Cetera Investment Advisers Closed Holding Positions

Cetera Investment Advisers

  • $44.2 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
Front Yd Residential Corp
Q1 2021 Filed on May 17, 2021
11,200
N/A
GBT
Global Blood Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
6,200
$38.94 - $50.85 $241K - $315K
Guardion Health Sciences Inc
Q1 2021 Filed on May 17, 2021
10,000
N/A
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q1 2021 Filed on May 17, 2021
14,811
$7.03 - $16.51 $104K - $245K
HAE
Haemonetics Corp

Healthcare
Q1 2021 Filed on May 17, 2021
2,324
$111.01 - $139.48 $258K - $324K
ATHX
Athersys, Inc

Healthcare
Q4 2020 Filed on Feb 17, 2021
36,856
$1.55 - $2.24 $57.1K - $82.6K
Glu Mobile Inc
Q4 2020 Filed on Feb 17, 2021
44,427
N/A
Vereit Inc
Q4 2020 Filed on Feb 17, 2021
11,673
N/A
BMRA
Biomerica Inc

Healthcare
Q3 2020 Filed on Nov 13, 2020
10,348
$5.86 - $12.04 $60.6K - $125K
Blackrock Mun 2020 Term Tr
Q3 2020 Filed on Nov 13, 2020
12,082
N/A
Nuveen Energy Mlp Totl Rtrnf
Q2 2020 Filed on Aug 13, 2020
26,979
N/A
United Technologies Corp
Q2 2020 Filed on Aug 13, 2020
13,828
N/A
Nuveen All Cap Ene Mlp Oppo
Q2 2020 Filed on Aug 13, 2020
28,119
N/A
Raytheon CO
Q2 2020 Filed on Aug 13, 2020
2,892
N/A
Fs Kkr Capital Corp
Q2 2020 Filed on Aug 13, 2020
19,522
N/A
Alps ETF Tr
Q2 2020 Filed on Aug 13, 2020
59,558
N/A
TMDI
Titan Medical Inc

Healthcare
Q2 2020 Filed on Aug 13, 2020
20,033
$0.21 - $1.57 $4.21K - $31.5K
Denbury Res Inc
Q2 2020 Filed on Aug 13, 2020
79,012
N/A
United States Oil Fund LP
Q2 2020 Filed on Aug 13, 2020
17,000
N/A
SJI
South Jersey Industries Inc

Utilities
Q1 2020 Filed on May 08, 2020
6,600
$20.12 - $33.21 $133K - $219K
IECS
Ishares U S ETF Tr Ishares Evo

ETFs
Q1 2020 Filed on May 08, 2020
7,083
$20.81 - $29.6 $147K - $210K
Liberty Ppty Tr
Q1 2020 Filed on May 08, 2020
4,051
N/A
Aurora Cannabis Inc
Q1 2020 Filed on May 08, 2020
19,862
N/A
ZYNE
Zynerba Pharmaceuticals, Inc.

Healthcare
Q1 2020 Filed on May 08, 2020
10,800
$2.9 - $6.16 $31.3K - $66.5K
Melinta Therapeutics Inc
Q1 2020 Filed on May 08, 2020
24,180
N/A
Assertio Therapeutics Inc
Q1 2020 Filed on May 08, 2020
61,393
N/A
CVGW
Calavo Growers Inc

Consumer Defensive
Q1 2020 Filed on May 08, 2020
2,350
$51.07 - $87.98 $120K - $207K
ISHP
First Trust ETF Vi First Tr S

ETFs
Q4 2019 Filed on Feb 10, 2020
10,215
$22.73 - $24.85 $232K - $254K
SIX
Six Flags Entertainment Corp

Consumer Cyclical
Q4 2019 Filed on Feb 10, 2020
4,536
$41.54 - $51.9 $188K - $235K
Chesapeake Energy Corp
Q4 2019 Filed on Feb 10, 2020
21,971
N/A
Ak Stl Hldg Corp
Q4 2019 Filed on Feb 10, 2020
10,000
N/A
Invesco Exchng Traded Fd Tr
Q4 2019 Filed on Feb 10, 2020
4,198
N/A
Suntrust Bks Inc
Q4 2019 Filed on Feb 10, 2020
4,165
N/A
Celgene Corp
Q4 2019 Filed on Feb 10, 2020
2,052
N/A
Ferrellgas Partners L.P.
Q3 2019 Filed on Nov 06, 2019
34,000
N/A
MCBC
Macatawa Bank Corp

Financial Services
Q3 2019 Filed on Nov 06, 2019
15,370
$9.72 - $10.79 $149K - $166K
Blackstone Group L P
Q3 2019 Filed on Nov 06, 2019
23,091
N/A
Chemical Finl Corp
Q3 2019 Filed on Nov 06, 2019
8,587
N/A
Spdr Series Trust
Q2 2019 Filed on Aug 12, 2019
32,109
N/A
Rite Aid Corp
Q2 2019 Filed on Aug 12, 2019
16,300
N/A
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 12, 2019
137,834
N/A
Allergan PLC
Q2 2019 Filed on Aug 12, 2019
1,601
N/A
GAA
Cambria Global Asset Allocatio

ETFs
Q2 2019 Filed on Aug 12, 2019
9,111
N/A
Dowdupont Inc
Q2 2019 Filed on Aug 12, 2019
48,425
N/A
Pernix Therapeutics Hldgs In
Q1 2019 Filed on May 06, 2019
46,750
N/A
Ep Energy Corp
Q1 2019 Filed on May 06, 2019
21,000
N/A
Kinder Morgan Inc Del
Q4 2018 Filed on Feb 15, 2019
6,006
N/A
Horizons ETF Tr I
Q4 2018 Filed on Feb 15, 2019
8,006
N/A
QABA
First Trust Nasdaq Aba Communi

ETFs
Q4 2018 Filed on Feb 15, 2019
4,380
N/A
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