/A
RDS-A
Shell PLC

Energy
Q1 2022 Filed on May 13, 2022
27,786
$44.64 - $55.71 $1.24M - $1.55M
SLQT
Select Quote, Inc.

Financial Services
Q1 2022 Filed on May 13, 2022
21,543
$2.02 - $9.41 $43.5K - $203K
NBEVQ
Newage Inc. Com
Q1 2022 Filed on May 13, 2022
10,675
N/A
RNMC
First Tr Vi Mid Cap Us Equity

ETFs
Q1 2022 Filed on May 13, 2022
15,849
$27.49 - $30.83 $436K - $489K
INBK
First Internet Bancorp

Financial Services
Q4 2021 Filed on Feb 14, 2022
6,873
$30.95 - $47.33 $213K - $325K
Innovator Etfs Tr Ii
Q4 2021 Filed on Feb 14, 2022
100,684
N/A
BETZ
Listed Fds Trroundhill Sports
Q4 2021 Filed on Feb 14, 2022
21,505
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2021 Filed on Feb 14, 2022
21,995
N/A
APPN
Appian Corp

Technology
Q4 2021 Filed on Feb 14, 2022
2,218
$65.21 - $103.39 $145K - $229K
TGH
Textainer Group Holdings LTD

Industrials
Q4 2021 Filed on Feb 14, 2022
19,692
$32.4 - $40.33 $638K - $794K
ZG
Zillow Group, Inc.

Communication Services
Q4 2021 Filed on Feb 14, 2022
2,996
$52.38 - $105.72 $157K - $317K
DLTH
Duluth Holdings Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 14, 2022
10,594
$13.59 - $16.75 $144K - $177K
Alight Inc
Q4 2021 Filed on Feb 14, 2022
61,500
N/A
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