|
|
Q4 2018
Filed on Feb 15, 2019
|
5,950
|
$26.65 - $33.01
$159K - $196K
|
|
Royal Bank Of Scotland Group (The) PLC
|
Q4 2018
Filed on Feb 15, 2019
|
10,417
|
N/A
|
|
|
|
Q4 2018
Filed on Feb 15, 2019
|
10,218
|
N/A
|
|
Phillips Edison Grocery Center Reit Ii Inc
|
Q4 2018
Filed on Feb 15, 2019
|
395,662
|
N/A
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
23,209
|
$4.22 - $6.03
$97.9K - $140K
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
5,640
|
$42.06 - $46.14
$237K - $260K
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
1,250
|
$338.68 - $392.98
$423K - $491K
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
6,188
|
$53.44 - $58.11
$331K - $360K
|
|
Market Vectors Interm Mun Ind ETF
|
Q3 2018
Filed on Nov 14, 2018
|
85,391
|
N/A
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
3,261
|
$62.78 - $66.5
$205K - $217K
|
|
Ishares Ibonds Sep 2018 Amt Free Muni Bo
|
Q3 2018
Filed on Nov 14, 2018
|
13,776
|
N/A
|
|
Advanced Deposition Tech Inc
|
Q3 2018
Filed on Nov 14, 2018
|
200,000
|
N/A
|
|
Validus Holding LTD Com Stk Usd0.175
|
Q3 2018
Filed on Nov 14, 2018
|
98,955
|
N/A
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
12,040
|
$16.0 - $16.88
$193K - $203K
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
42,006
|
$21.75 - $31.88
$914K - $1.34M
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
37,102
|
N/A
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
6,820
|
N/A
|
|
Dr Pepper Snapple Group Inc Com
|
Q3 2018
Filed on Nov 14, 2018
|
2,259
|
N/A
|
|
|
|
Q3 2018
Filed on Nov 14, 2018
|
10,267
|
$20.11 - $23.59
$206K - $242K
|
|
Vaneck Vectors High Yld Muni
|
Q3 2018
Filed on Nov 14, 2018
|
6,790
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
12,362
|
$24.05 - $28.99
$297K - $358K
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
2,356
|
$80.6 - $89.91
$190K - $212K
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
1,848
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
7,420
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
2,711
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
13,343
|
N/A
|
|
Time Warner Inc New Com New
|
Q2 2018
Filed on Aug 15, 2018
|
122,765
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
11,800
|
$88.96 - $104.92
$1.05M - $1.24M
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
119,462
|
$14.3 - $19.34
$1.71M - $2.31M
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
11,360
|
$3.93 - $8.93
$44.6K - $101K
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
5,304
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
6,663
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
97,100
|
N/A
|
|
Powershares Exchange Traded Fds Tst List
|
Q2 2018
Filed on Aug 15, 2018
|
22,917
|
N/A
|
|
Powershares Exch Traded Fd Tst Ii S&P 50
|
Q2 2018
Filed on Aug 15, 2018
|
66,663
|
N/A
|
|
Powershares ETF Senior Loan Portfolio
|
Q2 2018
Filed on Aug 15, 2018
|
12,340
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
86,075
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
2,560
|
$73.56 - $81.61
$188K - $209K
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
21,724
|
N/A
|
|
|
|
Q2 2018
Filed on Aug 15, 2018
|
6,861
|
N/A
|
|
Powershares International Corporate Bond
|
Q2 2018
Filed on Aug 15, 2018
|
12,045
|
N/A
|
|
Powershares Emerging Mkts Sovereign Debt
|
Q2 2018
Filed on Aug 15, 2018
|
7,302
|
N/A
|
|
|
|
Q1 2018
Filed on May 15, 2018
|
33,720
|
N/A
|
|
Avago Technologies LTD Com
|
Q1 2018
Filed on May 15, 2018
|
11,566
|
N/A
|
|
Claymore Bulletshares 2024 Corp Bond ETF
|
Q1 2018
Filed on May 15, 2018
|
9,905
|
N/A
|
|
|
|
Q1 2018
Filed on May 15, 2018
|
7,362
|
$27.75 - $33.71
$204K - $248K
|
|
Overseas Shiphold Cl A Cw39 Wts Exp 08/05/2039
|
Q1 2018
Filed on May 15, 2018
|
65,174
|
N/A
|
|
|
|
Q1 2018
Filed on May 15, 2018
|
288
|
N/A
|
|
|
|
Q1 2018
Filed on May 15, 2018
|
150,638
|
N/A
|
|
|
|
Q1 2018
Filed on May 15, 2018
|
39,318
|
N/A
|
|
