Commonwealth Equity Services, LLC Nuveen Floating Rate Income Opportunity Fund Transaction History

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

23 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Aug 10, 2023	BUY	$7.51 - $8.15 $7,577 - $8,223	1,009 Added 1.78%	57,573 $449,000
Q1 2023 May 11, 2023	BUY	$7.6 - $8.63 $22,838 - $25,933	3,005 Added 5.61%	56,564 $453,000
Q4 2022 Feb 07, 2023	SELL	$7.76 - $8.4 $9,614 - $10,407	-1,239 Reduced 2.26%	53,559 $418,000
Q3 2022 Nov 14, 2022	BUY	$7.98 - $8.93 $15,010 - $16,797	1,881 Added 3.55%	54,798 $441,000
Q2 2022 Jul 19, 2022	BUY	$8.08 - $10.36 $30,736 - $39,409	3,804 Added 7.75%	52,917 $432,000
Q1 2022 May 04, 2022	BUY	$9.38 - $10.46 $6,078 - $6,778	648 Added 1.34%	49,113 $498,000
Q4 2021 Jan 31, 2022	BUY	$9.89 - $10.13 $65,442 - $67,030	6,617 Added 15.81%	48,465 $490,000
Q3 2021 Oct 29, 2021	BUY	$9.46 - $10.02 $109,310 - $115,781	11,555 Added 38.14%	41,848 $417,000
Q2 2021 Aug 11, 2021	BUY	$9.39 - $9.76 $65,410 - $67,988	6,966 Added 29.86%	30,293 $295,000
Q1 2021 May 04, 2021	BUY	$8.65 - $9.61 $25,984 - $28,868	3,004 Added 14.78%	23,327 $222,000
Q4 2020 Feb 11, 2021	BUY	$7.84 - $8.72 $18,902 - $21,023	2,411 Added 13.46%	20,323 $176,000
Q3 2020 Nov 05, 2020	BUY	$7.74 - $8.4 $9,179 - $9,962	1,186 Added 7.09%	17,912 $146,000
Q2 2020 Aug 12, 2020	BUY	$6.93 - $8.2 $13,943 - $16,498	2,012 Added 13.67%	16,726 $131,000
Q1 2020 May 11, 2020	SELL	$5.64 - $10.15 $12,757 - $22,959	-2,262 Reduced 13.32%	14,714 $109,000
Q4 2019 Feb 05, 2020	SELL	$9.3 - $9.99 $66,225 - $71,138	-7,121 Reduced 29.55%	16,976 $169,000
Q3 2019 Oct 30, 2019	SELL	$9.42 - $9.78 $3,673 - $3,814	-390 Reduced 1.59%	24,097 $229,000
Q2 2019 Jul 19, 2019	SELL	$9.54 - $10.03 $41,346 - $43,470	-4,334 Reduced 15.04%	24,487 $238,000
Q1 2019 May 13, 2019	BUY	$9.25 - $10.27 $31,265 - $34,712	3,380 Added 13.29%	28,821 $276,000
Q4 2018 Feb 11, 2019	BUY	$8.74 - $10.35 $22,190 - $26,278	2,539 Added 11.09%	25,441 $229,000
Q3 2018 Nov 06, 2018	SELL	$10.1 - $10.41 $33,350 - $34,373	-3,302 Reduced 12.6%	22,902 $236,000
Q2 2018 Jul 31, 2018	SELL	$10.34 - $10.91 $3,587 - $3,785	-347 Reduced 1.31%	26,204 $273,000
Q1 2018 May 14, 2018	SELL	$10.82 - $11.48 $1,752 - $1,859	-162 Reduced 0.61%	26,551 $289,000
Q4 2017 Feb 12, 2018	BUY	$10.62 - $11.84 $283,692 - $316,281	26,713	26,713 $305,000

Others Institutions Holding JRO

# of Institutions

Shares Held

446K

Call Options Held

Put Options Held

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About Nuveen Floating Rate Income Opportunity Fund

Ticker JRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Opportunity Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. It invests in fixed income markets of the United States. The fund invests in adjustable rate loans, primarily in senior loans. It benchm...

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