Commonwealth Equity Services, LLC Guggenheim Active Allocation Fund Transaction History

Commonwealth Equity Services, LLC

$77.2 Billion
Q3 2025

A detailed history of Commonwealth Equity Services, LLC transactions in Guggenheim Active Allocation Fund stock. As of the latest transaction made, Commonwealth Equity Services, LLC holds 11,705 shares of GUG stock, worth $177,564. This represents 0.0% of its overall portfolio holdings.

Number of Shares

11,705

Previous 12,064 2.98%

Holding current value

$177,564

Previous $189,000 3.17%

% of portfolio

0.0%

Previous 0.0%

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Oct 22, 2025	SELL	$15.2 - $16.25 $5,456 - $5,833	-359 Reduced 2.98%	11,705 $183,000
Q2 2025 Aug 06, 2025	BUY	$13.98 - $15.75 $6,486 - $7,308	464 Added 4.0%	12,064 $189,000
Q1 2025 May 09, 2025	BUY	$14.92 - $15.9 $3,938 - $4,197	264 Added 2.33%	11,600 $175,000
Q4 2024 Feb 10, 2025	BUY	$14.87 - $16.49 $3,851 - $4,270	259 Added 2.34%	11,336 $169,000
Q3 2024 Oct 18, 2024	BUY	$15.15 - $16.65 $3,696 - $4,062	244 Added 2.25%	11,077 $183,000

Q2 2024 Jul 31, 2024	BUY	$14.03 - $15.23 $4,826 - $5,239	344 Added 3.28%	10,833 $162,000
Q1 2024 Apr 29, 2024	SELL	$14.12 - $15.03 $109,077 - $116,106	-7,725 Reduced 42.41%	10,489 $154,000
Q4 2023 Feb 06, 2024	BUY	$12.77 - $14.71 $232,592 - $267,927	18,214 New	18,214 $267,000

Others Institutions Holding GUG

# of Institutions

Shares Held

11M

Call Options Held

Put Options Held

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About Guggenheim Active Allocation Fund

Ticker GUG
Exchange NYSE
Sector ETFs
Industry ETFs

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Commonwealth Equity Services, LLC Guggenheim Active Allocation Fund Transaction History