Commonwealth Equity Services, LLC Pennant Park Floating Rate Capital Ltd. Transaction History

Commonwealth Equity Services, LLC

$77.2 Billion
Q3 2025

A detailed history of Commonwealth Equity Services, LLC transactions in Pennant Park Floating Rate Capital Ltd. stock. As of the latest transaction made, Commonwealth Equity Services, LLC holds 98,464 shares of PFLT stock, worth $906,853. This represents 0.0% of its overall portfolio holdings.

Number of Shares

98,464

Previous 91,475 7.64%

Holding current value

$906,853

Previous $945,000 7.41%

% of portfolio

0.0%

Previous 0.0%

24 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2025 Oct 22, 2025	BUY	$8.89 - $10.82 $62,132 - $75,620	6,989 Added 7.64%	98,464 $875,000
Q2 2025 Aug 06, 2025	BUY	$9.18 - $11.13 $93,296 - $113,114	10,163 Added 12.5%	91,475 $945,000
Q1 2025 May 09, 2025	BUY	$10.91 - $11.42 $441,702 - $462,350	40,486 Added 99.17%	81,312 $910,000
Q4 2024 Feb 10, 2025	BUY	$10.67 - $11.89 $40,353 - $44,967	3,782 Added 10.21%	40,826 $446,000
Q3 2024 Oct 18, 2024	SELL	$10.49 - $11.94 $19,563 - $22,268	-1,865 Reduced 4.79%	37,044 $429,000

Q2 2024 Jul 31, 2024	BUY	$11.09 - $11.61 $148,727 - $155,701	13,411 Added 52.6%	38,909 $449,000
Q1 2024 Apr 29, 2024	BUY	$11.09 - $12.61 $33,303 - $37,867	3,003 Added 13.35%	25,498 $290,000
Q4 2023 Feb 06, 2024	BUY	$9.71 - $12.24 $24,847 - $31,322	2,559 Added 12.84%	22,495 $272,000
Q3 2023 Oct 23, 2023	BUY	$10.32 - $11.39 $73,664 - $81,301	7,138 Added 55.77%	19,936 $213,000
Q2 2023 Aug 10, 2023	BUY	$10.37 - $11.06 $13,968 - $14,897	1,347 Added 11.76%	12,798 $136,000
Q1 2023 May 11, 2023	SELL	$9.98 - $12.2 $718 - $878	-72 Reduced 0.62%	11,451 $121,000
Q4 2022 Feb 07, 2023	BUY	$9.77 - $11.6 $849 - $1,009	87 Added 0.76%	11,523 $126,000
Q3 2022 Nov 14, 2022	SELL	$9.6 - $13.19 $13,046 - $17,925	-1,359 Reduced 10.62%	11,436 $109,000
Q2 2022 Jul 19, 2022	SELL	$10.45 - $14.2 $42,510 - $57,765	-4,068 Reduced 24.12%	12,795 $146,000
Q1 2022 May 04, 2022	BUY	$12.23 - $13.56 $206,234 - $228,662	16,863 New	16,863 $227,000
Q4 2019 Feb 05, 2020	SELL	$11.33 - $12.56 $125,513 - $139,139	-11,078 Closed	0 $0
Q3 2019 Oct 30, 2019	BUY	$11.22 - $11.79 $124,295 - $130,609	11,078 New	11,078 $128,000
Q2 2019 Jul 19, 2019	SELL	$11.44 - $13.35 $119,856 - $139,867	-10,477 Closed	0 $0
Q1 2019 May 13, 2019	SELL	$11.8 - $13.38 $64,593 - $73,242	-5,474 Reduced 34.32%	10,477 $134,000
Q4 2018 Feb 11, 2019	SELL	$11.2 - $13.34 $389,748 - $464,218	-34,799 Reduced 68.57%	15,951 $184,000
Q3 2018 Nov 06, 2018	BUY	$13.15 - $13.83 $123,439 - $129,822	9,387 Added 22.69%	50,750 $667,000
Q2 2018 Jul 31, 2018	SELL	$13.08 - $14.1 $27,860 - $30,033	-2,130 Reduced 4.9%	41,363 $565,000
Q1 2018 May 14, 2018	BUY	$12.19 - $13.85 $5,205 - $5,913	427 Added 0.99%	43,493 $569,000
Q4 2017 Feb 12, 2018	BUY	$13.72 - $14.61 $590,865 - $629,194	43,066	43,066 $591,000

Others Institutions Holding PFLT

# of Institutions

148

Shares Held

22M

Call Options Held

53.9K

Put Options Held

32.5K

View Full List

About PennantPark Floating Rate Capital Ltd.

Ticker PFLT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent no...

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Commonwealth Equity Services, LLC Pennant Park Floating Rate Capital Ltd. Transaction History